0001656537-18-000007.txt : 20180730
0001656537-18-000007.hdr.sgml : 20180730
20180730103118
ACCESSION NUMBER: 0001656537-18-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180730
DATE AS OF CHANGE: 20180730
EFFECTIVENESS DATE: 20180730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Wealth Group, Inc.
CENTRAL INDEX KEY: 0001656537
IRS NUMBER: 061763159
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18113
FILM NUMBER: 18976403
BUSINESS ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
BUSINESS PHONE: 562-799-1929
MAIL ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001656537
XXXXXXXX
06-30-2018
06-30-2018
Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD
SUITE 280
SEAL BEACH
CA
90740
13F HOLDINGS REPORT
028-18113
N
Bill Beeler
Chief Compliance Officer
(800) 381-7431
Bill Beeler
Seal Beach
CA
07-30-2018
0
172
93920
false
INFORMATION TABLE
2
regal2q18.xml
ALPS ETF TR
ALERIAN MLP
00162Q866
20
2000
SH
SOLE
0
0
2000
AT&T INC
COM
00206R102
231
7190
SH
SOLE
0
0
7190
ADVANSIX INC
COM
00773T101
0
7
SH
SOLE
0
0
7
AIR PRODS & CHEMS INC
COM
009158106
52
331
SH
SOLE
0
0
331
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
37
200
SH
SOLE
0
0
200
ALLSTATE CORP
COM
020002101
170
1860
SH
SOLE
0
0
1860
ALPHABET INC
CAP STK CL C
02079K107
21
19
SH
SOLE
0
0
19
ALPHABET INC
CAP STK CL A
02079K305
32
28
SH
SOLE
0
0
28
ALTABA INC
COM
021346101
37
500
SH
SOLE
0
0
500
ALTRIA GROUP INC
COM
02209S103
11
202
SH
SOLE
0
0
202
AMAZON COM INC
COM
023135106
3
2
SH
SOLE
0
0
2
AMERICAN EXPRESS CO
COM
025816109
19
191
SH
SOLE
0
0
191
AMERICAN TOWER CORP NEW
COM
03027X100
18
124
SH
SOLE
0
0
124
APPLE INC
COM
037833100
312
1684
SH
SOLE
0
0
1684
BAKER HUGHES A GE CO
CL A
05722G100
14
427
SH
SOLE
0
0
427
BANK AMER CORP
COM
060505104
100
3554
SH
SOLE
0
0
3554
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
157
841
SH
SOLE
0
0
841
BOEING CO
COM
097023105
9446
28153
SH
SOLE
0
0
28153
BOOKING HLDGS INC
COM
09857L108
12
6
SH
SOLE
0
0
6
BOSTON SCIENTIFIC CORP
COM
101137107
0
10
SH
SOLE
0
0
10
CARRIZO OIL & GAS INC
COM
144577103
1
22
SH
SOLE
0
0
22
CATERPILLAR INC DEL
COM
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3
21
SH
SOLE
0
0
21
CATHAY GEN BANCORP
COM
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113
2784
SH
SOLE
0
0
2784
CENTURYLINK INC
COM
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2
110
SH
SOLE
0
0
110
CHEVRON CORP NEW
COM
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75
592
SH
SOLE
0
0
592
CISCO SYS INC
COM
17275R102
4
103
SH
SOLE
0
0
103
CITIGROUP INC
COM NEW
172967424
4
63
SH
SOLE
0
0
63
CLEAN ENERGY FUELS CORP
COM
184499101
6
1500
SH
SOLE
0
0
1500
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
67
3523
SH
SOLE
0
0
3523
COMCAST CORP NEW
CL A
20030N101
7
208
SH
SOLE
0
0
208
CORELOGIC INC
COM
21871D103
26
500
SH
SOLE
0
0
500
CORECIVIC INC
COM
21871N101
1
43
SH
SOLE
0
0
43
COSTCO WHSL CORP NEW
COM
22160K105
100
477
SH
SOLE
0
0
477
DXC TECHNOLOGY CO
COM
23355L106
6
73
SH
SOLE
0
0
73
DELL TECHNOLOGIES INC
COM CL V
24703L103
3
30
SH
SOLE
0
0
30
DISNEY WALT CO
COM DISNEY
254687106
86
822
SH
SOLE
0
0
822
DISCOVER FINL SVCS
COM
254709108
55
784
SH
SOLE
0
0
784
DOWDUPONT INC
COM
26078J100
26
398
SH
SOLE
0
0
398
DUKE ENERGY CORP NEW
COM NEW
26441C204
15
193
SH
SOLE
0
0
193
ETF SER SOLUTIONS
US GLB JETS
26922A842
3
102
SH
SOLE
0
0
102
EBAY INC
COM
278642103
30
819
SH
SOLE
0
0
819
EDISON INTL
COM
281020107
345
5447
SH
SOLE
0
0
5447
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
2
130
SH
SOLE
0
0
130
ESCO TECHNOLOGIES INC
COM
296315104
137
2382
SH
SOLE
0
0
2382
EVERSOURCE ENERGY
COM
30040W108
84
1428
SH
SOLE
0
0
1428
EXELON CORP
COM
30161N101
281
6603
SH
SOLE
0
0
6603
EXPRESS SCRIPTS HLDG CO
COM
30219G108
58
756
SH
SOLE
0
0
756
EXXON MOBIL CORP
COM
30231G102
10
126
SH
SOLE
0
0
126
FACEBOOK INC
CL A
30303M102
265
1365
SH
SOLE
0
0
1365
FIDELITY
QLTY FCTOR ETF
316092790
243
7508
SH
SOLE
0
0
7508
FORD MTR CO DEL
COM PAR $0.01
345370860
50
4547
SH
SOLE
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4547
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
29
SH
SOLE
0
0
29
GENERAL ELECTRIC CO
COM
369604103
85
6265
SH
SOLE
0
0
6265
GENERAL MLS INC
COM
370334104
6
144
SH
SOLE
0
0
144
GOLDMAN SACHS GROUP INC
COM
38141G104
5
24
SH
SOLE
0
0
24
GOPRO INC
CL A
38268T103
0
50
SH
SOLE
0
0
50
HP INC
COM
40434L105
19
859
SH
SOLE
0
0
859
HAWAIIAN ELEC INDUSTRIES
COM
419870100
34
996
SH
SOLE
0
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996
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
13
864
SH
SOLE
0
0
864
HOME DEPOT INC
COM
437076102
8
43
SH
SOLE
0
0
43
HONEYWELL INTL INC
COM
438516106
25
175
SH
SOLE
0
0
175
HOST HOTELS & RESORTS INC
COM
44107P104
13
639
SH
SOLE
0
0
639
HUNTINGTON INGALLS INDS INC
COM
446413106
10
46
SH
SOLE
0
0
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INTEL CORP
COM
458140100
464
9342
SH
SOLE
0
0
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INTERNATIONAL BUSINESS MACHS
COM
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25
176
SH
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S&P500 EQL WGT
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48680
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S&P SMLCP ENGY
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EM MKTS DIV ETF
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SOLE
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450
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MIN VOL GBL ETF
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1567
SH
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MSCI EQUAL WEITE
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CORE S&P TTL STK
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773
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SELECT DIVID ETF
