FIDELITY BOND AGREEMENT
This Agreement is made as of the 19th day of April, 2021 by and between STONE RIDGE TRUST, a Delaware statutory Trust, on behalf of its series: Stone Ridge High Yield Reinsurance Risk Premium Fund, Stone Ridge U.S. Hedged Equity Fund and Stone Ridge Diversified Alternatives Fund; STONE RIDGE TRUST II, a Delaware statutory Trust, on behalf of its series, Stone Ridge Reinsurance Risk Premium Interval Fund; STONE RIDGE TRUST IV, a Delaware statutory Trust, on behalf of its series, Stone Ridge Post-Event Reinsurance Fund; STONE RIDGE TRUST V, a Delaware statutory Trust, on behalf of its series, Stone Ridge Alternative Lending Risk Premium Fund; Stone Ridge Trust VI, a Delaware statutory Trust, on behalf of its series, NYDIG Bitcoin Strategy Fund; Stone Ridge Residential Real Estate Income Fund I, Inc., a Maryland corporation; the LIFEX Trusts,1 each a Delaware statutory Trust, on behalf of its corresponding series (the series of Stone Ridge Trust, Stone Ridge Trust II, Stone Ridge Trust IV, Stone Ridge Trust V, Stone Ridge Trust VI, Stone Ridge Residential Real Estate Income Fund I, Inc. and the LIFEX Trusts collectively, the “Funds”);
WITNESSETH:
WHEREAS, the Funds are management investment companies registered under the Investment Company Act of 1940, as amended (the “Act”); and
WHEREAS, the Funds jointly hold a fidelity bond required by the Act and Rule 17g-1 promulgated thereunder under which the Funds are named insureds; and
WHEREAS, Rule17g-1 requires that the named insureds under such a bond enter into an agreement with respect to certain matters;
NOW, THEREFORE, in consideration of the premises and the terms and provisions hereinafter set forth, the parties hereto agree as follows:
1. Description of Bond. Great American Insurance Company has issued a fidelity bond in the amount of $7,650,000 that designates the Funds as named insureds (the “Bond”). The amount of the Bond may be adjusted from time to time, and any such adjustment shall be reflected in a schedule attached to this Agreement.
2. Minimum Recovery. In the event recovery is received under the Bond as a result of loss sustained by one or more of the Funds and one or more other named insureds, each Fund shall receive an equitable and proportionate share of the recovery, which shall be at least equal to the amount it would have received had it provided and maintained a single insured bond with the minimum coverage required by Rule 17g-1(d)(1).
3. Term. The terms of this Agreement shall commence on the date hereof and shall terminate upon the termination or cancellation of the Bond or upon notice from any party hereto.
Remainder of page intentionally left blank.
1 Stone Ridge Longevity Risk Premium Fixed Income Master Trust 2045 (the “Master Trust”) and each of the “Feeder Trusts,” as shown on Schedule A attached hereto (collectively with the Master Trust, the “LIFEX Trusts”)
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed on the date first written above.
STONE RIDGE TRUST, on behalf of its series: Stone Ridge High Yield Reinsurance Risk Premium Fund, Stone Ridge U.S. Hedged Equity Fund and Stone Ridge Diversified Alternatives Fund; STONE RIDGE TRUST II, on behalf of its series: Stone Ridge Reinsurance Risk Premium Interval Fund; STONE RIDGE TRUST IV, on behalf of its series: Stone Ridge Post-Event Reinsurance Fund; STONE RIDGE TRUST V, on behalf of its series: Stone Ridge Alternative Lending Risk Premium Fund; STONE RIDGE TRUST VI, on behalf of its series: NYDIG Bitcoin Strategy Fund; STONE RIDGE RESIDENTIAL REAL ESTATE INCOME FUND I, INC and the LIFEX TRUSTS
By: |
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Name: Lauren D. Macioce | ||
Title: Secretary, Stone Ridge Trust, | ||
Stone Ridge Trust II, Stone Ridge Trust IV, | ||
Stone Ridge Trust V, Stone Ridge Trust VI, | ||
Stone Ridge Residential Real Estate Income | ||
Fund I, Inc. and the LIFEX Trusts |
Schedule A
Feeder Trust
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Feeder Fund
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Stone Ridge Longevity Risk Premium Fixed Income Trust 65F |
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 65F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 65M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 65M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 66F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 66F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 66M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 66M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 67F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 67F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 67M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 67M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 68F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 68F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 68M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 68M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 69F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 69F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 69M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 69M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 70F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 70F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 70M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 70M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 71F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 71F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 71M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 71M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 72F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 72F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 72M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 72M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 73F
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Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 73F
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Feeder Trust
|
Feeder Fund
| |
Stone Ridge Longevity Risk Premium Fixed Income Trust 73M |
