0001656537-20-000005.txt : 20201013
0001656537-20-000005.hdr.sgml : 20201013
20201013135545
ACCESSION NUMBER: 0001656537-20-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
EFFECTIVENESS DATE: 20201013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Wealth Group, Inc.
CENTRAL INDEX KEY: 0001656537
IRS NUMBER: 061763159
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18113
FILM NUMBER: 201235845
BUSINESS ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
BUSINESS PHONE: 562-799-1929
MAIL ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001656537
XXXXXXXX
09-30-2020
09-30-2020
Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD
SUITE 280
SEAL BEACH
CA
90740
13F HOLDINGS REPORT
028-18113
N
William Beeler
Chief Compliance Officer
(800) 381-7431
William Beeler
Seal Beach
CA
10-13-2020
0
217
128415
false
INFORMATION TABLE
2
regal3q20.xml
AES CORP
COM
00130H105
3
138
SH
SOLE
0
0
138
AT&T INC
COM
00206R102
159
5594
SH
SOLE
0
0
5594
AIR PRODS & CHEMS INC
COM
009158106
52
175
SH
SOLE
0
0
175
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
98
334
SH
SOLE
0
0
334
ALLSTATE CORP
COM
020002101
175
1860
SH
SOLE
0
0
1860
ALPHABET INC
CAP STK CL C
02079K107
28
19
SH
SOLE
0
0
19
ALPHABET INC
CAP STK CL A
02079K305
43
29
SH
SOLE
0
0
29
ALTRIA GROUP INC
COM
02209S103
8
202
SH
SOLE
0
0
202
AMAZON COM INC
COM
023135106
15
5
SH
SOLE
0
0
5
AMERICAN AIRLS GROUP INC
COM
02376R102
31
2503
SH
SOLE
0
0
2503
AMERICAN ELEC PWR CO INC
COM
025537101
18
219
SH
SOLE
0
0
219
AMERICAN EXPRESS CO
COM
025816109
19
191
SH
SOLE
0
0
191
AMERICAN TOWER CORP NEW
COM
03027X100
30
124
SH
SOLE
0
0
124
APPLE INC
COM
037833100
1126
9724
SH
SOLE
0
0
9724
ARLO TECHNOLOGIES INC
COM
04206A101
0
29
SH
SOLE
0
0
29
BK OF AMERICA CORP
COM
060505104
79
3265
SH
SOLE
0
0
3265
BARRICK GOLD CORP
COM
067901108
31
1085
SH
SOLE
0
0
1085
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
121
567
SH
SOLE
0
0
567
BLACK HILLS CORP
COM
092113109
28
531
SH
SOLE
0
0
531
BOEING CO
COM
097023105
4333
26221
SH
SOLE
0
0
26221
BOOKING HOLDINGS INC
COM
09857L108
10
6
SH
SOLE
0
0
6
BOSTON SCIENTIFIC CORP
COM
101137107
0
10
SH
SOLE
0
0
10
CIGNA CORP NEW
COM
125523100
31
182
SH
SOLE
0
0
182
CALLON PETE CO DEL
COM
13123X508
0
3
SH
SOLE
0
0
3
CAMECO CORP
COM
13321L108
44
4390
SH
SOLE
0
0
4390
CARRIER GLOBAL CORPORATION
COM
14448C104
282
9240
SH
SOLE
0
0
9240
CATERPILLAR INC DEL
COM
149123101
3
21
SH
SOLE
0
0
21
CATHAY GEN BANCORP
COM
149150104
60
2784
SH
SOLE
0
0
2784
LUMEN TECHNOLOGIES INC
COM
156700106
2
153
SH
SOLE
0
0
153
CHEVRON CORP NEW
COM
166764100
58
808
SH
SOLE
0
0
808
CISCO SYS INC
COM
17275R102
5
125
SH
SOLE
0
0
125
CITIGROUP INC
COM NEW
172967424
3
63
SH
SOLE
0
0
63
CLEAN ENERGY FUELS CORP
COM
184499101
4
1500
SH
SOLE
0
0
1500
COCA COLA CO
COM
191216100
6
112
SH
SOLE
0
0
112
COLONY CAP INC NEW
CL A COM
19626G108
4
1535
SH
SOLE
0
0
1535
COMCAST CORP NEW
CL A
20030N101
23
500
SH
SOLE
0
0
500
CORELOGIC INC
COM
21871D103
34
500
SH
SOLE
0
0
500
CORECIVIC INC
COM
21871N101
0
53
SH
SOLE
0
0
53
CORTEVA INC
COM
22052L104
4
135
SH
SOLE
0
0
135
COSTCO WHSL CORP NEW
COM
22160K105
133
375
SH
SOLE
0
0
375
CREE INC
COM
225447101
6
100
SH
SOLE
0
0
100
DIREXION SHS ETF TR
DLY AEROSPC 3X
25460E661
1
80
SH
SOLE
0
0
80
DIREXION SHS ETF TR
OIL GAS BL 2X SH
25460G500
1
35
SH
SOLE
0
0
35
DIREXION SHS ETF TR
