0001656537-20-000004.txt : 20200709
0001656537-20-000004.hdr.sgml : 20200709
20200708173500
ACCESSION NUMBER: 0001656537-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200709
DATE AS OF CHANGE: 20200708
EFFECTIVENESS DATE: 20200709
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Wealth Group, Inc.
CENTRAL INDEX KEY: 0001656537
IRS NUMBER: 061763159
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18113
FILM NUMBER: 201019041
BUSINESS ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
BUSINESS PHONE: 562-799-1929
MAIL ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001656537
XXXXXXXX
06-30-2020
06-30-2020
Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD
SUITE 280
SEAL BEACH
CA
90740
13F HOLDINGS REPORT
028-18113
N
Bill Beeler
Chief Compliance Officer
(800) 381-7431
Bill Beeler
Seal Beach
CA
07-08-2020
0
215
121170
false
INFORMATION TABLE
2
regal2q20.xml
3M CO
COM
88579Y101
5
34
SH
SOLE
0
0
34
AES CORP
COM
00130H105
2
137
SH
SOLE
0
0
137
AIR PRODS & CHEMS INC
COM
009158106
42
175
SH
SOLE
0
0
175
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
72
334
SH
SOLE
0
0
334
ALLSTATE CORP
COM
020002101
180
1860
SH
SOLE
0
0
1860
ALPHABET INC
CAP STK CL C
02079K107
27
19
SH
SOLE
0
0
19
ALPHABET INC
CAP STK CL A
02079K305
41
29
SH
SOLE
0
0
29
ALTRIA GROUP INC
COM
02209S103
8
202
SH
SOLE
0
0
202
AMAZON COM INC
COM
023135106
11
4
SH
SOLE
0
0
4
AMERICAN AIRLS GROUP INC
COM
02376R102
33
2503
SH
SOLE
0
0
2503
AMERICAN ELEC PWR CO INC
COM
025537101
17
217
SH
SOLE
0
0
217
AMERICAN EXPRESS CO
COM
025816109
18
191
SH
SOLE
0
0
191
AMERICAN TOWER CORP NEW
COM
03027X100
32
124
SH
SOLE
0
0
124
APPLE INC
COM
037833100
877
2403
SH
SOLE
0
0
2403
ARLO TECHNOLOGIES INC
COM
04206A101
0
29
SH
SOLE
0
0
29
AT&T INC
COM
00206R102
167
5537
SH
SOLE
0
0
5537
BARRICK GOLD CORPORATION
COM
067901108
29
1082
SH
SOLE
0
0
1082
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
101
567
SH
SOLE
0
0
567
BK OF AMERICA CORP
COM
060505104
78
3263
SH
SOLE
0
0
3263
BLACK HILLS CORP
COM
092113109
30
526
SH
SOLE
0
0
526
BOEING CO
COM
097023105
4787
26113
SH
SOLE
0
0
26113
BOOKING HOLDINGS INC
COM
09857L108
10
6
SH
SOLE
0
0
6
BOSTON SCIENTIFIC CORP
COM
101137107
0
10
SH
SOLE
0
0
10
CALLON PETE CO DEL
COM
13123X102
0
38
SH
SOLE
0
0
38
CAMECO CORP
COM
13321L108
25
2420
SH
SOLE
0
0
2420
CARRIER GLOBAL CORPORATION
COM
14448C104
210
9445
SH
SOLE
0
0
9445
CATERPILLAR INC DEL
COM
149123101
3
21
SH
SOLE
0
0
21
CATHAY GEN BANCORP
COM
149150104
73
2784
SH
SOLE
0
0
2784
CENTURYLINK INC
COM
156700106
1
149
SH
SOLE
0
0
149
CHEVRON CORP NEW
COM
166764100
56
623
SH
SOLE
0
0
623
CIGNA CORP NEW
COM
125523100
34
182
SH
SOLE
0
0
182
CISCO SYS INC
COM
17275R102
6
124
SH
SOLE
0
0
124
CITIGROUP INC
COM NEW
172967424
3
63
SH
SOLE
0
0
63
CLEAN ENERGY FUELS CORP
COM
184499101
3
1500
SH
SOLE
0
0
1500
COCA COLA CO