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 73M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 74F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 74F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 74M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 74M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 75F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 75F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 75M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 75M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 76F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 76F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 76M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 76M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 77F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 77F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 77M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 77M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 78F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 78F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 78M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 78M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 79F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 79F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 79M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 79M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 80F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 80F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 80M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 80M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 81F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 81F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 81M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 81M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 82F
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Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 82F
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Feeder Trust
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Feeder Fund
| |
Stone Ridge Longevity Risk Premium Fixed Income Trust 82M |
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 82M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 83F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 83F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 83M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 83M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 84F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 84F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 84M | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 84M | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 85F | Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 85F | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 85M
|
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 85M
|
301 E. Fourth St., Cincinnati, OH 45202
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Your Great American Insurance Policy®
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½Fidelity / Crime
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0790FIC (01/20) © 2020 Great American Insurance Company |
800-545-4269
GAIG.com |
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IMPORTANT NOTICE
FIDELITY CRIME DIVISION CLAIMS
Should this account have a potential claim situation, please contact:
Fidelity & Crime Claims Department
Great American Insurance Group
Five Waterside Crossing
Windsor, CT 06095
(860) 298-7330
(860) 688-8188 fax
CrimeClaims@gaig.com
SDM-683 (Ed. 08/14)
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FI 75 10 (Ed. 11/16)
INVESTMENT COMPANY BOND
GREAT AMERICAN INSURANCE COMPANY
(A Stock Insurance Company, Herein Called the Underwriter)
DECLARATIONS
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Bond No. FS E429873 02 00 |
Item 1. | Name of Insured (herein called Insured): Stone Ridge Holdings Group LP |
Principal Address: | 510 Madison Avenue 21st Floor New York, NY 10022 |
Item 2. | Bond Period: from 12:01 a.m. on 05/02/2021 to 05/02/2022 12:01 a.m. the effective date of the termination or cancellation of this Bond, standard time at the Principal Address as to each of said dates.
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Item 3. | Limit of Liability - Subject to Sections 9, 10 and 12 hereof, |
Amount applicable to |
||||||||
Limit of Liability | Deductible | |||||||
Insuring Agreement (A)-Fidelity |
$ | 10,450,000 | $ | 0 | ||||
Insuring Agreement (B)-On Premises |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (C)-In Transit |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (D)-Forgery or Alteration |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (E)-Securities |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (F)-Counterfeit Currency |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (G)-Stop Payment |
$ | 50,000 | $ | 5,000 | ||||
Insuring Agreement (H)-Uncollectible Items of Deposit |
$ | 100,000 | $ | 5,000 | ||||
Insuring Agreement (I)-Audit Expense |
$ | 50,000 | $ | 5,000 | ||||
Insuring Agreement (J)-Telefacsimile Transmissions |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (K)-Unauthorized Signatures |
$ | 50,000 | $ | 5,000 | ||||
Optional Insuring Agreements and Coverages |
||||||||
Insuring Agreement (L)-Computer Systems |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (M)-Automated Phone Systems |
$ | 10,450,000 | $ | 25,000 | ||||
Insuring Agreement (N)-Fraudulent Transfer Instructions |
$ | 10,450,000 | $ | 25,000 |
FI 75 10 (Ed. 11/16) | (Page 1 of 2) |
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If “Not Covered” is inserted above opposite any specified Insuring Agreement or Coverage, such Insuring Agreement or Coverage and any other reference thereto in this Bond shall be deemed to be deleted therefrom.
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Item 4. | Offices or Premises Covered-Offices acquired or established subsequent to the effective date of this Bond are covered according to the terms of General Agreement A. All the Insured’s offices or premises in existence at the time this Bond becomes effective are covered under this Bond except the offices or premises located as follows: | |
N/A
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Item 5. | The liability of the Underwriter is subject to the terms of the following Riders attached hereto: | |
See Form FI8801
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Item 6. | The Insured by the acceptance of this Bond gives to the Underwriter terminating or cancelling prior Bond(s) or Policy(ies) No.(s) | |
FS E429873 01 | ||
such termination or cancellation to be effective as of the time this Bond becomes effective. |
FI 75 10 (Ed. 11/16) | (Page 2 of 2) |
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FI 75 11 (Ed. 08/15)
INVESTMENT COMPANY BOND
The Underwriter, in consideration of an agreed premium, and subject to the Declarations made a part hereof, the General Agreements, Conditions and Limitations and other terms of this Bond, agrees with the Insured, in accordance with Insuring Agreements hereof to which an amount of insurance is applicable as set forth in Item 3 of the Declarations and with respect to loss sustained by the Insured at any time but discovered during the Bond period, to indemnify and hold harmless the Insured for:
