0001062993-17-004507.txt : 20171018
0001062993-17-004507.hdr.sgml : 20171018
20171018181854
ACCESSION NUMBER: 0001062993-17-004507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171016
FILED AS OF DATE: 20171018
DATE AS OF CHANGE: 20171018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geode Capital Master Fund Ltd. - Geode Diversified Fund
CENTRAL INDEX KEY: 0001713328
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 171143365
BUSINESS ADDRESS:
STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 800-777-6757
MAIL ADDRESS:
STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rosehill Resources Inc.
CENTRAL INDEX KEY: 0001659122
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 475500436
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 713-654-8080
MAIL ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: KLR Energy Acquisition Corp.
DATE OF NAME CHANGE: 20151123
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2017-10-16
0001659122
Rosehill Resources Inc.
ROSE
0001713328
Geode Capital Master Fund Ltd. - Geode Diversified Fund
ONE POST OFFICE SQUARE, 20TH FLOOR
BOSTON
MA
02109
0
0
1
0
Class A Common Stock
2017-10-16
4
C
0
89739
11.50
A
830852
D
Class A Common Stock
2017-10-16
4
S
0
5000
9.9025
D
825852
D
Class A Common Stock
2017-10-17
4
S
0
5000
9.6015
D
820852
D
Class A Common Stock
2017-10-18
4
S
0
5000
9.2546
D
815852
D
8.0% Series A Cumulative Preferred Stock
11.50
2017-10-16
4
C
0
1032
0
D
Class A Common Stock
89739
8500
D
The securities beneficially owned as reported in Column 5 includes the 739,131 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (as discussed in more detail in footnote (2) below) in addition to shares of Class A Common Stock held directly.
The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date.
/s/ Jeffrey S. Miller, COO, Geode Capital Management LP, as manager
2017-10-18