0001209191-18-050178.txt : 20180907 0001209191-18-050178.hdr.sgml : 20180907 20180907210608 ACCESSION NUMBER: 0001209191-18-050178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180907 DATE AS OF CHANGE: 20180907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Runyan Jonathan T CENTRAL INDEX KEY: 0001700628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 181061260 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 301 BRANNAN STREET 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-07 0 0001660134 Okta, Inc. OKTA 0001700628 Runyan Jonathan T C/O OKTA, INC. 301 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 General Counsel and Secretary Class A Common Stock 2018-09-07 4 C 0 10000 0.00 A 10000 D Class A Common Stock 2018-09-07 4 S 0 10000 70.00 D 0 D Class A Common Stock 46288 I By Trust Employee Stock Option (Right to Buy) 7.17 2018-09-07 4 M 0 1041 0.00 D 2025-08-27 Class B Common Stock 1041 11459 D Employee Stock Option (Right to Buy) 8.62 2018-09-07 4 M 0 4584 0.00 D 2026-02-24 Class B Common Stock 4584 35417 D Employee Stock Option (Right to Buy) 8.97 2018-09-07 4 M 0 4375 0.00 D 2026-07-29 Class B Common Stock 4375 195625 D Class B Common Stock 2018-09-07 4 M 0 10000 0.00 A Class A Common Stock 10000 10000 D Class B Common Stock 2018-09-07 4 C 0 10000 0.00 D Class A Common Stock 10000 0 D Employee Stock Option (Right to Buy) 3.11 2025-01-21 Class B Common Stock 46876 46876 D Employee Stock Option (Right to Buy) 39.21 2028-03-21 Class A Common Stock 52000 52000 D Restricted Stock Units Class A Common Stock 22500 22500 D Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. 25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. 25% of the shares subject to the option shall vest on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. 25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2018-09-07