INSURING AGREEMENTS
FI 75 11 (Ed. 08/15) | (Page 1 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 2 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 3 of 13) |
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GENERAL AGREEMENTS
FI 75 11 (Ed. 08/15) | (Page 4 of 13) |
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THE FOREGOING INSURING AGREEMENTS AND
GENERAL AGREEMENTS ARE SUBJECT TO
THE FOLLOWING CONDITIONS AND LIMITATIONS:
FI 75 11 (Ed. 08/15) | (Page 5 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 6 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 7 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 8 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 9 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 10 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 11 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 12 of 13) |
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FI 75 11 (Ed. 08/15) | (Page 13 of 13) |
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FI 88 01 (Ed. 10 11)
FORMS AND RIDERS SCHEDULE
It is hereby understood and agreed the following forms and riders are attached to and are a part of this bond:
Form No. / Edition | Date Added * or Date Deleted |
Form Description | Rider No. (if applicable) | |||
FI7510 11-16 | Investment Company Bond Dec Page | |||||
FI7511 08-15 | Investment Company Bond Insuring Agreements | |||||
FI7343 08-15 | Joint Insured List | 1 | ||||
FI7503 08-15 | Counterfeit Currency Revision | 2 | ||||
FI7504 08-15 | Newly Created Investment Companies | 3 | ||||
FI7506 08-15 | Insuring Agreement (L) Computer Systems | 4 | ||||
FI7507 08-15 | Insuring Agreement (M) Automated Phone Systems | 5 | ||||
FI7508 08-15 | Newly Established Funds | 6 | ||||
FI7516 11-16 | Insuring Agreement (N) Fraudulent Transfer Instructions | 7 | ||||
FI7345 08-15 | Confidential Information And Data Breach Clarifying Rider | 8 | ||||
FI7340 08-15 | Economic And Trade Sanctions Clause | |||||
FI7341 04-17 | In-Witness Clause | |||||
* If not at inception |
FI 88 01 (Ed. 10/11) | (Page 1 of 1) |
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FI 73 43 (Ed. 08/15)
RIDER NO. 1
JOINT INSURED LIST
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | At the request of the Insured, the Underwriter adds to the list of Insured under the attached bond the following: |
Stone Ridge Asset Management LLC
Stone Ridge Trust
Stone Ridge High Yield Reinsurance Risk Premium Fund
Stone Ridge U.S. Hedged Equity Fund
Stone Ridge Diversified Alternatives Fund
Stone Ridge Diversified Alternatives Sub Fund Ltd
Stone Ridge Trust II
Stone Ridge Reinsurance Risk Premium Interval Fund
Stone Ridge Reinsurance Risk Premium Interval Sub Fund Ltd
Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd
Stone Ridge Trust IV
Stone Ridge Post-Event Reinsurance Fund
Stone Ridge Trust V
Stone Ridge Alternative Lending Risk Premium Fund
Stone Ridge Trust VI
NYDIG Bitcoin Strategy Fund
NYDIG Bitcoin Strategy Fund Ltd
Stone Ridge Longevity Risk Premium Fixed Income Trust 65F
Stone Ridge Longevity Risk Premium Fixed Income Trust 65M
Stone Ridge Longevity Risk Premium Fixed Income Trust 66F
Stone Ridge Longevity Risk Premium Fixed Income Trust 66M
Stone Ridge Longevity Risk Premium Fixed Income Trust 67F
Stone Ridge Longevity Risk Premium Fixed Income Trust 67M
Stone Ridge Longevity Risk Premium Fixed Income Trust 68F
Stone Ridge Longevity Risk Premium Fixed Income Trust 68M
Stone Ridge Longevity Risk Premium Fixed Income Trust 69F
Stone Ridge Longevity Risk Premium Fixed Income Trust 69M
Stone Ridge Longevity Risk Premium Fixed Income Trust 70F
Stone Ridge Longevity Risk Premium Fixed Income Trust 70M
Stone Ridge Longevity Risk Premium Fixed Income Trust 71F
Stone Ridge Longevity Risk Premium Fixed Income Trust 71M
Stone Ridge Longevity Risk Premium Fixed Income Trust 72F
Stone Ridge Longevity Risk Premium Fixed Income Trust 72M
Stone Ridge Longevity Risk Premium Fixed Income Trust 73F
FI 73 43 (Ed. 08/15) | (Page 1 of 3) |
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Stone Ridge Longevity Risk Premium Fixed Income Trust 73M
Stone Ridge Longevity Risk Premium Fixed Income Trust 74F
Stone Ridge Longevity Risk Premium Fixed Income Trust 74M
Stone Ridge Longevity Risk Premium Fixed Income Trust 75F
Stone Ridge Longevity Risk Premium Fixed Income Trust 75M
Stone Ridge Longevity Risk Premium Fixed Income Trust 76F
Stone Ridge Longevity Risk Premium Fixed Income Trust 76M
Stone Ridge Longevity Risk Premium Fixed Income Trust 77F
Stone Ridge Longevity Risk Premium Fixed Income Trust 77M
Stone Ridge Longevity Risk Premium Fixed Income Trust 78F
Stone Ridge Longevity Risk Premium Fixed Income Trust 78M
Stone Ridge Longevity Risk Premium Fixed Income Trust 79F
Stone Ridge Longevity Risk Premium Fixed Income Trust 79M
Stone Ridge Longevity Risk Premium Fixed Income Trust 80F
Stone Ridge Longevity Risk Premium Fixed Income Trust 80M
Stone Ridge Longevity Risk Premium Fixed Income Trust 81F
Stone Ridge Longevity Risk Premium Fixed Income Trust 81M
Stone Ridge Longevity Risk Premium Fixed Income Trust 82F
Stone Ridge Longevity Risk Premium Fixed Income Trust 82M
Stone Ridge Longevity Risk Premium Fixed Income Trust 83F
Stone Ridge Longevity Risk Premium Fixed Income Trust 83M
Stone Ridge Longevity Risk Premium Fixed Income Trust 84F
Stone Ridge Longevity Risk Premium Fixed Income Trust 84M
Stone Ridge Longevity Risk Premium Fixed Income Trust 85F
Stone Ridge Longevity Risk Premium Fixed Income Trust 85M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 65F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 65M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 66F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 66M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 67F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 67M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 68F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 68M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 69F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 69M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 70F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 70M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 71F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 71M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 72F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 72M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 73F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 73M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 74F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 74M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 75F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 75M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 76F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 76M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 77F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 77M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 78F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 78M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 79F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 79M