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2957
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31117
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31117
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MSCI EMG MKT ETF
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1833
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SOLE
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1833
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IBOXX INV CP ETF
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32599
SH
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32599
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S&P 500 VAL ETF
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MSCI EAFE ETF
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RUS MID CAP ETF
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CORE S&P MCP ETF
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RUS 1000 VAL ETF
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RUS 1000 GRW ETF
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ISHARES TR
RUS 1000 ETF
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10820
SH
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RUS 2000 GRW ETF
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ISHARES TR
RUSSELL 2000 ETF
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SOLE
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10301
ISHARES TR
U.S. REAL ES ETF
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226
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226
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US HLTHCARE ETF
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SH
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13
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U.S. ENERGY ETF
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450
ISHARES TR
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SH
SOLE
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22546
ISHARES TR
MSCI ACWI EX US
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139
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SH
SOLE
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2945
ISHARES TR
INTL SEL DIV ETF
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24
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SH
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ISHARES TR
IBOXX HI YD ETF
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22403
SH
SOLE
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22403
ISHARES TR
S&P US PFD STK
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259
SH
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ISHARES TR
INDIA 50 ETF
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SH
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ISHARES SILVER TRUST
ISHARES
46428Q109
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SOLE
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434
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CORE HIGH DV ETF
46429B663
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89
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SOLE
0
0
89
ISHARES TR
MIN VOL EAFE ETF
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148
2074
SH
SOLE
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5475
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USA MOMENTUM FCT
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ISHARES TR
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104
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104
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46
928
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SOLE
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928
ISHARES TR
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CORE INTL AGGR
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840
SH
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840
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COM
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26
252
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SOLE
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252
JD COM INC
SPON ADR CL A
47215P106
12
300
SH
SOLE
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300
JOHNSON & JOHNSON
COM
478160104
41
336
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KRAFT HEINZ CO
COM
500754106
29
462
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462
LANDS END INC NEW
COM
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LOCKHEED MARTIN CORP
COM
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308
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LOWES COS INC
COM
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MAGNEGAS CORP
COM PAR
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SOLE
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COM
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MARRIOTT INTL INC NEW
CL A
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1655
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SOLE
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1655
MCDONALDS CORP
COM
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343
2192
SH
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COM
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MERITOR INC
COM
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3504
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MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
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MICROSOFT CORP
COM
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MONDELEZ INTL INC
CL A
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82
MONSTER BEVERAGE CORP NEW
COM