DAILY JR GLD MIN
25460G831
1
7
SH
SOLE
0
0
7
DISNEY WALT CO
COM DISNEY
254687106
235
1897
SH
SOLE
0
0
1897
DISCOVER FINL SVCS
COM
254709108
45
784
SH
SOLE
0
0
784
DOCUSIGN INC
COM
256163106
108
500
SH
SOLE
0
0
500
DOW INC
COM
260557103
7
145
SH
SOLE
0
0
145
DRAFTKINGS INC
COM CL A
26142R104
3
50
SH
SOLE
0
0
50
DUKE ENERGY CORP NEW
COM NEW
26441C204
28
317
SH
SOLE
0
0
317
DUPONT DE NEMOURS INC
COM
26614N102
8
136
SH
SOLE
0
0
136
ETF SER SOLUTIONS
US GLB JETS
26922A842
2
103
SH
SOLE
0
0
103
EBAY INC.
COM
278642103
44
841
SH
SOLE
0
0
841
EDISON INTL
COM
281020107
315
6206
SH
SOLE
0
0
6206
EMBRAER S.A.
SPONSORED ADS
29082A107
1
200
SH
SOLE
0
0
200
ENBRIDGE INC
COM
29250N105
3
110
SH
SOLE
0
0
110
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1
214
SH
SOLE
0
0
214
ESCO TECHNOLOGIES INC
COM
296315104
127
1579
SH
SOLE
0
0
1579
EVERSOURCE ENERGY
COM
30040W108
127
1522
SH
SOLE
0
0
1522
EXELON CORP
COM
30161N101
253
7075
SH
SOLE
0
0
7075
EXXON MOBIL CORP
COM
30231G102
12
357
SH
SOLE
0
0
357
FS KKR CAPITAL CORP
COM
302635206
9
575
SH
SOLE
0
0
575
FACEBOOK INC
CL A
30303M102
311
1186
SH
SOLE
0
0
1186
FIDELITY COVINGTON TRUST
QLTY FCTOR ETF
316092790
195
4983
SH
SOLE
0
0
4983
FIRST MAJESTIC SILVER CORP
COM
32076V103
9
933
SH
SOLE
0
0
933
FORD MTR CO DEL
COM
345370860
36
5411
SH
SOLE
0
0
5411
FRANCO NEV CORP
COM
351858105
27
191
SH
SOLE
0
0
191
GENERAL ELECTRIC CO
COM
369604103
42
6679
SH
SOLE
0
0
6679
GILEAD SCIENCES INC
COM
375558103
32
500
SH
SOLE
0
0
500
GOLDMAN SACHS GROUP INC
COM
38141G104
5
24
SH
SOLE
0
0
24
GOODRX HLDGS INC
COM CL A
38246G108
18
319
SH
SOLE
0
0
319
HAWAIIAN ELEC INDUSTRIES
COM
419870100
61
1842
SH
SOLE
0
0
1842
HOME DEPOT INC
COM
437076102
18
65
SH
SOLE
0
0
65
HONEYWELL INTL INC
COM
438516106
311
1891
SH
SOLE
0
0
1891
HOST HOTELS & RESORTS INC
COM
44107P104
8
705
SH
SOLE
0
0
705
INFINERA CORP
COM
45667G103
49
7900
SH
SOLE
0
0
7900
INTEL CORP
COM
458140100
356
6869
SH
SOLE
0
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INTERNATIONAL BUSINESS MACHS
COM
459200101
9
76
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SOLE
0
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INVESCO QQQ TR
UNIT SER 1
46090E103
28
101
SH
SOLE
0
0
101
INTUITIVE SURGICAL INC
COM NEW
46120E602
65
92
SH
SOLE
0
0
92
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
427
3948
SH
SOLE
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0
3948
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
0
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SH
SOLE
0
0
70
ISHARES INC
MSCI GBL MIN VOL
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116
1264
SH
SOLE
0
0
1264
ISHARES INC
MSCI EQUAL WEITE
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265
4347
SH
SOLE
0
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4347
ISHARES TR
CORE S&P TTL STK
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26
350
SH
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0
0
350
ISHARES TR
SELECT DIVID ETF
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47
579
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SOLE
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ISHARES TR
CORE S&P500 ETF
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SH
SOLE
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ISHARES TR
CORE US AGGBD ET