FI 73 43 (Ed. 08/15) | (Page 2 of 3) |
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Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 80F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 80M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 81F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 81M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 82F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 82M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 83F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 83M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 84F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 84M
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 85F
Stone Ridge Longevity Risk Premium Fixed Income Fund 2045 85M
Stone Ridge Longevity Risk Premium Fixed Income Master Trust 2045
Stone Ridge Longevity Risk Premium Fixed Income Master Fund 2045
Stone Ridge Residential Real Estate Income Fund I, Inc.
2. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
3. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 73 43 (Ed. 08/15) | (Page 3 of 3) |
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FI 75 03 (Ed. 08/15)
RIDER NO. 2
COUNTERFEIT CURRENCY REVISION
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | Insuring Agreement (F) Counterfeit Currency is deleted in its entirety and replaced by the following: |
Insuring Agreement (F) Counterfeit Currency
Loss resulting directly from the receipt by the Insured, in good faith, of any counterfeit money.
2. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
3. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 03 (Ed. 08/15) | (Page 1 of 1) |
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FI 75 04 (Ed. 08/15)
RIDER NO. 3
NEWLY CREATED INVESTMENT COMPANIES
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | Item 1. Named of Insured on the Declarations Page shall include any existing Investment Company or portfolios which are not listed under the Joint Insured Rider of the attached bond. It shall also include any Newly Created Investment Company or portfolio provided that the Insured shall submit to the Underwriter, following the end of the Bond Period, a list of all newly created portfolios and copies of any prospectuses and statements of additional information relating to such newly created Investment Companies or portfolios unless said prospectus and statements of additional information have been previously submitted. |
Following the end of the Bond Period, any newly created Investment Company or portfolio created during the Bond Period, will continue to be an Insured only if the Underwriter is notified as set forth in the above paragraph, the information required herein is provided to the Underwriter, and the Underwriter acknowledges the addition of such newly created Investment Company or portfolio to the bond by a Rider of this bond. |
2. | It is further agreed that the following definition is added to Conditions and Limitations - Section 1. Definitions: |
(g) | Newly created Investment Company or portfolio shall mean any Investment Company or portfolio for which registration with the SEC has been declared. |
3. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
4. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 04 (Ed. 08/15) | (Page 1 of 1) |
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FI 75 06 (Ed. 08/15)
RIDER NO. 4
INSURING AGREEMENT (L) COMPUTER SYSTEMS
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | The attached bond is hereby amended by adding to it an additional Insuring Agreement as follows: |
INSURING AGREEMENT (L) - COMPUTER SYSTEMS
Loss resulting directly from a fraudulent
(1) | entry of data into, or |
(2) | change of data elements or programs within a Computer System; provided that fraudulent entry or change causes |
(a) | Property to be transferred paid or delivered, |
(b) | an account of the Insured, or of its customer, to be added, deleted, debited or credited, or |
(c) | an unauthorized account or a fictitious account to be debited or credited; |
(3) | voice instructions or advices having been transmitted to the Insured or its agent(s) by telephone; and provided further, the fraudulent entry or change is made or caused by an individual acting with the manifest intent to: |
(a) | cause the Insured or its agent(s) to sustain a loss, and |
(b) | obtain financial benefit for that individual or for other persons intended by that individual to receive a financial benefit, |
(c) | and further provided such voice instructions or advices: |
(i) | were made by a person who purported to represent an individual authorized to make such voice instructions or advices; and |
(ii) | were electronically recorded by the Insured or its agent(s). |
(4) | It shall be a condition to recovery under the Computer Systems Rider that the Insured or its agent(s) shall to the best of their ability electronically record all voice instructions or advices received over the telephone. The Insured or its agent(s) warrant that they shall make their best efforts to maintain the electronic recording system on a continuous basis. Nothing, however, in this Rider shall bar the Insured from recovery where no recording is available because of mechanical failure of the device used in making such recording, or because of failure of |
FI 75 06 (Ed. 08/15) | (Page 1 of 3) |
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the media used to record a conversation from any cause, or error or omission of any Employee(s) or agent(s) of the Insured. |
SCHEDULE OF SYSTEMS
Any System Utilized by the Insured
2. | As used in this Rider, Computer System means: |
(a) | computers with related peripheral components, including storage components, wherever located, |
(b) | systems and applications software, |
(c) | terminal devices, |
(d) | related communication networks or customer communication systems, and |
(e) | related Electronic Funds Transfer Systems, |
by which data are electronically collected, transmitted, processed, stored, and retrieved.
