0001660134-24-000092.txt : 20240618 0001660134-24-000092.hdr.sgml : 20240618 20240618171622 ACCESSION NUMBER: 0001660134-24-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240615 FILED AS OF DATE: 20240618 DATE AS OF CHANGE: 20240618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Addison Jonathan James CENTRAL INDEX KEY: 0002010033 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 241053024 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 100 FIRST STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wk-form4_1718745374.xml FORM 4 X0508 4 2024-06-15 0 0001660134 Okta, Inc. OKTA 0002010033 Addison Jonathan James 100 FIRST STREET, SUITE 600 SAN FRANCISCO CA 94105 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2024-06-15 4 M 0 1069 0 A 26040 D Class A Common Stock 2024-06-15 4 F 0 584 0 D 25456 D Class A Common Stock 2024-06-15 4 M 0 848 0 A 26304 D Class A Common Stock 2024-06-15 4 F 0 463 0 D 25841 D Class A Common Stock 2024-06-15 4 M 0 3318 0 A 29159 D Class A Common Stock 2024-06-15 4 F 0 1812 0 D 27347 D Class A Common Stock 2024-06-15 4 M 0 3591 0 A 30938 D Class A Common Stock 2024-06-15 4 F 0 1961 0 D 28977 D Class A Common Stock 2024-06-15 4 M 0 1452 0 A 30429 D Class A Common Stock 2024-06-15 4 F 0 793 0 D 29636 D Restricted Stock Units 2024-06-15 4 M 0 1069 0 D Class A Common Stock 1069 6414 D Restricted Stock Units 2024-06-15 4 M 0 848 0 D Class A Common Stock 848 5938 D Restricted Stock Units 2024-06-15 4 M 0 3318 0 D Class A Common Stock 3318 23222 D Restricted Stock Units 2024-06-15 4 M 0 3591 0 D Class A Common Stock 3591 35910 D Restricted Stock Units 2024-06-15 4 M 0 1452 0 D Class A Common Stock 1452 15978 D Based on an internal audit, the Issuer determined that due to an administrative error, the Reporting Person's Form 3 filed on February 7, 2024 and subsequent Forms 4 inadvertently understated the Reporting Person's Class A common stock by 60 shares. This has been corrected on this Form 4. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 25% of the shares underlying the RSU vested on December 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on March 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. /s/ Alan Smith, attorney-in-fact of the Reporting Person 2024-06-18