COM
191216100
5
112
SH
SOLE
0
0
112
COMCAST CORP NEW
CL A
20030N101
19
498
SH
SOLE
0
0
498
CORECIVIC INC
COM
21871N101
0
52
SH
SOLE
0
0
52
CORELOGIC INC
COM
21871D103
34
500
SH
SOLE
0
0
500
CORTEVA INC
COM
22052L104
4
134
SH
SOLE
0
0
134
COSTCO WHSL CORP NEW
COM
22160K105
114
375
SH
SOLE
0
0
375
CREE INC
COM
225447101
6
100
SH
SOLE
0
0
100
DIREXION SHS ETF TR
DAILY FINL BEAR
25460E133
57
3219
SH
SOLE
0
0
3219
DIREXION SHS ETF TR
DLY AEROSPC 3X
25460E661
1
65
SH
SOLE
0
0
65
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E885
0
22
SH
SOLE
0
0
22
DISCOVER FINL SVCS
COM
254709108
39
784
SH
SOLE
0
0
784
DISNEY WALT CO
COM DISNEY
254687106
208
1866
SH
SOLE
0
0
1866
DOCUSIGN INC
COM
256163106
86
500
SH
SOLE
0
0
500
DOW INC
COM
260557103
6
143
SH
SOLE
0
0
143
DRAFTKINGS INC
COM CL A
26142R104
2
55
SH
SOLE
0
0
55
DUKE ENERGY CORP NEW
COM NEW
26441C204
25
316
SH
SOLE
0
0
316
DUPONT DE NEMOURS INC
COM
26614N102
7
135
SH
SOLE
0
0
135
EBAY INC.
COM
278642103
44
838
SH
SOLE
0
0
838
EDISON INTL
COM
281020107
337
6196
SH
SOLE
0
0
6196
EMBRAER S.A.
SPONSORED ADS
29082A107
1
200
SH
SOLE
0
0
200
ENBRIDGE INC
COM
29250N105
3
108
SH
SOLE
0
0
108
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1
205
SH
SOLE
0
0
205
ESCO TECHNOLOGIES INC
COM
296315104
133
1577
SH
SOLE
0
0
1577
ETF SER SOLUTIONS
US GLB JETS
26922A842
2
103
SH
SOLE
0
0
103
EVERSOURCE ENERGY
COM
30040W108
126
1511
SH
SOLE
0
0
1511
EXELON CORP
COM
30161N101
254
7006
SH
SOLE
0
0
7006
EXXON MOBIL CORP
COM
30231G102
16
351
SH
SOLE
0
0
351
FACEBOOK INC
CL A
30303M102
269
1186
SH
SOLE
0
0
1186
FIDELITY COVINGTON TR
QLTY FCTOR ETF
316092790
181
4967
SH
SOLE
0
0
4967
FORD MTR CO DEL
COM
345370860
31
5111
SH
SOLE
0
0
5111
FRANCO NEV CORP
COM
351858105
27
190
SH
SOLE
0
0
190
GENERAL ELECTRIC CO
COM
369604103
44
6371
SH
SOLE
0
0
6371
GILEAD SCIENCES INC
COM
375558103
38
500
SH
SOLE
0
0
500
GOLDMAN SACHS GROUP INC
COM
38141G104
5
24
SH
SOLE
0
0
24
GOPRO INC
CL A
38268T103
0
50
SH
SOLE
0
0
50
HAWAIIAN ELEC INDUSTRIES
COM
419870100
66
1823
SH
SOLE
0
0
1823
HOME DEPOT INC
COM
437076102
16
65
SH
SOLE
0
0
65
HONEYWELL INTL INC
COM
438516106
273
1891
SH
SOLE
0
0
1891
HOST HOTELS & RESORTS INC
COM
44107P104
8
704
SH
SOLE
0
0
704
INTEL CORP
COM
458140100
411
6868
SH
SOLE
0
0
6868
INTERNATIONAL BUSINESS MACHS
COM
459200101
9
76
SH
SOLE
0
0
76
INTUITIVE SURGICAL INC
COM NEW
46120E602
52
92
SH
SOLE
0
0
92
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
0
70
SH
SOLE
0
0
70
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
412
4044
SH
SOLE
0
0
4044
INVESCO QQQ TR
UNIT SER 1
46090E103
24
98
SH
SOLE
0
0
98
ISHARES INC
MIN VOL GBL ETF
464286525
111
1264
SH
SOLE
0
0
1264
ISHARES INC
MSCI EQUAL WEITE
464286681
248
4332
SH
SOLE
0
0
4332
ISHARES SILVER TR
ISHARES
46428Q109
5
311
SH
SOLE
0
0
311
ISHARES TR
CORE S&P TTL STK
464287150
24
348
