Chief Compliance Officer

0001656537-17-000011.txt : 20171020 0001656537-17-000011.hdr.sgml : 20171020 20171020151403 ACCESSION NUMBER: 0001656537-17-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 EFFECTIVENESS DATE: 20171020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Wealth Group, Inc. CENTRAL INDEX KEY: 0001656537 IRS NUMBER: 061763159 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18113 FILM NUMBER: 171146923 BUSINESS ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 BUSINESS PHONE: 562-799-1929 MAIL ADDRESS: STREET 1: 12501 SEAL BEACH BOULEVARD STREET 2: SUITE 280 CITY: SEAL BEACH STATE: CA ZIP: 90740 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001656537 XXXXXXXX 09-30-2017 09-30-2017 Regal Wealth Group, Inc.

12501 SEAL BEACH BOULEVARD SUITE 280 SEAL BEACH CA 90740

13F HOLDINGS REPORT 028-18113 N Bill Beeler Chief Compliance Officer (800) 381-7431 Bill Beeler Seal Beach CA 10-20-2017 0 154 135492 false INFORMATION TABLE 2 regal3q17.xml AT&T INC COM 00206R102 279 7130 SH SOLE 0 0 7130 ADVANSIX INC COM 00773T101 0 7 SH SOLE 0 0 7 AIR PRODS & CHEMS INC COM 009158106 60 394 SH SOLE 0 0 394 ALLSTATE CORP COM 020002101 171 1860 SH SOLE 0 0 1860 ALPHABET INC CAP STK CL C 02079K107 25 26 SH SOLE 0 0 26 ALPHABET INC CAP STK CL A 02079K305 19 20 SH SOLE 0 0 20 ALTABA INC COM 021346101 33 500 SH SOLE 0 0 500 ALTRIA GROUP INC COM 02209S103 13 202 SH SOLE 0 0 202 AMERICAN EXPRESS CO COM 025816109 17 191 SH SOLE 0 0 191 AMERICAN TOWER CORP NEW COM 03027X100 17 124 SH SOLE 0 0 124 APPLE INC COM 037833100 254 1646 SH SOLE 0 0 1646 BAKER HUGHES A GE CO CL A 05722G100 15 419 SH SOLE 0 0 419 BANK AMER CORP COM 060505104 90 3552 SH SOLE 0 0 3552 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 255 1390 SH SOLE 0 0 1390 BOEING CO COM 097023105 7271 28603 SH SOLE 0 0 28603 CARRIZO OIL & GAS INC COM 144577103 0 22 SH SOLE 0 0 22 CATHAY GEN BANCORP COM 149150104 112 2784 SH SOLE 0 0 2784 CHEVRON CORP NEW COM 166764100 66 563 SH SOLE 0 0 563 CISCO SYS INC COM 17275R102 3 101 SH SOLE 0 0 101 CITIGROUP INC COM NEW 172967424 5 63 SH SOLE 0 0 63 CLEAN ENERGY FUELS CORP COM 184499101 4 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 8 208 SH SOLE 0 0 208 CORELOGIC INC COM 21871D103 23 500 SH SOLE 0 0 500 CORECIVIC INC COM 21871N101 1 41 SH SOLE 0 0 41 COSTCO WHSL CORP NEW COM 22160K105 18 111 SH SOLE 0 0 111 DXC TECHNOLOGY CO COM 23355L106 6 73 SH SOLE 0 0 73 DEERE & CO COM 244199105 25 200 SH SOLE 0 0 200 DELL TECHNOLOGIES INC COM CL V 24703L103 2 30 SH SOLE 0 0 30 DISNEY WALT CO COM DISNEY 254687106 79 800 SH SOLE 0 0 800 DISCOVER FINL SVCS COM 254709108 51 784 SH SOLE 0 0 784 DOWDUPONT INC COM 26078J100 28 398 SH SOLE 0 0 398 DUKE ENERGY CORP NEW COM NEW 26441C204 16 193 SH SOLE 0 0 193 ETF SER SOLUTIONS US GLB JETS 26922A842 3 100 SH SOLE 0 0 100 EBAY INC COM 278642103 31 819 SH SOLE 0 0 819 EDISON INTL COM 281020107 420 5446 SH SOLE 0 0 5446 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 2 119 SH SOLE 0 0 119 EVERSOURCE ENERGY COM 30040W108 84 1393 SH SOLE 