Chief Compliance Officer

0001656537-20-000005.txt : 20201013 0001656537-20-000005.hdr.sgml : 20201013 20201013135545 ACCESSION NUMBER: 0001656537-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 EFFECTIVENESS DATE: 20201013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 201235845 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 09-30-2020 09-30-2020 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N William Beeler Chief Compliance Officer (800) 381-7431 William Beeler Seal Beach CA 10-13-2020 0 217 128415 false INFORMATION TABLE 2 regal3q20.xml AES CORP COM 00130H105 3 138 SH SOLE 0 0 138 AT&T INC COM 00206R102 159 5594 SH SOLE 0 0 5594 AIR PRODS & CHEMS INC COM 009158106 52 175 SH SOLE 0 0 175 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 98 334 SH SOLE 0 0 334 ALLSTATE CORP COM 020002101 175 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 28 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 43 29 SH SOLE 0 0 29 ALTRIA GROUP INC COM 02209S103 8 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 15 5 SH SOLE 0 0 5 AMERICAN AIRLS GROUP INC COM 02376R102 31 2503 SH SOLE 0 0 2503 AMERICAN ELEC PWR CO INC COM 025537101 18 219 SH SOLE 0 0 219 AMERICAN EXPRESS CO COM 025816109 19 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 30 124 SH SOLE 0 0 124 APPLE INC COM 037833100 1126 9724 SH SOLE 0 0 9724 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 BK OF AMERICA CORP COM 060505104 79 3265 SH SOLE 0 0 3265 BARRICK GOLD CORP COM 067901108 31 1085 SH SOLE 0 0 1085 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 121 567 SH SOLE 0 0 567 BLACK HILLS CORP COM 092113109 28 531 SH SOLE 0 0 531 BOEING CO COM 097023105 4333 26221 SH SOLE 0 0 26221 BOOKING HOLDINGS INC COM 09857L108 10 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 31 182 SH SOLE 0 0 182 CALLON PETE CO DEL COM 13123X508 0 3 SH SOLE 0 0 3 CAMECO CORP COM 13321L108 44 4390 SH SOLE 0 0 4390 CARRIER GLOBAL CORPORATION COM 14448C104 282 9240 SH SOLE 0 0 9240 CATERPILLAR INC DEL COM 149123101 3 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 60 2784 SH SOLE 0 0 2784 LUMEN TECHNOLOGIES INC COM 156700106 2 153 SH SOLE 0 0 153 CHEVRON CORP NEW COM 166764100 58 808 SH SOLE 0 0 808 CISCO SYS INC COM 17275R102 5 125 SH SOLE 0 0 125 CITIGROUP INC COM NEW 172967424 3 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 4 1500 SH SOLE 0 0 1500 COCA COLA CO COM 191216100 6 112 SH SOLE 0 0 112 COLONY CAP INC NEW CL A COM 19626G108 4 1535 SH SOLE 0 0 1535 COMCAST CORP NEW CL A 20030N101 23 500 SH SOLE 0 0 500 CORELOGIC INC COM 21871D103 34 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 0 53 SH SOLE 0 0 53 CORTEVA INC COM 22052L104 4 135 SH SOLE 0 0 135 COSTCO WHSL CORP NEW COM 22160K105 133 375 SH SOLE 0 0 375 CREE INC COM 225447101 6 100 SH SOLE 0 0 100 DIREXION SHS ETF TR DLY AEROSPC 3X 25460E661 1 80 SH SOLE 0 0 80 DIREXION SHS ETF TR OIL GAS BL 2X SH 25460G500 1 35 SH SOLE 0 0 35 DIREXION SHS ETF TR DAILY JR GLD MIN 25460G831 1 7 SH SOLE 0 0 7 DISNEY WALT CO COM DISNEY 254687106 235 1897 SH SOLE 0 0 1897 DISCOVER FINL SVCS COM 254709108 45 784 SH SOLE 0 0 784 DOCUSIGN INC COM 256163106 108 500 SH SOLE 0 0 500 DOW INC COM 260557103 7 145 SH SOLE 0 0 145 DRAFTKINGS INC COM CL A 26142R104 3 50 SH SOLE 0 0 50 DUKE ENERGY CORP NEW COM NEW 26441C204 28 317 SH SOLE 0 0 317 DUPONT DE NEMOURS INC COM 26614N102 8 136 SH SOLE 0 0 136 ETF SER SOLUTIONS US GLB JETS 26922A842 2 103 SH SOLE 0 0 103 EBAY INC. 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