SH
SOLE
0
0
348
ISHARES TR
SELECT DIVID ETF
464287168
46
572
SH
SOLE
0
0
572
ISHARES TR
CORE S&P500 ETF
464287200
10275
33177
SH
SOLE
0
0
33177
ISHARES TR
CORE US AGGBD ET
464287226
6352
53737
SH
SOLE
0
0
53737
ISHARES TR
IBOXX INV CP ETF
464287242
7062
52507
SH
SOLE
0
0
52507
ISHARES TR
S&P 500 GRWT ETF
464287309
1743
8402
SH
SOLE
0
0
8402
ISHARES TR
S&P 500 VAL ETF
464287408
1338
12360
SH
SOLE
0
0
12360
ISHARES TR
MSCI EAFE ETF
464287465
41
670
SH
SOLE
0
0
670
ISHARES TR
RUS MD CP GR ETF
464287481
0
3
SH
SOLE
0
0
3
ISHARES TR
RUS MID CAP ETF
464287499
57
1069
SH
SOLE
0
0
1069
ISHARES TR
CORE S&P MCP ETF
464287507
86
484
SH
SOLE
0
0
484
ISHARES TR
RUS 1000 VAL ETF
464287598
14366
127564
SH
SOLE
0
0
127564
ISHARES TR
RUS 1000 GRW ETF
464287614
18206
94847
SH
SOLE
0
0
94847
ISHARES TR
RUS 1000 ETF
464287622
1863
10849
SH
SOLE
0
0
10849
ISHARES TR
RUS 2000 VAL ETF
464287630
2732
28034
SH
SOLE
0
0
28034
ISHARES TR
RUS 2000 GRW ETF
464287648
3146
15206
SH
SOLE
0
0
15206
ISHARES TR
RUSSELL 2000 ETF
464287655
1476
10311
SH
SOLE
0
0
10311
ISHARES TR
US HLTHCARE ETF
464287762
3
13
SH
SOLE
0
0
13
ISHARES TR
CORE S&P SCP ETF
464287804
244
3579
SH
SOLE
0
0
3579
ISHARES TR
SP SMCP600VL ETF
464287879
22
179
SH
SOLE
0
0
179
ISHARES TR
MSCI ACWI EX US
464288240
134
3106
SH
SOLE
0
0
3106
ISHARES TR
IBOXX HI YD ETF
464288513
3682
45115
SH
SOLE
0
0
45115
ISHARES TR
CORE HIGH DV ETF
46429B663
8
95
SH
SOLE
0
0
95
ISHARES TR
MIN VOL EAFE ETF
46429B689
91
1380
SH
SOLE
0
0
1380
ISHARES TR
MSCI MIN VOL ETF
46429B697
8766
144582
SH
SOLE
0
0
144582
ISHARES TR
USA SIZE FACTOR
46432F370
6
70
SH
SOLE
0
0
70
ISHARES TR
USA MOMENTUM FCT
46432F396
5715
43625
SH
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0
0
43625
ISHARES TR
0-5YR INVT GR CP
46434V100
29
558
SH
SOLE
0
0
558
ISHARES TR
EXPONENTIAL TECH
46434V381
1
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SH
SOLE
0
0
30
ISHARES TR
0-5YR HI YL CP
46434V407
2451
57147
SH
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0
0
57147
ISHARES TR
CORE DIV GRWTH
46434V621
49
1300
SH
SOLE
0
0
1300
ISHARES TR
ESG AWRE USD ETF
46435G193
6
220
SH
SOLE
0
0
220
ISHARES TR
ESG AWRE 1 5 YR
46435G243
12
456
SH
SOLE
0
0
456
ISHARES TR
ESG MSCI USA ETF
46435G425
63
906
SH
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0
0
906
ISHARES TR
ESG MSCI EAFE
46435G516
11
181
SH
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0
0
181
ISHARES TR
CORE INTL AGGR
46435G672
27
477
SH
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0
0
477
ISHARES TR
CYBERSECURITY
46435U135
1
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SH
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0
0
26
ISHARES TR
GENOMICS IMMUN
46435U192
2
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SH
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0
0
40
ISHARES TR