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600
SH
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600
MORGAN STANLEY
COM NEW
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NETFLIX INC
COM
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114
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114
NIKE INC
CL B
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32
400
SH
SOLE
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0
400
NORTHROP GRUMMAN CORP
COM
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91
294
SH
SOLE
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294
NUTANIX INC
CL A
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26
500
SH
SOLE
0
0
500
OCCIDENTAL PETE CORP DEL
COM
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23
277
SH
SOLE
0
0
277
ORACLE CORP
COM
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90
2038
SH
SOLE
0
0
2038
PAYPAL HLDGS INC
COM
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68
819
SH
SOLE
0
0
819
PEPSICO INC
COM
713448108
12
113
SH
SOLE
0
0
113
PHILIP MORRIS INTL INC
COM
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10
120
SH
SOLE
0
0
120
PRAXAIR INC
COM
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113
717
SH
SOLE
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0
717
PROCTER AND GAMBLE CO
COM
742718109
172
2203
SH
SOLE
0
0
2203
PRUDENTIAL FINL INC
COM
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188
SH
SOLE
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0
188
QUALCOMM INC
COM
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22
389
SH
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389
ROCKWELL AUTOMATION INC
COM
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31465
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SOLE
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31465
ROCKWELL COLLINS INC
COM
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34206
SH
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34206
ROKU INC
COM CL A
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110
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SOLE
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110
SPDR S&P 500 ETF TR
TR UNIT
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865
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SOLE
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SPDR GOLD TRUST
GOLD SHS
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708
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COM
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316
SH
SOLE
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0
316
SELECT SECTOR SPDR TR
SBI INT-INDS
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2
31
SH
SOLE
0
0
31
SKYWORKS SOLUTIONS INC
COM
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14748
SH
SOLE
0
0
14748
SMUCKER J M CO
COM NEW
832696405
67
624
SH
SOLE
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0
624
SNAP INC
CL A
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86
6600
SH
SOLE
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0
6600
SPRINT CORP
COM SER 1
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0
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SOLE
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0
9
SQUARE INC
CL A
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6
100
SH
SOLE
0
0
100
STARBUCKS CORP
COM
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4
89
SH
SOLE
0
0
89
TESLA INC
COM
88160R101
54
158
SH
SOLE
0
0
158
THERMO FISHER SCIENTIFIC INC
COM
883556102
28
134
SH
SOLE
0
0
134
3M CO
COM
88579Y101
7
34
SH
SOLE
0
0
34
TRANSCANADA CORP
COM
89353D107
6
128
SH
SOLE
0
0
128
TRAVELERS COMPANIES INC
COM
89417E109
17
140
SH
SOLE
0
0
140
TWITTER INC
COM
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22
500
SH
SOLE
0
0
500
UNION PAC CORP
COM
907818108
5
36
SH
SOLE
0
0
36
UNITEDHEALTH GROUP INC
COM
91324P102
195
793
SH
SOLE
0
0
793
VANGUARD WORLD FDS
ENERGY ETF
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SH
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20
VANGUARD INDEX FDS
REAL ESTATE ETF
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4889
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VANGUARD INDEX FDS
MID CAP ETF
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VANGUARD INDEX FDS
SMALL CP ETF
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6300
VANGUARD INDEX FDS
TOTAL STK MKT
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SOLE
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0
10400
VERIZON COMMUNICATIONS INC
COM
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189
3764
SH
SOLE
0
0
3764
VERSUM MATLS INC
COM
92532W103
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173
SH
SOLE
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0
173
VISA INC
COM CL A
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58
435
SH
SOLE
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435
VODAFONE GROUP PLC NEW
SPONSORED ADR
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67
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2758
WASTE MGMT INC DEL
COM
94106L109
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50
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SOLE
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50
MEDTRONIC PLC
SHS
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SOLE
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10
SEADRILL LIMITED
SHS
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SOLE
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TRANSOCEAN LTD
REG SHS
H8817H100
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41
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SOLE
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41