Chief Compliance Officer

0001656537-19-000006.txt : 20191030 0001656537-19-000006.hdr.sgml : 20191030 20191029214350 ACCESSION NUMBER: 0001656537-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191029 EFFECTIVENESS DATE: 20191030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 191177422 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001656537 XXXXXXXX 09-30-2019 09-30-2019 true 1 RESTATEMENT Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 10-29-2019 0 183 145639 false INFORMATION TABLE 2 regal3q19amt1.xml AT&T INC COM 00206R102 59 1569 SH SOLE 0 0 1569 AIR PRODS & CHEMS INC COM 009158106 39 175 SH SOLE 0 0 175 ALCOA CORP COM 013872106 30 1500 SH SOLE 0 0 1500 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 62 372 SH SOLE 0 0 372 ALLSTATE CORP COM 020002101 202 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 23 19 SH SOLE 0 0 19 ALPHABET INC CAP STK CL A 02079K305 35 29 SH SOLE 0 0 29 ALTABA INC COM 021346101 10 500 SH SOLE 0 0 500 ALTRIA GROUP INC COM 02209S103 8 202 SH SOLE 0 0 202 AMAZON COM INC COM 023135106 3 2 SH SOLE 0 0 2 AMERICAN EXPRESS CO COM 025816109 23 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 27 124 SH SOLE 0 0 124 APPLE INC COM 037833100 639 2852 SH SOLE 0 0 2852 ARLO TECHNOLOGIES INC COM 04206A101 0 29 SH SOLE 0 0 29 BANK AMER CORP COM 060505104 95 3259 SH SOLE 0 0 3259 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 167 801 SH SOLE 0 0 801 BEST BUY INC COM 086516101 3 50 SH SOLE 0 0 50 BOEING CO COM 097023105 9651 25367 SH SOLE 0 0 25367 BOOKING HLDGS INC COM 09857L108 12 6 SH SOLE 0 0 6 BOSTON SCIENTIFIC CORP COM 101137107 0 10 SH SOLE 0 0 10 CIGNA CORP NEW COM 125523100 28 182 SH SOLE 0 0 182 CARRIZO OIL & GAS INC COM 144577103 0 22 SH SOLE 0 0 22 CATERPILLAR INC DEL COM 149123101 3 21 SH SOLE 0 0 21 CATHAY GEN BANCORP COM 149150104 97 2784 SH SOLE 0 0 2784 CENTURYLINK INC COM 156700106 2 139 SH SOLE 0 0 139 CHEVRON CORP NEW COM 166764100 74 620 SH SOLE 0 0 620 CISCO SYS INC COM 17275R102 6 121 SH SOLE 0 0 121 CITIGROUP INC COM NEW 172967424 4 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 3 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 9 208 SH SOLE 0 0 208 CORELOGIC INC COM 21871D103 23 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 48 SH SOLE 0 0 48 CORTEVA INC COM 22052L104 4 132 SH SOLE 0 0 132 COSTCO WHSL CORP NEW COM 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SOLE 0 0 1516 ISHARES INC MSCI EQUAL WEITE 464286681 319 5343 SH SOLE 0 0 5343 ISHARES TR CORE S&P TTL STK 464287150 23 342 SH SOLE 0 0 342 ISHARES TR SELECT DIVID ETF 464287168 198 1937 SH SOLE 0 0 1937 ISHARES TR CORE S&P500 ETF 464287200 10330 34603 SH SOLE 0 0 34603 ISHARES TR CORE US AGGBD ET 464287226 8817 77908 SH SOLE 0 0 77908 ISHARES TR MSCI EMG MKT ETF 464287234 40 974 SH SOLE 0 0 974 ISHARES TR IBOXX INV CP ETF 464287242 9655 75739 SH SOLE 0 0 75739 ISHARES TR S&P 500 GRWT ETF 464287309 2413 13405 SH SOLE 0 0 13405 ISHARES TR S&P 500 VAL ETF 464287408 2266 19018 SH SOLE 0 0 19018 ISHARES TR MSCI EAFE ETF 464287465 62 957 SH SOLE 0 0 957 ISHARES TR RUS MID CAP ETF 464287499 59 1054 SH SOLE 0 0 1054 ISHARES TR