0001209191-22-051556.txt : 20220929
0001209191-22-051556.hdr.sgml : 20220929
20220929180036
ACCESSION NUMBER: 0001209191-22-051556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220928
FILED AS OF DATE: 20220929
DATE AS OF CHANGE: 20220929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKinnon Todd
CENTRAL INDEX KEY: 0001700626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 221281706
MAIL ADDRESS:
STREET 1: C/O OKTA, INC.
STREET 2: 301 BRANNAN STREET 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-28
0
0001660134
Okta, Inc.
OKTA
0001700626
McKinnon Todd
C/O OKTA, INC.
100 FIRST ST, SUITE 600
SAN FRANCISCO
CA
94105
1
1
0
0
Chief Executive Officer
Class A Common Stock
17079
D
Employee Stock Option (Right to Buy)
7.17
2022-09-28
4
M
0
305000
0.00
D
2025-08-27
Class B Common Stock
305000
181053
D
Class B Common Stock
2022-09-28
4
M
0
305000
0.00
A
Class A Common Stock
305000
305000
D
Class B Common Stock
2022-09-28
5
G
0
E
305000
0.00
D
Class A Common Stock
305000
0
D
Class B Common Stock
2022-09-28
5
G
0
E
305000
0.00
A
Class A Common Stock
305000
5530696
I
By Trust
Class B Common Stock
Class A Common Stock
128247
128247
I
By Trust
Employee Stock Option (Right to Buy)
8.97
2026-07-29
Class B Common Stock
1794803
1794803
D
Employee Stock Option (Right to Buy)
39.21
2028-03-21
Class A Common Stock
5438
5438
D
Employee Stock Option (Right to Buy)
82.16
2029-03-24
Class A Common Stock
32251
32251
D
Employee Stock Option (Right to Buy)
142.47
2030-04-14
Class A Common Stock
48372
48372
D
Employee Stock Option (Right to Buy)
274.96
2031-04-21
Class A Common Stock
63667
63667
D
Employee Stock Option (Right to Buy)
274.96
2031-04-21
Class A Common Stock
127334
127334
D
Restricted Stock Units
Class A Common Stock
6361
6361
D
Restricted Stock Units
Class A Common Stock
15855
15855
D
Restricted Stock Units
Class A Common Stock
16848
16848
D
The shares subject to the option are fully vested and exercisable by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
2022-09-29