0001660134-24-000040.txt : 20240319 0001660134-24-000040.hdr.sgml : 20240319 20240319175542 ACCESSION NUMBER: 0001660134-24-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240315 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tighe Brett CENTRAL INDEX KEY: 0001865084 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 24765312 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 100 FIRST STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wk-form4_1710885332.xml FORM 4 X0508 4 2024-03-15 0 0001660134 Okta, Inc. OKTA 0001865084 Tighe Brett 100 FIRST ST, SUITE 600 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-03-15 4 F 0 6172 0 D 81667 D Class A Common Stock 2024-03-15 4 M 0 302 0 A 81969 D Class A Common Stock 2024-03-15 4 F 0 106 0 D 81863 D Class A Common Stock 2024-03-15 4 M 0 415 0 A 82278 D Class A Common Stock 2024-03-15 4 F 0 143 0 D 82135 D Class A Common Stock 2024-03-15 4 M 0 202 0 A 82337 D Class A Common Stock 2024-03-15 4 F 0 58 0 D 82279 D Class A Common Stock 2024-03-15 4 M 0 4581 0 A 86860 D Class A Common Stock 2024-03-15 4 F 0 1340 0 D 85520 D Class A Common Stock 2024-03-15 4 M 0 6298 0 A 91818 D Class A Common Stock 2024-03-15 4 F 0 2479 0 D 89339 D Class A Common Stock 1250 I By Trust Restricted Stock Units 2024-03-15 4 M 0 302 0 D Class A Common Stock 302 302 D Restricted Stock Units 2024-03-15 4 M 0 415 0 D Class A Common Stock 415 1245 D Restricted Stock Units 2024-03-15 4 M 0 202 0 D Class A Common Stock 202 809 D Restricted Stock Units 2024-03-15 4 M 0 4581 0 D Class A Common Stock 4581 36641 D Restricted Stock Units 2024-03-15 4 M 0 6298 0 D Class A Common Stock 6298 50381 D Class B Common Stock Class A Common Stock 69046 69046 I By Trust Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Alan Smith, attorney-in-fact of the Reporting Person 2024-03-19