0001140361-17-013825.txt : 20170329 0001140361-17-013825.hdr.sgml : 20170329 20170329193302 ACCESSION NUMBER: 0001140361-17-013825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, Ltd. CENTRAL INDEX KEY: 0001658494 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17723394 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, L.P. CENTRAL INDEX KEY: 0001658472 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17723395 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml FORM 4 X0306 4 2017-03-29 0001689923 Alteryx, Inc. AYX 0001658472 Insight Venture Associates Coinvestment III, L.P. C/O INSIGHT VENTURE PARTNERS 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 true 0001658494 Insight Venture Associates Coinvestment III, Ltd. C/O INSIGHT VENTURE PARTNERS 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 true Class A Common Stock 2017-03-29 4 A 0 337500 14 A 337500 I See footnote Class A Common Stock 2017-03-29 4 A 0 337500 14 A 337500 I See footnote Series B Preferred Stock 2017-03-29 4 C 0 1109545 D Class B Common Stock 1109545 0 I See footnote Series B Preferred Stock 2017-03-29 4 C 0 1109545 D Class B Common Stock 1109545 0 I See footnote Series C Preferred Stock 2017-03-29 4 C 0 914866 D Class B Common Stock 914866 0 I See footnote Series C Preferred Stock 2017-03-29 4 C 0 914866 D Class B Common Stock 914866 0 I See footnote Class B Common Stock 2017-03-29 4 C 0 2024411 A Class A Common Stock 2024411 6435275 I See footnote Class B Common Stock 2017-03-29 4 C 0 2024411 A Class A Common Stock 2024411 6435275 I See footnote See Exhibit 99.1 for footnote 1. See Exhibit 99.1 for footnote 2. See Exhibit 99.1 for footnote 3. See Exhibit 99.1 for footnote 4. See Exhibit 99.1 for footnote 5. See Exhibit 99.1 for footnote 6. See Exhibit 99.1 for footnote 7. Due to the limitation on the number of rows allowed on a Form 4, the Insight Coinvestment III Funds (as defined below) report such funds' beneficial ownership on a separate Form 4. Insight Venture Associates Coinvestment III, Ltd., its general partner By: /s/ Blair Flicker 2017-03-29 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1
 
EXPLANATION OF RESPONSES
 
(1)  195,796 shares are held of record by Insight Venture Partners Coinvestment Fund III, L.P. (“IVP Coinvestment III”).  141,704 shares held of record by Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. (“IVP Coinvestment Delaware III”).  IVP Coinvestment III and IVP Coinvestment Delaware III are together referred to as the “Insight Coinvestment III Funds”

The amount listed as owned by each Insight Coinvestment III Fund may be deemed attributable to Insight Venture Associates Coinvestment III, L.P. (“IVA Coinvestment III”) and Insight Venture Associates Coinvestment III, Ltd. (“IVA Coinvestment III Ltd”) because IVA Coinvestment III Ltd is the general partner of IVA Coinvestment III, which in turn is the general partner of each of the Insight Coinvestment III Funds.

The foregoing is not an admission by IVA Coinvestment III or IVA Coinvestment III Ltd that it is the beneficial owner of the shares held by the Insight Coinvestment III Funds.

(2) Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into one (1) share of Class B Common Stock immediately prior to the consummation of the issuer’s initial public offering for no additional consideration.

(3) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, pursuant to the Issuer's Restated Certificate of Incorporation (the "Post-Effective Certificate") that will be effective upon the consummation of the Issuer's initial public offering, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a “Permitted Transferee”, as defined in the Issuer's Post-Effective Certificate. The shares of Class B Common Stock have no expiration date.

(4) Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.

(5)  643,689 shares are held of record by IVP Coinvestment III.  465,856 shares held of record by IVP Coinvestment Delaware III. See footnote (1) above for a description of the relationship among the Insight Coinvestment III Funds, IVA Coinvestment III and IVA Coinvestment III Ltd

(6)  530,748 shares are held of record by IVP Coinvestment III.  384,118 shares held of record by IVP Coinvestment Delaware III. See footnote (1) above for a description of the relationship among the Insight Coinvestment III Funds, IVA Coinvestment III and IVA Coinvestment III Ltd.

(7)  3,733,342 shares are held of record by IVP Coinvestment III.  2,701,933 shares held of record by IVP Coinvestment Delaware III.  See footnote (1) above for a description of the relationship among the Insight Coinvestment III Funds, IVA Coinvestment III and IVA Coinvestment III Ltd.
 
 
 EX-99.2 3 ex99_2.htm EXHIBIT 99.2
Exhibit 99.2
 
JOINT FILERS’ NAMES AND ADDRESSES
 
 
1.
Insight Venture Associates Coinvestment III, Ltd.
 
The business address for each of the above reporting persons is:

c/o Insight Venture Partners
1114 Avenue of the Americas, 36th Floor
New York, NY 10036
 
 
 EX-99.3 4 ex99_3.htm EXHIBIT 99.3
Exhibit 99.3

JOINT FILERS’ SIGNATURES
 
INSIGHT VENTURE ASSOCIATES COINVESTMENT III, LTD.
 
By:
/s/ Blair Flicker
  
Name:
Blair Flicker
  
Title:
Authorized Signatory