0001209191-21-053764.txt : 20210827 0001209191-21-053764.hdr.sgml : 20210827 20210827205904 ACCESSION NUMBER: 0001209191-21-053764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WANG WILLIAM WEI CENTRAL INDEX KEY: 0001656577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40271 FILM NUMBER: 211220699 MAIL ADDRESS: STREET 1: C/O VIZIO HOLDINGS, INC. STREET 2: 39 TESLA CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vizio Holding Corp. CENTRAL INDEX KEY: 0001835591 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 854185335 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 TESLA CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-945-8260 MAIL ADDRESS: STREET 1: 39 TESLA CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-27 0 0001835591 Vizio Holding Corp. VZIO 0001656577 WANG WILLIAM WEI C/O VIZIO HOLDING CORP. 39 TESLA IRVINE CA 92618 1 1 1 0 Chief Executive Officer Class A Common Stock 2021-08-27 4 C 0 4543425 0.00 A 0 I See Footnote Class A Common Stock 2021-08-27 4 C 0 4543425 0.00 A 0 I See Footnote Class A Common Stock 2021-08-27 4 C 0 2548627 0.00 A 0 I See Footnote Class A Common Stock 2021-08-27 4 C 0 2548627 0.00 A 0 I See Footnote Class A Common Stock 2021-08-27 4 C 0 3955644 0.00 A 0 I See Footnote Class A Common Stock 2021-08-27 4 C 0 3336957 0.00 A 0 I See Footnote Class A Common Stock 1076482 D Class B Common Stock 2021-08-27 4 C 0 4543425 0.00 D Class A Common Stock 4543425 0 I See Footnote Class B Common Stock 2021-08-27 4 C 0 4543425 0.00 D Class A Common Stock 4543425 0 I See Footnote Class B Common Stock 2021-08-27 4 C 0 2548627 0.00 D Class A Common Stock 2548627 0 I See Footnote Class B Common Stock 2021-08-27 4 C 0 2548627 0.00 D Class A Common Stock 2548627 0 I See Footnote Class B Common Stock 2021-08-27 4 C 0 3955644 0.00 D Class A Common Stock 3955644 0 I See Footnote Class B Common Stock 2021-08-27 4 C 0 3336957 0.00 D Class A Common Stock 3336957 0 I See Footnote Class B Common Stock Class A Common Stock 4839871 4839871 I See Footnote Class B Common Stock Class A Common Stock 873000 873000 D Class B Common Stock Class A Common Stock 64801767 64801767 I See Footnote Class B Common Stock Class A Common Stock 6300000 6300000 I See Footnote This transaction is part of a related series of transactions undertaken on August 27, 2021 for estate planning purposes. Effective August 27, 2021, the Reporting Person's sister was appointed as trustee of the 2015 S. Wang GRAT, the 2015 W. Wang GRAT, and the Wang Insurance Trust #2 (collectively, the "2015 GRATs and Insurance Trust #2"). The voting agreement pursuant to which the Reporting Person exercised voting control over shares of Class B Common Stock held by the 2015 GRATs and Insurance Trust #2, and the Wang Insurance Trust, the 2009 S. Wang GRAT, and the 2009 W. Wang GRAT (collectively with the 2015 GRATs and Insurance Trust #2, the "Wang Trusts") was amended to remove such voting control (the "Voting Agreement Amendment"). (Continued from Footnote 1) Pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation, as a result of the Voting Agreement Amendment, each share of Class B Common Stock held by the Wang Trusts automatically converted into one share of Class A Common Stock (the "Wang Trusts Share Conversion"). Following the Wang Trusts Share Conversion, the Reporting Person no longer has beneficial ownership over the shares held by the Wang Trusts. These shares are held by the 2009 S. Wang GRAT, of which the Reporting Person's sister serves as Trustee. These shares are held by the 2009 W. Wang GRAT, of which the Reporting Person's sister serves as Trustee. These shares are held by the 2015 S. Wang GRAT, of which the Reporting Person's sister replaced the Reporting Person's spouse as Trustee (the "2015 S. Wang GRAT"). These shares are held by the 2015 W. Wang GRAT, of which the Reporting Person's sister replaced the Reporting Person as Trustee (the "2015 W. Wang GRAT"). These shares are held by the Wang Insurance Trust, of which the Reporting Person's sister serves as Trustee. These shares are held by the Wang Insurance Trust #2, of which the Reporting Person's sister replaced the Reporting Person's spouse as Trustee. Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The number of shares held reflects the transfer, on April 8, 2021, of 14,978 shares of Class B Common Stock by the 2015 S. Wang GRAT to the Wang Family Trust, of which the Reporting Person and his spouse serve as Trustees (the "Wang Family Trust"). The number of shares held reflects the transfer, on April 8, 2021, of 14,978 shares of Class B Common Stock by the 2015 W. Wang GRAT to the Wang Family Trust. The number of shares held reflects the transfer, on April 8, 2021, of an aggregate of 29,956 shares of Class B Common Stock by the 2015 S. Wang GRAT and the 2015 W. Wang GRAT to the Wang Family Trust. These shares are held by the Wang Family Trust. These shares are held by The William W. Wang Separate Property Trust, of which the Reporting Person serves as Trustee. These shares are held by the W. Wang 2021 GRAT, dated February 22, 2021, of which the Reporting Person serves as Trustee. /s/ Scott Becker, under power of attorney 2021-08-27