3. | In addition to the Exclusions in the attached bond, the following Exclusions are applicable to this Insuring Agreement: |
(a) | loss resulting directly or indirectly from the theft of confidential information, material or data: and |
(b) | loss resulting directly or indirectly from entries or changes made by an individual authorized to have access to a Computer System who acts in good faith on instructions, unless such instructions are given to that individual by a software contractor (or by a partner, officer or employee thereof) authorized by the Insured to design, develop, prepare, supply service, write or implement programs for the Insured’s Computer System. |
4. | The following portions of the attached bond are not applicable to this Rider: |
(a) | the initial paragraph of the bond preceding the Insuring Agreements which reads “...at any time but discovered during the Bond Period.” |
(b) | Conditions and Limitations - Section 9. Non-Reduction and Non-Accumulation of Liability and Total Liability |
(c) | Conditions and Limitations - Section 10. Limit of Liability |
5. | The coverage afforded by this Rider applies only to loss discovered by the Insured during the period this Rider is in force. |
6. | All loss or series of losses involving the fraudulent activity of one individual, or involving fraudulent activity in which one individual is implicated, whether or not that individual is specifically identified, shall be treated as one loss. A series of losses involving unidentified individuals but arising from the same method of operation may be deemed by the Underwriter to involve the same individual and in that event shall be treated as one loss. |
7. | The Limit of Liability for the coverage provided by this Rider shall be $ 9,625,000. |
8. | The Underwriter shall be liable hereunder for the amount by which one loss shall be in excess of $ 25,000. (herein called the Deductible Amount) but not in excess of the Limit of Liability stated above. |
FI 75 06 (Ed. 08/15) | (Page 2 of 3) |
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9. | If any loss is covered under this Insuring Agreement and any other Insuring Agreement or Coverage, the maximum amount payable for such loss shall not exceed the largest amount available under any one Insuring Agreement or Coverage. |
10. | Coverage under this Rider shall terminate upon termination or cancellation of the bond to which this Rider is attached. Coverage under this Rider may also be terminated or cancelled without canceling the bond as an entirety: |
(a) | 90 days after receipt by the Insured of written notice from the Underwriter of its desire to terminate or cancel coverage under this Rider, or |
(b) | immediately upon receipt by the Underwriter of a written request from the Insured to terminate or cancel coverage under this Rider. |
The Underwriter shall refund to the Insured the unearned premium for this coverage under this Rider. The refund shall be computed at short rates if this Rider is terminated or cancelled or reduces by notice from, or at the insistence of the Insured. |
11. | Conditions and Limitations - Section 4. Loss-Notice-Proof-Legal Proceedings is amended by adding the following sentence: |
Proof of loss resulting from Voice Instructions or advices covered under this bond shall include Electronic Recording of such Voice Instructions of advices. |
12. | Notwithstanding the foregoing, however, coverage afforded by this Rider is not designed to provide protection against loss covered under a separate Electronic and Computer Crime Policy by whatever title assigned or by whatever Underwriter written. Any loss which is covered under such separate policy is excluded from coverage under this bond; and the Insured agrees to make claim for such loss under its separate policy. |
13. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
14. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 06 (Ed. 08/15) | (Page 3 of 3) |
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FI 75 07 (Ed. 08/15)
RIDER NO. 5
INSURING AGREEMENT (M) AUTOMATED PHONE SYSTEMS
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | The attached bond is hereby amended by adding to it an additional Insuring Agreement as follows: |
INSURING AGREEMENT (M) AUTOMATED PHONE SYSTEMS
Loss caused by an Automated Phone System (“APS”) Transaction, where the request for such APS Transaction is unauthorized or fraudulent and is made with the manifest intent to deceive; provided, that the entity which receives such request generally maintains and follows during the Bond Period all APS Designated Procedures with respect to APS Transaction. The unintentional isolated failure of such entity to maintain and follow a particular APS Designated Procedure in a particular APS Designated Procedure in a particular instance shall not preclude coverage under this Insuring Agreement, subject to the exclusions herein and in the bond.