464287226
6632
56177
SH
SOLE
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56177
ISHARES TR
IBOXX INV CP ETF
464287242
7316
54312
SH
SOLE
0
0
54312
ISHARES TR
S&P 500 GRWT ETF
464287309
2150
9306
SH
SOLE
0
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9306
ISHARES TR
S&P 500 VAL ETF
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1558
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13858
ISHARES TR
MSCI EAFE ETF
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43
671
SH
SOLE
0
0
671
ISHARES TR
RUS MD CP GR ETF
464287481
1
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SH
SOLE
0
0
3
ISHARES TR
RUS MID CAP ETF
464287499
62
1074
SH
SOLE
0
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1074
ISHARES TR
CORE S&P MCP ETF
464287507
90
486
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486
ISHARES TR
RUS 1000 VAL ETF
464287598
14997
126951
SH
SOLE
0
0
126951
ISHARES TR
RUS 1000 GRW ETF
464287614
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SH
SOLE
0
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90799
ISHARES TR
RUS 1000 ETF
464287622
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10852
SH
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ISHARES TR
RUS 2000 VAL ETF
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28124
ISHARES TR
RUS 2000 GRW ETF
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3305
14919
SH
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ISHARES TR
RUSSELL 2000 ETF
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1545
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SH
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10313
ISHARES TR
US HLTHCARE ETF
464287762
3
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ISHARES TR
CORE S&P SCP ETF
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247
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ISHARES TR
SP SMCP600VL ETF
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22
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SH
SOLE
0
0
181
ISHARES TR
MSCI ACWI EX US
464288240
143
3107
SH
SOLE
0
0
3107
ISHARES TR
IBOXX HI YD ETF
464288513
3950
47084
SH
SOLE
0
0
47084
ISHARES TR
US HOME CONS ETF
464288752
1
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SOLE
0
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9
ISHARES SILVER TR
ISHARES
46428Q109
0
7
SH
SOLE
0
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7
ISHARES TR
CORE HIGH DV ETF
46429B663
8
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SOLE
0
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96
ISHARES TR
MSCI EAFE MIN VL
46429B689
94
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ISHARES TR
MSCI USA MIN VOL
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145128
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145128
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MSCI USA SZE FT
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70
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MSCI USA MMENTM
46432F396
6231
42273
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0-5YR INVT GR CP
46434V100
29
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561
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46434V381
2
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2622