0 0 1393 EXELON CORP COM 30161N101 243 6446 SH SOLE 0 0 6446 EXPRESS SCRIPTS HLDG CO COM 30219G108 48 756 SH SOLE 0 0 756 EXXON MOBIL CORP COM 30231G102 8 102 SH SOLE 0 0 102 FACEBOOK INC CL A 30303M102 231 1350 SH SOLE 0 0 1350 FIDELITY QLTY FCTOR ETF 316092790 335 11199 SH SOLE 0 0 11199 FORD MTR CO DEL COM PAR $0.01 345370860 61 5108 SH SOLE 0 0 5108 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 26 SH SOLE 0 0 26 GENERAL ELECTRIC CO COM 369604103 137 5655 SH SOLE 0 0 5655 GENERAL MLS INC COM 370334104 7 144 SH SOLE 0 0 144 GOPRO INC CL A 38268T103 1 50 SH SOLE 0 0 50 HP INC COM 40434L105 17 854 SH SOLE 0 0 854 HAWAIIAN ELEC INDUSTRIES COM 419870100 32 969 SH SOLE 0 0 969 HEWLETT PACKARD ENTERPRISE C COM 42824C109 13 858 SH SOLE 0 0 858 HONEYWELL INTL INC COM 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153488 ISHARES TR MSCI EAFE ETF 464287465 111 1627 SH SOLE 0 0 1627 ISHARES TR RUS MID CAP ETF 464287499 50 255 SH SOLE 0 0 255 ISHARES TR CORE S&P MCP ETF 464287507 317 1773 SH SOLE 0 0 1773 ISHARES TR RUS 1000 VAL ETF 464287598 2649 22352 SH SOLE 0 0 22352 ISHARES TR RUS 1000 GRW ETF 464287614 2876 22999 SH SOLE 0 0 22999 ISHARES TR RUS 1000 ETF 464287622 1559 11148 SH SOLE 0 0 11148 ISHARES TR RUS 2000 VAL ETF 464287630 489 3943 SH SOLE 0 0 3943 ISHARES TR RUS 2000 GRW ETF 464287648 503 2809 SH SOLE 0 0 2809 ISHARES TR RUSSELL 2000 ETF 464287655 1549 10456 SH SOLE 0 0 10456 ISHARES TR U.S. REAL ES ETF 464287739 18 226 SH SOLE 0 0 226 ISHARES TR CORE S&P SCP ETF 464287804 3445 46414 SH SOLE 0 0 46414 ISHARES TR IBOXX HI YD ETF 464288513 4926 55502 SH SOLE 0 0 55502 ISHARES INDIA 50 ETF 464289529 35 1024 SH SOLE 0 0 1024 ISHARES SILVER TRUST ISHARES 46428Q109 30 1876 SH SOLE 0 0 1876 ISHARES TR CORE HIGH DV ETF 46429B663 8 89 SH SOLE 0 0 89 ISHARES TR MIN VOL EAFE ETF 46429B689 288 4053 SH SOLE 0 0 4053 ISHARES TR MIN VOL USA ETF 46429B697 13935 276822 SH SOLE 0 0 276822 ISHARES TR USA SIZE FACTOR 46432F370 9 110 SH SOLE 0 0 110 ISHARES TR 0-5YR INVT GR CP 46434V100 53 1044 SH SOLE 0 0 1044 ISHARES TR MULTIFACTOR USA 46434V282 9 300 SH SOLE 0 0 300 ISHARES TR MULTIFACTOR USA 46434V290 5 140 SH SOLE 0 0 140 ISHARES TR 0-5YR HI YL CP 46434V407 3169 66255 SH SOLE 0 0 66255 ISHARES TR CORE INTL AGGR 46435G672 53 1026 SH SOLE 0 0 1026 JPMORGAN CHASE & CO COM 46625H100 44 464 SH SOLE 0 0 464 JD COM INC SPON ADR CL A 47215P106 11 300 SH SOLE 0 0 300 JOHNSON & JOHNSON COM 478160104 41 319 SH SOLE 0 0 319 KINDER MORGAN INC DEL COM 49456B101 16 849 SH SOLE 0 0 849 KRAFT HEINZ CO COM 500754106 36 462 SH SOLE 0 0 462 LANDS END INC NEW COM 51509F105 1 95 SH SOLE 0 0 95 LOCKHEED MARTIN CORP COM 539830109 96 308 SH SOLE 0 0 308 LOWES COS INC COM 548661107 25 308 SH SOLE 0 0 308 MAGNEGAS CORP COM PAR 55939L301 4 6450 SH SOLE 0 0 6450 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 20 161 SH SOLE 0 0 161 MARRIOTT INTL INC NEW CL A 571903202 181 1642 SH SOLE 0 0 1642 MCDONALDS CORP COM 580135101 341 2176 SH SOLE 0 0 2176 MERCK & CO INC COM 58933Y105 350 5470 SH SOLE 0 0 5470 MERITOR