1. | Definitions: The following terms as used in this Insuring Agreement shall have the following meanings: |
(a) | “APS Transaction” means any APS Redemption, APS Exchange or APS Election. |
(b) | “APS Redemption” means any redemption of shares issued by an Investment Company which is requested over the telephone by means of information transmitted by an individual caller through use of a telephone keypad. |
(c) | “APS Election” means any election concerning dividend options available to Fund shareholders which is made over the telephone by means of information transmitted by an individual caller through use of a telephone keypad. |
(d) | “APS Exchange” means any exchange of shares in a registered account of one Fund into shares in an identically registered account of another Fund in the same complex pursuant to exchange privileges of the two Funds, which exchange is requested over the telephone by means of information transmitted by an individual caller through use of a telephone keypad. |
(e) | “APS Designated Procedures” means all of the following procedures: |
(1) | Election in Application: No APS Redemption shall be executed unless the shareholder to whose account such an APS Redemption relates has previously elected by Official Designation to permit such APS Redemption. |
(2) | Logging: All APS Transaction requests shall be logged or otherwise recorded, so as to preserve all of the information transmitted by an individual caller through use of telephone keypad in the course of such a request, and the records shall be retained for at least six months. |
FI 75 07 (Ed. 08/15) | (Page 1 of 3) |
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(a) | Information contained in the records shall be capable of being retrieved through the following methods: audio tape and or transactions stored on computer disks |
(b) | Information contained in the records shall be capable of being retrieved and produced within a reasonable time after retrieval of specific information is requested, at a success rate of no loss than 85 percent. |
(3) | Identity Test: The identity of the caller in any request for an APS Transaction shall be tested before executing that APS Transaction by requiring the entry by the caller of a confidential personal identification number (“PIN”) |
(a) | Limited Attempts to Enter PIN: IF the caller fails to enter a correct PIN within three attempts, the caller must not be allowed additional attempts during the same (telephone call/twenty-four hour day) to enter the PIN. The caller may either be instructed to redial a customer service representative or may be immediately connected to such a representative. |
(4) | Written Confirmation: A written confirmation of any APS Transaction shall be mailed to the shareholder(s) to whose account such APS Transaction relates, at the original record address, by the end of the Insured’s next regular processing cycle, but in no event later than five business days following such APS Transaction. |
(5) | Access to APS Equipment: Access to the equipment which permits the entity receiving the APS Transaction request to process and effect the transaction shall be limited in the following manner: |
N/A |
2. | Exclusions: It is further understood and agreed that this extension shall not cover: |
(a) | Any loss covered under Insuring Agreement (A) Fidelity, of this bond; |
(1) | The redemption of shares, where the proceeds of such redemption are made payable to other-than |
(i) | the shareholder of record, or |
(ii) | a person officially Designated to receive redemption proceeds, or |
(iii) | a bank account officially Designated to receive redemption proceeds, or |
(2) | The redemption of shares, where the proceeds of such redemption are paid by check mailed to any address, unless such address has either been |
(i) | designated by voice over the telephone or in writing without a signature guarantee, in either case at least thirty(30) days prior to such redemption, or |
(ii) | officially Designated, or |
(iii) | verified by any other procedures which may be stated below in this Rider, or |
(3) | The redemption of shares, where the proceeds of such redemption are paid by wire transfer to other than the shareholder’s officially Designated bank account, or |
(4) | the Intentional failure to adhere to one or more APS Designated Procedures. |
FI 75 07 (Ed. 08/15) | (Page 2 of 3) |
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2. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
3. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 07 (Ed. 08/15) | (Page 3 of 3) |
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FI 75 08 (Ed. 08/15)
RIDER NO. 6
NEWLY ESTABLISHED FUNDS
To be attached to and form part of INVESTMENT COMPANY BOND,
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | If the Insured shall, while this bond is in force, establish any new funds other than by consolidation or merger with, purchase or acquisition of assets or liabilities of another institution, such funds shall automatically be covered, hereunder from the date of such establishment without the payment of additional premium for the remainder of the Bond Period. |
2. | Notice of any newly established funds during the Bond Period are to be made to the Underwriter at the earliest practicable moment and prior to the expiration date of the attached bond. |
3. | If the Insured shall, while this bond is in force, require an increase in the Limit of Liability of Insuring Agreement (A) Fidelity in order to comply with the Securities and Exchange Commission Rule 17g-1 of the Investment Company Act of 1940 (17 Code of Federal Regulations § 270.17g-1) due to an increase in asset size of the currently named funds or via the addition of newly established funds by the Insured under the bond, such increase in the Limit of Liability for Insuring Agreement (A) Fidelity (as required) shall automatically be increased up to the minimum required and mandated by S.E.C. Rule 17g-1, but shall not exceed an each and every loss Limit of Liability of $ 2,500,000 hereunder from the date of such increase without the payment of additional premium for the remainder of the Bond Period. |
4. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
5. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 08 (Ed. 08/15) | (Page 1 of 1) |
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FI 75 16 (Ed. 11/16)
RIDER NO. 7
INSURING AGREEMENT (N) FRAUDULENT TRANSFER INSTRUCTIONS