59666
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59666
ISHARES TR
CORE DIV GRWTH
46434V621
52
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1300
ISHARES TR
ESG AWRE USD ETF
46435G193
6
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0
0
220
ISHARES TR
ESG AWRE 1 5 YR
46435G243
12
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456
ISHARES TR
ESG AWR MSCI USA
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69
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ISHARES TR
ESG AW MSCI EAFE
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11
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CORE INTL AGGR
46435G672
27
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SH
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480
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46435U135
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ESG AWR US AGRGT
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17
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ISHARES TR
ESG AWARE MSCI
46435U663
11
431
SH
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0
0
431
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COM
46625H100
27
277
SH
SOLE
0
0
277
JD.COM INC
SPON ADR CL A
47215P106
23
300
SH
SOLE
0
0
300
JOHNSON & JOHNSON
COM
478160104
20
136
SH
SOLE
0
0
136
KRAFT HEINZ CO
COM
500754106
11
372
SH
SOLE
0
0
372
LOCKHEED MARTIN CORP
COM
539830109
118
308
SH
SOLE
0
0
308
LOWES COS INC
COM
548661107
51
308
SH
SOLE
0
0
308
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
15
168
SH
SOLE
0
0
168
MARRIOTT INTL INC NEW
CL A
571903202
158
1706
SH
SOLE
0
0
1706
MASTERCARD INCORPORATED
CL A
57636Q104
1
4
SH
SOLE
0
0
4
MCDONALDS CORP
COM
580135101
465
2117
SH
SOLE
0
0
2117
MERCK & CO. INC
COM
58933Y105
455
5491
SH
SOLE
0
0
5491
MERITOR INC
COM
59001K100
57
2737
SH
SOLE
0
0
2737
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
0
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
2132
10138
SH
SOLE
0
0
10138
MODERNA INC
COM
60770K107
23
322
SH
SOLE
0
0
322
MONDELEZ INTL INC
CL A
609207105
5
82
SH
SOLE
0
0
82
MONSTER BEVERAGE CORP NEW
COM
61174X109
48
600
SH
SOLE
0
0
600
MORGAN STANLEY
COM NEW
617446448
76
1568
SH
SOLE
0
0
1568
NETFLIX INC
COM
64110L106
57
114
SH
SOLE
0
0
114
NETGEAR INC
COM
64111Q104
0
10
SH
SOLE
0
0
10
NIKE INC
CL B
654106103
50
400
SH
SOLE
0
0
400
NOKIA CORP
SPONSORED ADR
654902204
4
1019
SH
SOLE
0
0
1019
NORTHROP GRUMMAN CORP
COM
666807102
96
304
SH
SOLE
0
0
304
NUTANIX INC
CL A
67059N108
11
500
SH
SOLE
0
0
500
OCCIDENTAL PETE CORP
COM
674599105
37
3700
SH
SOLE
0
0
3700
ORACLE CORP
COM
68389X105
141
2359
SH
SOLE
0
0
2359
OTIS WORLDWIDE CORP
COM
68902V107
289
4624
SH
SOLE
0
0
4624
OTTER TAIL CORP
COM
689648103
22
610
SH
SOLE
0
0
610
PALO ALTO NETWORKS INC
COM
697435105
15
60
SH
SOLE
0
0
60
PAN AMERN SILVER CORP
COM
697900108
17
531
SH
SOLE
0
0
531
PAYPAL HLDGS INC
COM
70450Y103
117
595
SH
SOLE
0
0
595
PEPSICO INC
COM
713448108
25
179
SH
SOLE
0
0
179
PHILIP MORRIS INTL INC
COM
718172109
9
120
SH
SOLE
0
0
120
PROCTER AND GAMBLE CO
COM
742718109
306
2203
SH
SOLE
0
0
2203
PROSHARES TR II
ULTA BLMBG 2017
74347Y888
2
86
SH
SOLE
0
0
86
PRUDENTIAL FINL INC
COM
744320102
12
193
SH
SOLE
0
0
193
QUALCOMM INC
COM
747525103
46
389
SH
SOLE
0
0
389
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
