0001104659-18-052324.txt : 20180815 0001104659-18-052324.hdr.sgml : 20180815 20180815191011 ACCESSION NUMBER: 0001104659-18-052324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, Ltd. CENTRAL INDEX KEY: 0001658494 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181022053 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, L.P. CENTRAL INDEX KEY: 0001658472 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181022054 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 a4.xml 4 X0306 4 2018-08-13 0 0001689923 Alteryx, Inc. AYX 0001658472 Insight Venture Associates Coinvestment III, L.P. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 0001658494 Insight Venture Associates Coinvestment III, Ltd. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 Class A Common Stock 2018-08-13 4 C 0 1250001 A 1587501 I See footnote Class A Common Stock 2018-08-13 4 C 0 1250001 A 1587501 I See footnote Class A Common Stock 2018-08-13 4 S 0 88770 55.40 D 1498731 I See footnote Class A Common Stock 2018-08-13 4 S 0 88770 55.40 D 1498731 I See footnote Class A Common Stock 2018-08-13 4 S 0 208980 55.72 D 1289751 I See footnote Class A Common Stock 2018-08-13 4 S 0 208980 55.72 D 1289751 I See footnote Class B Common Stock 2018-08-13 4 C 0 1250001 D Class A Common Stock 1250001 5185274 I See footnote Class B Common Stock 2018-08-13 4 C 0 1250001 D Class A Common Stock 1250001 5185274 I See footnote See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Due to the limitation on the number of rows allowed on a Form 4, the Insight Coinvestment III Funds (as defined below) report such funds' beneficial ownership on a separate Form 4. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures INSIGHT VENTURE ASSOCIATES COINVESTMENT III, L.P. By: Insight Venture Associates Coinvestment III, Ltd., its general partner 2018-08-15 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

EXPLANATION OF RESPONSES

 

(1)  920,968 shares are held of record by Insight Venture Partners Coinvestment Fund III, L.P. (“IVP Coinvestment III”).  666,533 shares are held of record by Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. (“IVP Coinvestment Delaware III”).  IVP Coinvestment III and IVP Coinvestment Delaware III are together referred to as the “Insight Coinvestment III Funds”.

 

The amount listed as owned by each Insight Coinvestment III Fund may be deemed attributable to Insight Venture Associates Coinvestment III, L.P. (“IVA Coinvestment III”) and Insight Venture Associates Coinvestment III, Ltd. (“IVA Coinvestment III Ltd”) because IVA Coinvestment III Ltd is the general partner of IVA Coinvestment III, which in turn is the general partner of each of the Insight Coinvestment III Funds.

 

The foregoing is not an admission by IVA Coinvestment III or IVA Coinvestment III Ltd that it is the beneficial owner of any of the shares held by either of the Insight Coinvestment III Funds.

 

(2) The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $54.50 to $55.495, inclusive.  The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

 

(3) The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $55.50 to $56.21, inclusive.  The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

 

(4) 869,469 shares are held of record by IVP Coinvestment III.  629,262 shares are held of record by IVP Coinvestment Delaware III. See footnote (1) above for a description of the relationship among IVA Coinvestment III, IVA Coinvestment III Ltd and the Insight Coinvestment III Funds.

 

(5) 748,232 shares are held of record by IVP Coinvestment III.  541,519 shares are held of record by IVP Coinvestment Delaware III. See footnote (1) above for a description of the relationship among IVA Coinvestment III, IVA Coinvestment III Ltd and the Insight Coinvestment III Funds.

 

(6) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. On August 13, 2018, IVP Coinvestment III converted 725,172 shares of Class B Common Stock into 725,172 shares of Class A Common Stock and IVP Coinvestment Delaware III converted 524,829 shares of Class B Common Stock into 524,829 shares of Class A Common Stock.  The shares of Class A Common Stock and Class B Common Stock have no expiration date.

 

(7)  3,008,170 shares are held of record by IVP Coinvestment III.  2,177,104 shares held of record by IVP Coinvestment Delaware III.  See footnote (1) above for a description of the relationship among the Insight Coinvestment III Funds, IVA Coinvestment III and IVA Coinvestment III Ltd.

 

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 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

JOINT FILERS’ NAMES AND ADDRESSES

 

1.              Insight Venture Associates Coinvestment III, Ltd.

 

The business address for each of the above reporting persons is:

 

c/o Insight Venture Partners

1114 Avenue of the Americas, 36th Floor

New York, NY 10036

 

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 EX-99.3 4 ex-99d3.htm EX-99.3

Exhibit 99.3

 

JOINT FILERS’ SIGNATURES

 

INSIGHT VENTURE ASSOCIATES COINVESTMENT III, LTD.

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

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