0001062993-17-004507.txt : 20171018 0001062993-17-004507.hdr.sgml : 20171018 20171018181854 ACCESSION NUMBER: 0001062993-17-004507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171016 FILED AS OF DATE: 20171018 DATE AS OF CHANGE: 20171018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geode Capital Master Fund Ltd. - Geode Diversified Fund CENTRAL INDEX KEY: 0001713328 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37712 FILM NUMBER: 171143365 BUSINESS ADDRESS: STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 800-777-6757 MAIL ADDRESS: STREET 1: 1 POST OFFICE SQUARE, 20TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rosehill Resources Inc. CENTRAL INDEX KEY: 0001659122 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 475500436 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 713-654-8080 MAIL ADDRESS: STREET 1: 16200 PARK ROW STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: KLR Energy Acquisition Corp. DATE OF NAME CHANGE: 20151123 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2017-10-16 0001659122 Rosehill Resources Inc. ROSE 0001713328 Geode Capital Master Fund Ltd. - Geode Diversified Fund ONE POST OFFICE SQUARE, 20TH FLOOR BOSTON MA 02109 0 0 1 0 Class A Common Stock 2017-10-16 4 C 0 89739 11.50 A 830852 D Class A Common Stock 2017-10-16 4 S 0 5000 9.9025 D 825852 D Class A Common Stock 2017-10-17 4 S 0 5000 9.6015 D 820852 D Class A Common Stock 2017-10-18 4 S 0 5000 9.2546 D 815852 D 8.0% Series A Cumulative Preferred Stock 11.50 2017-10-16 4 C 0 1032 0 D Class A Common Stock 89739 8500 D The securities beneficially owned as reported in Column 5 includes the 739,131 shares of Class A Common Stock underlying the 8.000% Series A Cumulative Perpetual Preferred Stock (as discussed in more detail in footnote (2) below) in addition to shares of Class A Common Stock held directly. The 8.000% Series A Cumulative Perpetual Preferred Stock is convertible, at the holder's option and at any time, into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.000% Series A Cumulative Perpetual Preferred Stock has no expiration date. /s/ Jeffrey S. Miller, COO, Geode Capital Management LP, as manager 2017-10-18