Delaware | 1-37664 | 47-5632014 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
8555 South River Parkway, Tempe, Arizona | 85284 |
(Address of principal executive offices) | (Zip Code) |
Michael W. Valente |
(602) 282-1000 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Versum Materials, Inc. |
By: | /s/ Michael W. Valente | May 31, 2018 | |
Michael W. Valente | |||
Senior Vice President Law and Human Resources, General Counsel and Secretary |
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• | Reviewed each of its Materials products to determine whether they incorporated or used 3TG by conducting a review of the specifications and manufacturing process for each Materials product. |
• | Reviewed its supply base and the materials, product components and assemblies they supplied for the Covered Products to identify those direct suppliers (“Suppliers of Concern”) that may possibly supply 3TG to it. Because of the large number of individual components in Equipment, the Company included all direct suppliers of Equipment and subcomponents, such as printed circuit boards, cable assemblies, and electrical connectors, as Suppliers of Concern. |
• | Requested all Suppliers of Concern to provide it with a completed Responsible Minerals Initiative (“RMI”, formerly the Conflict-Free Sourcing Initiative which was founded in 2008 by the Electronics Industry Citizenship Coalition and the Global e-Sustainability Initiative) Conflict Mineral Reporting Template questionnaire (“CMRT”) disclosing whether their provided components and assemblies contained 3TG and, if so, the names of the smelters used to process the 3TG. |
• | Contacted those Suppliers of Concern who did not promptly return a completed CMRT and encouraged them to respond, with a focus on the largest suppliers. |
• | Reviewed responses received from Suppliers of Concern and requested additional information or clarifications, including without limitation information to the part number level, as deemed appropriate. |
1. | establish strong company management systems; |
2. | identify and assess risks in the supply chain; |
3. | design and implement a strategy to respond to identified risks; |
4. | conduct an independent third party audit of supply chain due diligence at identified points in the supply chain; and |
5. | report on supply chain due diligence. |
Smelter Name | Smelter CID No. | Metal | Smelter CFSI Status | |||
Solikamsk Magnesium Works OAO | CID001769 | Tantalum | Conformant | |||
H.C. Starck Co., Ltd. | CID002544 | Tantalum | Conformant | |||
H.C. Starck GmbH Goslar | CID002545 | Tantalum | Conformant | |||
H.C. Starck Hermsdorf GmbH | CID002547 | Tantalum | Conformant | |||
H.C. Starck Inc. | CID002548 | Tantalum | Conformant | |||
H.C. Starck GmbH | CID002541 | Tungsten | Conformant | |||
H.C. Starck Smelting GmbH & Co.KG | CID002542 | Tungsten | Conformant | |||
H.C. Starck Ltd. | CID002549 | Tantalum | Conformant | |||
H.C. Starck Smelting GmbH & Co.KG | CID002550 | Tantalum | Conformant | |||
Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | Tungsten | Conformant | |||
Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | Tungsten | Conformant | |||
Japan New Metals Co., Ltd. | CID000825 | Tungsten | Conformant | |||
Xiamen Tungsten Co., Ltd. | CID002082 | Tungsten | Conformant | |||
Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | Tungsten | Conformant | |||
Global Tungsten & Powders Corp. | CID000568 | Tungsten | Conformant | |||
Malaysia Smelting Corporation (MSC) | CID001105 | Tin | Conformant | |||
PT Timah (Persero) Tbk Mentok | CID001482 | Tin | Conformant | |||
PT Stanindo Inti Perkasa | CID001468 | Tin | Conformant | |||
CV United Smelting | CID000315 | Tin | Conformant | |||
EM Vinto | CID000438 | Tin | Conformant | |||
Operaciones Metalurgical S.A. | CID001337 | Tin | Conformant | |||
PT Artha Cipta Langgeng | CID001399 | Tin | Conformant | |||
PT Babel Inti Perkasa | CID001402 | Tin | Conformant | |||
PT DS Jaya Abadi | CID001434 | Tin | Conformant | |||
PT Eunindo Usaha Mandiri | CID001438 | Tin | Conformant | |||
PT Mitra Stania Prima | CID001453 | Tin | Conformant | |||
PT Prima Timah Utama | CID001458 | Tin | Conformant | |||
PT Refined Bangka Tin | CID001460 | Tin | Conformant | |||
PT Stanindo Inti Perkasa | CID001468 | Tin | Conformant | |||
PT Tinindo Inter Nusa | CID001490 | Tin | Conformant | |||
Thaisarco | CID001898 | Tin | Conformant | |||
White Solder Metalurgica | CID002036 | Tin | Conformant | |||
CV Venus Inti Perkasa | CID002455 | Tin | Conformant | |||
PT Inti Stania Prima | CID002530 | Tin | Conformant |
Smelter Name | Smelter CID No. | Metal | Smelter CFSI Status | |||
CV Ayi Jaya | CID002570 | Tin | Conformant | |||
Metallo-Chimique N.V. | CID002773 | Tin | Conformant | |||
PT Bangka Prima Tin | CID002776 | Tin | Conformant | |||
PT Sukses Inti Makmur | CID002816 | Tin | Conformant | |||
PT Menara Cipta Mulia | CID002835 | Tin | Conformant | |||
PT Sariwiguna Binasentosa | CID001463 | Tin | Conformant | |||
CV Dua Sekawan | CID002592 | Tin | Conformant | |||
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | Tin | Conformant |
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