0001209191-21-047200.txt : 20210719
0001209191-21-047200.hdr.sgml : 20210719
20210719170611
ACCESSION NUMBER: 0001209191-21-047200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210715
FILED AS OF DATE: 20210719
DATE AS OF CHANGE: 20210719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER CHRISTOPHER K
CENTRAL INDEX KEY: 0001788037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 211098544
MAIL ADDRESS:
STREET 1: C/O OKTA, INC.
STREET 2: 100 FIRST STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 100 FIRST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-15
0
0001660134
Okta, Inc.
OKTA
0001788037
KRAMER CHRISTOPHER K
C/O OKTA
100 FIRST ST, SUITE 600
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Accounting Officer
Class A Common Stock
2021-07-15
4
C
0
3333
0.00
A
13142
D
Class A Common Stock
2021-07-15
4
S
0
3333
242.94
D
9809
D
Employee Stock Option (Right to Buy)
9.74
2021-07-15
4
M
0
3333
0.00
D
2027-01-22
Class B Common Stock
3333
6668
D
Class B Common Stock
2021-07-15
4
M
0
3333
0.00
A
Class A Common Stock
3333
3333
D
Class B Common Stock
2021-07-15
4
C
0
3333
0.00
D
Class A Common Stock
3333
0
D
Employee Stock Option (Right to Buy)
103.69
2029-09-18
Class A Common Stock
3187
3187
D
Employee Stock Option (Right to Buy)
142.47
2030-04-14
Class A Common Stock
7590
7590
D
Employee Stock Option (Right to Buy)
274.96
2031-04-21
Class A Common Stock
3184
3184
D
Restricted Stock Units
Class A Common Stock
4487
4487
D
Restricted Stock Units
Class A Common Stock
2799
2799
D
Restricted Stock Units
Class A Common Stock
792
792
D
Restricted Stock Units
Class A Common Stock
2470
2470
D
Restricted Stock Units
Class A Common Stock
1937
1937
D
Restricted Stock Units
Class A Common Stock
1348
1348
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The shares subject to the option are fully vested and exercisable by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option shall vest on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Larissa Schwartz, attorney-in-fact of the Reporting Person
2021-07-19