INC COM 59001K100 90 3457 SH SOLE 0 0 3457 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 4 117 SH SOLE 0 0 117 MICROSOFT CORP COM 594918104 785 10542 SH SOLE 0 0 10542 MONDELEZ INTL INC CL A 609207105 3 82 SH SOLE 0 0 82 MONSTER BEVERAGE CORP NEW COM 61174X109 33 600 SH SOLE 0 0 600 MORGAN STANLEY COM NEW 617446448 76 1568 SH SOLE 0 0 1568 NETFLIX INC COM 64110L106 18 100 SH SOLE 0 0 100 NIKE INC CL B 654106103 21 400 SH SOLE 0 0 400 NORTHROP GRUMMAN CORP COM 666807102 84 291 SH SOLE 0 0 291 NUTANIX INC CL A 67059N108 11 500 SH SOLE 0 0 500 NUVEEN PFD & INCM SECURTIES COM 67072C105 71 6837 SH SOLE 0 0 6837 OCCIDENTAL PETE CORP DEL COM 674599105 18 277 SH SOLE 0 0 277 ORACLE CORP COM 68389X105 99 2038 SH SOLE 0 0 2038 PAYPAL HLDGS INC COM 70450Y103 52 819 SH SOLE 0 0 819 PEPSICO INC COM 713448108 13 113 SH SOLE 0 0 113 PHILIP MORRIS INTL INC COM 718172109 13 120 SH SOLE 0 0 120 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 1 70 SH SOLE 0 0 70 PRAXAIR INC COM 74005P104 99 707 SH SOLE 0 0 707 PRICELINE GRP INC COM NEW 741503403 11 6 SH SOLE 0 0 6 PROCTER AND GAMBLE CO COM 742718109 200 2203 SH SOLE 0 0 2203 PRUDENTIAL FINL INC COM 744320102 20 188 SH SOLE 0 0 188 QUALCOMM INC COM 747525103 20 389 SH SOLE 0 0 389 ROCKWELL AUTOMATION INC COM 773903109 5344 29986 SH SOLE 0 0 29986 ROCKWELL COLLINS INC COM 774341101 4515 34546 SH SOLE 0 0 34546 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1032 10802 SH SOLE 0 0 10802 SPDR S&P 500 ETF TR TR UNIT 78462F103 214 853 SH SOLE 0 0 853 SPDR GOLD TRUST GOLD SHS 78463V107 75 614 SH SOLE 0 0 614 SEARS HLDGS CORP COM 812350106 2 316 SH SOLE 0 0 316 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2 31 SH SOLE 0 0 31 SKYWORKS SOLUTIONS INC COM 83088M102 1539 15101 SH SOLE 0 0 15101 SMUCKER J M CO COM NEW 832696405 65 624 SH SOLE 0 0 624 SNAP INC CL A 83304A106 3 200 SH SOLE 0 0 200 SPRINT CORP COM SER 1 85207U105 0 9 SH SOLE 0 0 9 SQUARE INC CL A 852234103 3 100 SH SOLE 0 0 100 STARBUCKS CORP COM 855244109 5 87 SH SOLE 0 0 87 TESLA INC COM 88160R101 54 158 SH SOLE 0 0 158 THERMO FISHER SCIENTIFIC INC COM 883556102 25 134 SH SOLE 0 0 134 TRANSCANADA CORP COM 89353D107 6 124 SH SOLE 0 0 124 TRAVELERS COMPANIES INC COM 89417E109 15 124 SH SOLE 0 0 124 TWITTER INC COM 90184L102 8 500 SH SOLE 0 0 500 UNITEDHEALTH GROUP INC COM 91324P102 147 749 SH SOLE 0 0 749 VANGUARD INDEX FDS REIT ETF 922908553 524 6302 SH SOLE 0 0 6302 VANGUARD INDEX FDS MID CAP ETF 922908629 1544 10500 SH SOLE 0 0 10500 VANGUARD INDEX FDS SMALL CP ETF 922908751 890 6300 SH SOLE 0 0 6300 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1347 10400 SH SOLE 0 0 10400 VERIZON COMMUNICATIONS INC COM 92343V104 183 3707 SH SOLE 0 0 3707 VERSUM MATLS INC COM 92532W103 9 243 SH SOLE 0 0 243 VISA INC COM CL A 92826C839 38 365 SH SOLE 0 0 365 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 78 2736 SH SOLE 0 0 2736 WASTE MGMT INC DEL COM 94106L109 4 50 SH SOLE 0 0 50 SEADRILL LIMITED SHS G7945E105 0 79 SH SOLE 0 0 79 TRANSOCEAN LTD REG SHS H8817H100 0 41 SH SOLE 0 0 41