0001209191-22-040800.txt : 20220705 0001209191-22-040800.hdr.sgml : 20220705 20220705170847 ACCESSION NUMBER: 0001209191-22-040800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKinnon Todd CENTRAL INDEX KEY: 0001700626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 221066230 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 301 BRANNAN STREET 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 100 FIRST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-30 0 0001660134 Okta, Inc. OKTA 0001700626 McKinnon Todd C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer Class A Common Stock 13493 D Employee Stock Option (Right to Buy) 1.40 2022-06-30 4 M 0 38827 0.00 D 2023-08-29 Class B Common Stock 38827 0 D Class B Common Stock 2022-06-30 4 M 0 38827 0.00 A Class A Common Stock 38827 38827 D Employee Stock Option (Right to Buy) 8.97 2022-06-30 4 M 0 4088 0.00 D 2026-07-29 Class B Common Stock 4088 1794803 D Class B Common Stock 2022-06-30 4 M 0 4088 0.00 A Class A Common Stock 4088 42915 D Class B Common Stock 2022-06-30 5 G 0 E 42915 0.00 D Class A Common Stock 42915 0 D Class B Common Stock 2022-06-30 5 G 0 E 42915 0.00 A Class A Common Stock 42915 5225696 I By Trust Class B Common Stock Class A Common Stock 128247 128247 I By Trust Employee Stock Option (Right to Buy) 7.17 2025-08-27 Class B Common Stock 486053 486053 D Employee Stock Option (Right to Buy) 39.21 2028-03-21 Class A Common Stock 5438 5438 D Employee Stock Option (Right to Buy) 82.16 2029-03-24 Class A Common Stock 32251 32251 D Employee Stock Option (Right to Buy) 142.47 2030-04-14 Class A Common Stock 48372 48372 D Employee Stock Option (Right to Buy) 274.96 2031-04-21 Class A Common Stock 63667 63667 D Employee Stock Option (Right to Buy) 274.96 2031-04-21 Class A Common Stock 127334 127334 D Restricted Stock Units Class A Common Stock 9541 9541 D Restricted Stock Units Class A Common Stock 18497 18497 D Restricted Stock Units Class A Common Stock 18533 18533 D The shares subject to the option are fully vested and exercisable by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2022-07-05