0001660690-16-000035.txt : 20161103 0001660690-16-000035.hdr.sgml : 20161103 20161103174128 ACCESSION NUMBER: 0001660690-16-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Versum Materials, Inc. CENTRAL INDEX KEY: 0001660690 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 475632014 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7201 HAMILTON BOULEVARD CITY: ALLENTOWN STATE: PA ZIP: 18195 BUSINESS PHONE: 6104817499 MAIL ADDRESS: STREET 1: 7201 HAMILTON BOULEVARD CITY: ALLENTOWN STATE: PA ZIP: 18195 FORMER COMPANY: FORMER CONFORMED NAME: Versum Materials, LLC DATE OF NAME CHANGE: 20151210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valente Michael W CENTRAL INDEX KEY: 0001663780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37664 FILM NUMBER: 161972995 MAIL ADDRESS: STREET 1: 7201 HAMILTON BLVD CITY: ALLENTOWN STATE: PA ZIP: 18195 4 1 wf-form4_147820927483738.xml FORM 4 X0306 4 2016-11-01 0 0001660690 Versum Materials, Inc. VSM 0001663780 Valente Michael W VERSUM MATERIALS, INC. 7201 HAMILTON BOULEVARD ALLENTOWN PA 18195 0 1 0 0 SVP Law/Human Res., GC, Secy Common Stock 2016-11-01 4 A 0 47730 0 A 47730 D Common Stock 25 I By Retirement Savings Plan Theses shares represent restricted stock units ("RSUs") and will be settled in common stock upon vesting. Subject to continued employment with the company through the vesting date, one third of the RSUs vest on October 1, 2018, one third vest on October 1, 2019, and one third vest on October 1, 2020. Upon a change in control of the company, as defined in the Versum Materials Inc. Long-Term Incentive Plan, each restricted stock unit would be converted into a right to receive cash equal to the price paid for one share of the company's common stock in the change in control transaction plus interest through the vesting date. Reflects common stock of the Issuer received with respect to shares of common stock of Air Products and Chemicals, Inc. ("Air Products") held prior to the spin-off of the Issuer from Air Products (the "Spin-off"). /s/ Scott J. Depta, as attorney-in-fact 2016-11-01