ESG AWR US AGRGT
46435U549
17
299
SH
SOLE
0
0
299
ISHARES TR
ESG MSCI USA SML
46435U663
11
431
SH
SOLE
0
0
431
JD.COM INC
SPON ADR CL A
47215P106
18
300
SH
SOLE
0
0
300
JOHNSON & JOHNSON
COM
478160104
19
136
SH
SOLE
0
0
136
JPMORGAN CHASE & CO
COM
46625H100
27
287
SH
SOLE
0
0
287
KRAFT HEINZ CO
COM
500754106
12
372
SH
SOLE
0
0
372
LINDE PLC
SHS
G5494J103
139
655
SH
SOLE
0
0
655
LOCKHEED MARTIN CORP
COM
539830109
112
308
SH
SOLE
0
0
308
LOWES COS INC
COM
548661107
42
308
SH
SOLE
0
0
308
MARRIOTT INTL INC NEW
CL A
571903202
146
1700
SH
SOLE
0
0
1700
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
14
168
SH
SOLE
0
0
168
MASTERCARD INCORPORATED
CL A
57636Q104
1
4
SH
SOLE
0
0
4
MCDONALDS CORP
COM
580135101
391
2117
SH
SOLE
0
0
2117
MEDTRONIC PLC
SHS
G5960L103
1
10
SH
SOLE
0
0
10
MERCK & CO. INC
COM
58933Y105
425
5490
SH
SOLE
0
0
5490
MERITOR INC
COM
59001K100
54
2737
SH
SOLE
0
0
2737
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
0
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
2063
10137
SH
SOLE
0
0
10137
MODERNA INC
COM
60770K107
21
325
SH
SOLE
0
0
325
MONDELEZ INTL INC
CL A
609207105
4
81
SH
SOLE
0
0
81
MONSTER BEVERAGE CORP NEW
COM
61174X109
42
600
SH
SOLE
0
0
600
MORGAN STANLEY
COM NEW
617446448
76
1568
SH
SOLE
0
0
1568
NETFLIX INC
COM
64110L106
52
114
SH
SOLE
0
0
114
NETGEAR INC
COM
64111Q104
0
10
SH
SOLE
0
0
10
NIKE INC
CL B
654106103
39
400
SH
SOLE
0
0
400
NOKIA CORP
SPONSORED ADR
654902204
4
1019
SH
SOLE
0
0
1019
NORTHROP GRUMMAN CORP
COM
666807102
93
303
SH
SOLE
0
0
303
NUTANIX INC
CL A
67059N108
12
500
SH
SOLE
0
0
500
OCCIDENTAL PETE CORP
COM
674599105
68
3700
SH
SOLE
0
0
3700
ORACLE CORP
COM
68389X105
130
2358
SH
SOLE
0
0
2358
OTIS WORLDWIDE CORP
COM
68902V107
269
4726
SH
SOLE
0
0
4726
OTTER TAIL CORP
COM
689648103
23
604
SH
SOLE
0
0
604
PALO ALTO NETWORKS INC
COM
697435105
30
130
SH
SOLE
0
0
130
PAN AMERN SILVER CORP
COM
697900108
16
530
SH
SOLE
0
0
530
PAYPAL HLDGS INC
COM
70450Y103
103
589
SH
SOLE
0
0
589
PEPSICO INC
COM
713448108
24
179
SH
SOLE
0
0
179
PHILIP MORRIS INTL INC
COM
718172109
8
120
SH
SOLE
0
0
120
PROCTER AND GAMBLE CO
COM
742718109
263
2203
SH
SOLE
0
0
2203
PROSHARES TR II
ULTA BLMBG 2017
74347Y888
2
80
SH
SOLE
0
0
80
PRUDENTIAL FINL INC
COM
744320102
12
192
SH
SOLE
0
0
192
QUALCOMM INC
COM
747525103
36
389
SH
SOLE
0
0
389
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
591
9588
SH
SOLE
0
0
9588
REMARK HLDGS INC
COM
75955K102
0
200
SH
SOLE
0
0
200
ROCKWELL AUTOMATION INC
COM
773903109
6413
30106
SH
SOLE
0
0
30106
ROKU INC
COM CL A
77543R102
13
110
SH
SOLE
0
0
110
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2
16
SH
SOLE
0
0
16
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2
31
SH
SOLE
0
0
31
SEMPRA ENERGY
COM
816851109
54
457
SH
SOLE
0
0
457
SKYWORKS SOLUTIONS INC
COM
83088M102
1954
15283
SH
SOLE
0
0