542
9411
SH
SOLE
0
0
9411
ROCKWELL AUTOMATION INC
COM
773903109
6328
28675
SH
SOLE
0
0
28675
ROKU INC
COM CL A
77543R102
21
110
SH
SOLE
0
0
110
SPDR S&P 500 ETF TR
TR UNIT
78462F103
310
927
SH
SOLE
0
0
927
SPDR GOLD TR
GOLD SHS
78463V107
85
482
SH
SOLE
0
0
482
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S&P DIVID ETF
78464A763
1
15
SH
SOLE
0
0
15
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UT SER 1
78467X109
7
27
SH
SOLE
0
0
27
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2
16
SH
SOLE
0
0
16
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2
31
SH
SOLE
0
0
31
SEMPRA ENERGY
COM
816851109
55
461
SH
SOLE
0
0
461
SKYWORKS SOLUTIONS INC
COM
83088M102
2226
15300
SH
SOLE
0
0
15300
SMUCKER J M CO
COM NEW
832696405
72
624
SH
SOLE
0
0
624
SNOWFLAKE INC
CL A
833445109
1
3
SH
SOLE
0
0
3
SOUTHERN CO
COM
842587107
13
244
SH
SOLE
0
0
244
SOUTHWEST AIRLS CO
COM
844741108
1
30
SH
SOLE
0
0
30
SPLUNK INC
COM
848637104
69
368
SH
SOLE
0
0
368
SQUARE INC
CL A
852234103
18
112
SH
SOLE
0
0
112
STARBUCKS CORP
COM
855244109
17
199
SH
SOLE
0
0
199
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
85
1046
SH
SOLE
0
0
1046
TC ENERGY CORP
COM
87807B107
6
142
SH
SOLE
0
0
142
TELLURIAN INC NEW
COM
87968A104
4
5000
SH
SOLE
0
0
5000
TESLA INC
COM
88160R101
339
791
SH
SOLE
0
0
791
THERMO FISHER SCIENTIFIC INC
COM
883556102
59
134
SH
SOLE
0
0
134
3M CO
COM
88579Y101
5
34
SH
SOLE
0
0
34
TRAVELERS COMPANIES INC
COM
89417E109
15
140
SH
SOLE
0
0
140
TWITTER INC
COM
90184L102
22
500
SH
SOLE
0
0
500
UBER TECHNOLOGIES INC
COM
90353T100
26
700
SH
SOLE
0
0
700
UNION PAC CORP
COM
907818108
7
36
SH
SOLE
0
0
36
UNITEDHEALTH GROUP INC
COM
91324P102
256
821
SH
SOLE
0
0
821
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
4
31
SH
SOLE
0
0
31
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
5
24
SH
SOLE
0
0
24
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
9
59
SH
SOLE
0
0
59
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
22
71
SH
SOLE
0
0
71
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1
11
SH
SOLE
0
0
11
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
2
9
SH
SOLE
0
0
9
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
350
4435
SH
SOLE
0
0
4435
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
5
22
SH
SOLE
0
0
22
VANGUARD INDEX FDS
MID CAP ETF
922908629
1851
10500
SH
SOLE
0
0
10500
VANGUARD INDEX FDS
GROWTH ETF
922908736
3
11
SH
SOLE
0
0
11
VANGUARD INDEX FDS
SMALL CP ETF
922908751
970
6308
SH
SOLE
0
0
6308
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1824
10711
SH
SOLE
0
0
10711
VERIZON COMMUNICATIONS INC
COM
92343V104
360
6050
SH
SOLE
0
0
6050
VISA INC
COM CL A
92826C839
89
446
SH
SOLE
0
0
446
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
48
3606
SH
SOLE
0
0
3606
WEC ENERGY GROUP INC
COM
92939U106
89
915
SH
SOLE
0
0
915
WALMART INC
COM
931142103
28
200
SH
SOLE
0
0
200
WASTE MGMT INC DEL
COM
94106L109
6
51
SH
SOLE
0
0
51
WELLTOWER INC
COM
95040Q104
3
51
SH
SOLE
0
0
51
XCEL ENERGY INC
COM
98389B100
11
165
SH
SOLE
0
0
165
YUM BRANDS INC
COM
988498101
13
141
SH
SOLE
0
0
141
YUM CHINA HLDGS INC
COM
98850P109
7
133
SH
SOLE
0
0
133
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1
10
SH
SOLE
0
0
10
LINDE PLC
SHS
G5494J103
156
656
SH
SOLE
0
0
656
MEDTRONIC PLC
SHS
G5960L103
1
11
SH
SOLE
0
0
11