CORE S&P MCP ETF 464287507 142 733 SH SOLE 0 0 733 ISHARES TR RUS 1000 VAL ETF 464287598 19118 149058 SH SOLE 0 0 149058 ISHARES TR RUS 1000 GRW ETF 464287614 19410 121593 SH SOLE 0 0 121593 ISHARES TR RUS 1000 ETF 464287622 1784 10839 SH SOLE 0 0 10839 ISHARES TR RUS 2000 VAL ETF 464287630 3673 30762 SH SOLE 0 0 30762 ISHARES TR RUS 2000 GRW ETF 464287648 3559 18468 SH SOLE 0 0 18468 ISHARES TR RUSSELL 2000 ETF 464287655 1560 10306 SH SOLE 0 0 10306 ISHARES TR US HLTHCARE ETF 464287762 3 13 SH SOLE 0 0 13 ISHARES TR CORE S&P SCP ETF 464287804 812 10432 SH SOLE 0 0 10432 ISHARES TR SP SMCP600VL ETF 464287879 81 538 SH SOLE 0 0 538 ISHARES TR MSCI ACWI EX US 464288240 139 3022 SH SOLE 0 0 3022 ISHARES TR IBOXX HI YD ETF 464288513 5349 61361 SH SOLE 0 0 61361 ISHARES TR INDIA 50 ETF 464289529 24 666 SH SOLE 0 0 666 ISHARES SILVER TRUST ISHARES 46428Q109 5 311 SH SOLE 0 0 311 ISHARES TR CORE HIGH DV ETF 46429B663 9 92 SH SOLE 0 0 92 ISHARES TR MIN VOL EAFE ETF 46429B689 122 1666 SH SOLE 0 0 1666 ISHARES TR MSCI MIN VOL ETF 46429B697 12101 188782 SH SOLE 0 0 188782 ISHARES TR USA SIZE FACTOR 46432F370 6 70 SH SOLE 0 0 70 ISHARES TR USA MOMENTUM FCT 46432F396 6846 57409 SH SOLE 0 0 57409 ISHARES TR 0-5YR INVT GR CP 46434V100 37 714 SH SOLE 0 0 714 ISHARES TR 0-5YR HI YL CP 46434V407 3512 75552 SH SOLE 0 0 75552 ISHARES TR CORE DIV GRWTH 46434V621 51 1300 SH SOLE 0 0 1300 ISHARES TR ESG USD CORPT 46435G193 6 220 SH SOLE 0 0 220 ISHARES TR ESG 1 5 YR USD 46435G243 12 456 SH SOLE 0 0 456 ISHARES TR ESG MSCI USA ETF 46435G425 58 890 SH SOLE 0 0 890 ISHARES TR ESG MSCI EAFE 46435G516 12 181 SH SOLE 0 0 181 ISHARES TR CORE INTL AGGR 46435G672 35 634 SH SOLE 0 0 634 ISHARES TR ESG US AGR BD 46435U549 16 299 SH SOLE 0 0 299 ISHARES TR ESG MSCI USA SML 46435U663 12 431 SH SOLE 0 0 431 JPMORGAN CHASE & CO COM 46625H100 30 252 SH SOLE 0 0 252 JD COM INC SPON ADR CL A 47215P106 8 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 18 136 SH SOLE 0 0 136 KRAFT HEINZ CO COM 500754106 10 372 SH SOLE 0 0 372 LOCKHEED MARTIN CORP COM 539830109 120 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 34 308 SH SOLE 0 0 308 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 17 165 SH SOLE 0 0 165 MARRIOTT INTL INC NEW CL A 571903202 210 1684 SH SOLE 0 0 1684 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4784 VANGUARD INDEX FDS MID CAP ETF 922908629 1760 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 971 6308 SH SOLE 0 0 6308 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1570 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 222 3680 SH SOLE 0 0 3680 VERSUM MATLS INC COM 92532W103 9 174 SH SOLE 0 0 174 VISA INC COM CL A 92826C839 75 435 SH SOLE 0 0 435 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 57 2877 SH SOLE 0 0 2877 WABTEC CORP COM 929740108 2 30 SH SOLE 0 0 30 WALMART INC COM 931142103 24 198 SH SOLE 0 0 198 WASTE MGMT INC DEL COM 94106L109 6 50 SH SOLE 0 0 50 ZIMMER BIOMET HLDGS INC COM 98956P102 1 10 SH SOLE 0 0 10 LINDE PLC SHS G5494J103 127 655 SH SOLE 0 0 655 MEDTRONIC PLC SHS G5960L103 1 10 SH SOLE 0 0 10 TRANSOCEAN LTD REG SHS H8817H100 0 41 SH SOLE 0 0 41