0001062993-18-000931.txt : 20180220 0001062993-18-000931.hdr.sgml : 20180220 20180220162155 ACCESSION NUMBER: 0001062993-18-000931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geode Capital Master Fund Ltd. - Geode Diversified Fund CENTRAL INDEX KEY: 0001713328 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 18624897 BUSINESS ADDRESS: STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 800-777-6757 MAIL ADDRESS: STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rosehill Resources Inc. CENTRAL INDEX KEY: 0001659122 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 475500436 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 713-654-8080 MAIL ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: KLR Energy Acquisition Corp. DATE OF NAME CHANGE: 20151123 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2018-02-15 0001659122 Rosehill Resources Inc. ROSE 0001713328 Geode Capital Master Fund Ltd. - Geode Diversified Fund ONE POST OFFICE SQUARE, 20TH FLOOR BOSTON MA 02109 0 0 1 0 Class A Common Stock 2018-02-15 4 S 0 3574 7.5138 D 711446 D The securities beneficially owned as reported in Column 5 includes the 668,174 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (the "Preferred Stock"), which is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). This includes the Class A Common Stock underlying 184 shares of Preferred Stock received as a PIK dividend on January 16, 2018. The Preferred Stock has no expiration date. /s/ Jeffrey S. Miller, COO, Geode Capital Management LP, as manager 2018-02-20