15283
SMUCKER J M CO
COM NEW
832696405
66
623
SH
SOLE
0
0
623
SOUTHERN CO
COM
842587107
12
241
SH
SOLE
0
0
241
SOUTHWEST AIRLS CO
COM
844741108
1
25
SH
SOLE
0
0
25
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
7
27
SH
SOLE
0
0
27
SPDR GOLD TR
GOLD SHS
78463V107
48
284
SH
SOLE
0
0
284
SPDR S&P 500 ETF TR
TR UNIT
78462F103
285
923
SH
SOLE
0
0
923
SPDR SER TR
S&P DIVID ETF
78464A763
1
15
SH
SOLE
0
0
15
SPIRIT AIRLS INC
COM
848577102
4
250
SH
SOLE
0
0
250
SPLUNK INC
COM
848637104
73
368
SH
SOLE
0
0
368
SQUARE INC
CL A
852234103
12
112
SH
SOLE
0
0
112
STARBUCKS CORP
COM
855244109
15
198
SH
SOLE
0
0
198
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
59
1040
SH
SOLE
0
0
1040
TC ENERGY CORP
COM
87807B107
6
140
SH
SOLE
0
0
140
TELLURIAN INC NEW
COM
87968A104
6
5000
SH
SOLE
0
0
5000
TESLA INC
COM
88160R101
171
158
SH
SOLE
0
0
158
THERMO FISHER SCIENTIFIC INC
COM
883556102
49
134
SH
SOLE
0
0
134
TRAVELERS COMPANIES INC
COM
89417E109
16
140
SH
SOLE
0
0
140
TWITTER INC
COM
90184L102
15
500
SH
SOLE
0
0
500
UBER TECHNOLOGIES INC
COM
90353T100
22
700
SH
SOLE
0
0
700
UNION PAC CORP
COM
907818108
6
36
SH
SOLE
0
0
36
UNITEDHEALTH GROUP INC
COM
91324P102
241
817
SH
SOLE
0
0
817
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
21
72
SH
SOLE
0
0
72
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1
11
SH
SOLE
0
0
11
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1
9
SH
SOLE
0
0
9
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
347
4416
SH
SOLE
0
0
4416
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
3
13
SH
SOLE
0
0
13
VANGUARD INDEX FDS
MID CAP ETF
922908629
1721
10500
SH
SOLE
0
0
10500
VANGUARD INDEX FDS
GROWTH ETF
922908736
2
11
SH
SOLE
0
0
11
VANGUARD INDEX FDS
SMALL CP ETF
922908751
919
6308
SH
SOLE
0
0
6308
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1680
10734
SH
SOLE
0
0
10734
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
4
31
SH
SOLE
0
0
31
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
5
24
SH
SOLE
0
0
24
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
1
12
SH
SOLE
0
0
12
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
8
53
SH
SOLE
0
0
53
VERIZON COMMUNICATIONS INC
COM
92343V104
332
6014
SH
SOLE
0
0
6014
VISA INC
COM CL A
92826C839
86
445
SH
SOLE
0
0
445
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
56
3541
SH
SOLE
0
0
3541
WABTEC
COM
929740108
2
30
SH
SOLE
0
0
30
WALMART INC
COM
931142103
24
199
SH
SOLE
0
0
199
WASTE MGMT INC DEL
COM
94106L109
5
50
SH
SOLE
0
0
50
WEC ENERGY GROUP INC
COM
92939U106
80
909
SH
SOLE
0
0
909
WELLTOWER INC
COM
95040Q104
3
50
SH
SOLE
0
0
50
XCEL ENERGY INC
COM
98389B100
10
165
SH
SOLE
0
0
165
YUM BRANDS INC
COM
988498101
12
140
SH
SOLE
0
0
140
YUM CHINA HLDGS INC
COM
98850P109
6
133
SH
SOLE
0
0
133
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1
10
SH
SOLE
0
0
10