To be attached to and form part of the INVESTMENT COMPANY BOND
Bond No. FS E429873 02 00
in favor of Stone Ridge Holdings Group LP
1. | It is agreed that the following Insuring Agreement is added to the above Bond: |
Loss resulting directly from the Insured having, in good faith, transferred Money on deposit in a Customer’s account, or a Customer’s Certificated Securities, in reliance upon a fraudulent Instruction transmitted to the Insured via electronic mail; provided, however that |
(1) | The fraudulent instruction purports, and reasonably appears, to have originated from: |
(a) | such Customer, |
(b) | an Employee acting on instructions of such Customer; or |
(c) | another financial institution acting on behalf of such Customer with authority to make such instructions; and |
(2) | The sender of the fraudulent instruction verified the instruction with the password, PIN, or other security code of such Customer; and |
(3) | The sender was not, in fact, such Customer, was not authorized to act on behalf of such Customer, and was not an Employee of the Insured; and |
(4) | The instruction was received by an Employee of the Insured specifically authorized by the Insured to receive and act upon such instructions; and |
(5) | For any transfer exceeding the amount set forth in item 7 of this Rider, the Insured verified the instruction via a call back to a predetermined telephone number set forth in the Insured’s written agreement with such Customer or other verification procedure approved in writing by the Underwriter; and |
(6) | The Insured preserved a contemporaneous record of the call back, if any, and of the instruction which verifies use of the authorized password, PIN or other security code of the Customer. |
2. | As used in this Rider, Customer means a natural person or entity which has a written agreement with the Insured authorizing the Insured to transfer Money on deposit in an account or Certificated Securities in reliance upon instructions transmitted to the Insured via the means utilized to transmit the fraudulent instruction. |
3. | It shall be a condition precedent to coverage under this Insuring Agreement that the Insured assert any available claims, offsets or defenses against such Customer, any financial institution or any other party to the transaction. |
FI 75 16 (Ed. 11/16) | (Page 1 of 2) |
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4. | The following additional Exclusions are added to the Bond applicable only to this Insuring Agreement: |
(a) | loss resulting directly or indirectly from the fraudulent instruction if the sender, or anyone acting in collusion with the sender, ever had authorized access to such Customer’s password, PIN or other security code; and |
(b) | loss resulting directly or indirectly from the fraudulent alteration of an instruction to initiate an automated clearing house (ACH) entry, or group of ACH entries, transmitted as an electronic message, or as an attachment to an electronic message, sent via the Internet, unless: |
(1) | each ACH entry was individually verified via the call back procedure without regard to the amount of the entry; or |
(2) | the instruction was formatted, encoded or encrypted so that any alteration in the ACH entry or group of ACH entries would be apparent to the Insured. |
5. | For purposes of this Insuring Agreement, all loss or losses involving one natural person or entity, or one group of natural persons or entities acting together, shall be a Single Loss without regard to the number of transfers or the number of instructions involved. A series of losses involving unidentified natural persons or entities but arising from the same method of operation shall be deemed to involve the same natural person or entity and shall be treated as Single Loss. |
6. | The Limit of Liability and Deductible amount applicable to loss under this Insuring Agreement is as stated in the Declarations of the attached bond. |
7. | The amount of any single transfer for which verification via a call back will be required is : $ 25,000. |
8. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions, agreements, or limitations of the above mentioned bond other than as stated herein. |
9. | This rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 75 16 (Ed. 11/16) | (Page 2 of 2) |
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FI 73 45 (Ed. 08/15)
RIDER NO. 8
CONFIDENTIAL INFORMATION AND DATA BREACH CLARIFYING RIDER
To be attached to and form part of Investment Company Bond
Bond No. FS E429873 02 00
In favor of Stone Ridge Holdings Group LP
It is agreed that:
1. | CONDITIONS AND LIMITATIONS, Section 2. Exclusions is amended to include: |
Confidential Information:
Loss resulting from:
a) | Theft, disappearance, destruction or disclosure of the confidential or personal information of the Insured or another person or entity for which the Insured is legally liable including, but not limited to patents, trade secrets, personal information, processing methods, customer lists, financial information, credit card information, intellectual property, health information, or any other type of non-public information. |
For purposes of coverage that may be attached to the Bond by Rider which pertains to Computer Systems, confidential information cannot be properly transferred. A loss otherwise covered under the Computer Systems Rider (if attached) shall not be excluded by the fact that confidential information was used to gain access to your computer system or to the computer system of your financial institution in order to cause the fraudulent transfer.
b) | The use of another person’s or entity’s confidential or personal information including but not limited to, financial information, credit card information, health information or any other type of non-public information. |
Data Breach Costs:
Loss resulting from fees, costs, fines, penalties and other expenses which are related to the access or disclosure of another person’s or entity’s confidential information, and the obligations of the Insured to comply with federal and state privacy laws and Payment Card Industry Data Security Standards (if applicable) arising from a data security breach, including, but not limited to, expenses related to notifying affected individuals when the affected individuals’ financial information, credit card information, health information or other type of non-public information was stolen, accessed, downloaded or misappropriated while in the care, custody or control of the Insured.
2. | Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions and limitations, or provisions of the attached bond other than as above stated. |
3. | This Rider shall become effective as of 12:01 a.m. on 05/02/2021 standard time. |
FI 73 45 (Ed. 08/15) | (Page 1 of 1) |
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FI 73 40 (Ed. 08/15)
THIS RIDER CHANGES YOUR BOND. PLEASE READ IT CAREFULLY.
ECONOMIC AND TRADE SANCTIONS CLAUSE
This insurance does not apply to the extent that trade or economic sanctions or other laws or regulations prohibit us from providing insurance.
FI 73 40 (Ed. 08/15) |
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FI 73 41 (Ed. 04/17)
In Witness Clause
In Witness Whereof, we have caused this Financial Institution Bond to be executed and attested, and, if required by state law, this Financial Institution Bond shall not be valid unless countersigned by our authorized representative.
PRESIDENT | SECRETARY |
Copyright Great American Insurance Co., 2009
FI 73 41 (Ed. 04/17) |
Fund/Trust | Minimum Bond Amount under Rule 17g-1 | |
Stone Ridge Trust |
$1,250,000 | |
Stone Ridge Trust II |
$1,900,000 | |
Stone Ridge Trust IV |
$50,000 | |
Stone Ridge Trust V |
$1,900,000 | |
Stone Ridge Trust VI |
$250,000 | |
Stone Ridge Residential Real Estate Income Fund I, Inc. |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 65F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 65M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 66F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 66M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 67F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 67M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 68F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 68M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 69F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 69M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 70F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 70M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 71F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 71M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 72F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 72M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 73F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 73M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 74F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 74M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 75F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 75M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 76F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 76M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 77F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 77M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 78F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 78M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 79F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 79M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 80F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 80M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 81F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 81M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 82F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 82M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 83F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 83M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 84F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 84M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 85F |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Trust 85M |
$50,000 | |
Stone Ridge Longevity Risk Premium Fixed Income Master Trust |
$50,000 | |
Stone Ridge Longevity Risk Premium Inflation-Linked Fixed Income Trust 2045 70F |
$50,000 | |
Stone Ridge Investment Grade Income Longevity Trust 2045 65F |
$50,000 |
APPROVAL OF INVESTMENT COMPANY JOINT FIDELITY BOND AND
INVESTMENT COMPANY FIDELITY BOND AGREEMENT (TRUSTS)
RESOLVED, that the Board, including a majority of the Independent Trustees/Directors, taking into consideration all relevant factors presented to the Board at the meeting, hereby finds that the Joint Fidelity Bond issued by Federal Insurance Company (“Joint Fidelity Bond”) is in a reasonable form and amount, consistent with the applicable requirements of Rule 17g-1 under the 1940 Act, and hereby approves such Joint Fidelity Bond; and be it
FURTHER RESOLVED, that the appropriate officers of the Trusts be, and each of them hereby is, authorized to execute and deliver the Joint Fidelity Bond in substantially the form discussed at this meeting;
FURTHER RESOLVED, that the Board hereby authorizes and approves in all respects an agreement, in substantially the same form presented at this meeting, among the Funds and any other parties to the Joint Fidelity Bond, providing that, in the event recovery is received under the Joint Fidelity Bond as a result of a loss sustained by a Fund and one or more other named insureds, that Fund shall receive an equitable and proportionate share of the recovery, but at least equal to the amount which it would have received had it maintained a single insured bond with the minimum coverage required by paragraph (d)(1) of Rule 17g-1 promulgated under the 1940 Act; and be it
FURTHER RESOLVED, that the Board, including a majority of the Independent Trustees/Directors, hereby approves the allocation to each Fund of the annual premium for coverage under the Joint Fidelity Bond, to be borne by the Adviser with respect to each LIFEX Fund, in the amount presented at this meeting, after having considered all factors deemed relevant by the Board, including, but not limited to, the number of other parties named as insured, the nature and business activities of such other parties, the aggregate amount of coverage under the Joint Fidelity Bond, the aggregate annual premium of the Joint Fidelity Bond, the ratable allocation of the premium among each Fund and the extent to which the share of the premium allocated to each Fund is less than the premium such Fund would have to pay if it maintained a single insured bond; and be it
FURTHER RESOLVED, that the Secretary or Assistant Secretary is hereby designated as the party responsible for making all filings with the SEC and giving all notices on behalf of the Funds with respect to such Joint Fidelity Bond required by paragraph (g) of Rule 17g-1 under the 1940 Act.
As of May 2, 2021, the premium has been paid through May 2, 2022.