0001656537-17-000005.txt : 20170818
0001656537-17-000005.hdr.sgml : 20170818
20170818164653
ACCESSION NUMBER: 0001656537-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
EFFECTIVENESS DATE: 20170818
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regal Wealth Group, Inc.
CENTRAL INDEX KEY: 0001656537
IRS NUMBER: 061763159
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18113
FILM NUMBER: 171041503
BUSINESS ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
BUSINESS PHONE: 562-799-1929
MAIL ADDRESS:
STREET 1: 12501 SEAL BEACH BOULEVARD
STREET 2: SUITE 280
CITY: SEAL BEACH
STATE: CA
ZIP: 90740
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001656537
XXXXXXXX
06-30-2016
06-30-2016
Regal Wealth Group, Inc.
12501 SEAL BEACH BOULEVARD
SUITE 280
SEAL BEACH
CA
90740
13F HOLDINGS REPORT
028-18113
N
Bill Beeler
Chief Compliance Officer
(800) 381-7431
Bill Beeler
Seal Beach
CA
08-18-2017
0
224
109893
false
INFORMATION TABLE
2
rwm2q16.xml
AbbVie Inc
COM
00287Y109
4
71
SH
SOLE
0
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71
ACUITY BRANDS INC
COM
00508Y102
3
12
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SOLE
0
0
12
AIR PRODS & CHEMS INC
COM
009158106
70
485
SH
SOLE
0
0
485
Alerian MLP ETF
MLP ETF
00162Q866
9
720
SH
SOLE
0
0
720
ALLSTATE CORP
COM
020002101
138
1860
SH
SOLE
0
0
1860
ALPHABET INC
CAP STK CL A
02079K305
22
28
SH
SOLE
0
0
28
ALPHABET INC
CAP STK CL C
02079K107
21
27
SH
SOLE
0
0
27
ALTRIA GROUP INC
COM
02209S103
14
202
SH
SOLE
0
0
202
AMAZON COM INC
COM
023135106
4
6
SH
SOLE
0
0
6
AMERICAN ELEC PWR INC
COM
025537101
4
69
SH
SOLE
0
0
69
AMERICAN EXPRESS CO
COM
025816109
14
191
SH
SOLE
0
0
191
AMERICAN TOWER CORP NEW
COM
03027X100
13
124
SH
SOLE
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0
124
Ansys Inc
COM
03662Q105
2
20
SH
SOLE
0
0
20
APPLE INC
COM
037833100
196
1692
SH
SOLE
0
0
1692
AT&T INC
COM
00206R102
340
7988
SH
SOLE
0
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7988
athenahealth Inc
COM
04685W103
4
27
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0
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BAKER HUGHES INC
COM
057224107
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415
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BANC OF CALIFORNIA INC
COM
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BANK AMER CORP
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Bank of Montreal
COM
063671101
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BCE Inc
COM
05534B760
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102
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Beacon Roofing Supply Inc
COM
073685109
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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207
1273
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Bio-Techne Corp
COM
09073M104
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26
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BOEING CO
COM
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31010
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BP PLC ADR
ADR
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726
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Cabot Microelectronics Corp
COM
12709P103
2
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0
43
CALIFORNIA RES CORP
COM NEW
13057Q206
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CATCHMARK TIMBER TR INC
CL A
14912Y202
13
1135
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CATHAY GEN BANCORP
COM
149150104
106
2784
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0
2784
Cepheid
COM
15670R107
3
95
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0
0
95
ChannelAdvisor Corp
COM
159179100
1
69
SH
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0
0
69
Charles Schwab Corp
COM
808513105
3
110
SH
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0
0
110
CHEMED CORP NEW
COM
16359R103
4
22
SH
SOLE
0
0
22
CHEVRON CORP NEW
COM
166764100
102
871
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0
0
871
CISCO SYS INC
COM
17275R102
6
198
SH
SOLE
0
0
198
CITIGROUP INC
COM NEW
172967424
4
63
SH
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0
0
63
CLEAN ENERGY FUELS CORP
COM
184499101
4
1500
SH
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0
0
1500
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
7
130
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130
COLLATERAL DELV TO BANK OF AMERICA NA SE
COM
192446102
21
20990
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0
0
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COMCAST CORP NEW
CL A
20030N101
17
239
SH
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0
0
239
Core Laboratories NV
COM
N22717107
5
41
SH
SOLE
0
0
41
CORELOGIC INC
COM
21871D103
18
500
SH
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0
0
500
COSTAR GROUP INC
COM
22160N109
5
24
SH
SOLE
0
0
24
COSTCO WHSL CORP NEW
COM
22160K105
18
110
SH
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0
0
110
Cree Inc
COM
225447101
1
45
SH
SOLE
0
0
45
CSX Corp
COM
126408103
26
1000
SH
SOLE
0
0
1000
DEERE & CO
COM
244199105
21
200
SH
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0
0
200
Digital Realty Trust Inc
COM
253868103
5
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0
0
48
DISCOVER FINL SVCS
COM
254709108
57
784
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SOLE
0
0
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DISNEY WALT CO
COM DISNEY
254687106
72
693
SH
SOLE
0
0
693
Dorman Products Inc
COM
258278100
2
32
SH
SOLE
0
0
32
DOW CHEM CO
COM
260543103
28
485
SH
SOLE
0
0
485
Duke Energy Corp
COM
26441C204
5
56
SH
SOLE
0
0
56
Eaton Corp PLC
COM
G29183103
5
76
SH
SOLE
0
0
76
EBAY INC
COM
278642103
24
819
SH
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0
0
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Echo Global Logistics Inc
COM
27875T101
2
72
SH
SOLE
0
0
72
EDISON INTL
COM
281020107
30
410
SH
SOLE
0
0
410
EMC Corp
COM
268648102
7
271
SH
SOLE
0
0
271
EVERSOURCE ENERGY
COM
30040W108
75
1360
SH
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0
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ExamWorks Group Inc
COM
30066A105
2
48
SH
SOLE
0
0
48
EXELON CORP
COM
30161N101
223
6288
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EXPRESS SCRIPTS HLDG CO
COM
30219G108
82
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EXXON MOBIL CORP
COM
30231G102
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FACEBOOK INC
CL A
30303M102
132
1150
SH
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0
0
1150
Fastenal Co
COM
311900104
3
71
SH
SOLE
0
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71
FIDELITY
QLTY FCTOR ETF
316092790
5516
209984
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SOLE
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Fidelity Total Bond ETF
TOTAL BOND ETF
316188309
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SH
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Financial Engines Inc
COM
317485100
1
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SH
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0
0
48
FISERV INC
COM
337738108
2
22
SH
SOLE
0
0
22
Five Below Inc
COM
33829M101
2
36
SH
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0
0
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FORD MTR CO DEL
COM PAR $0.01
345370860
51
4208
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35906A108
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GENERAL ELECTRIC CO
COM
369604103
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GENERAL MLS INC
COM
370334104
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GENTEX CORP
COM
371901109
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GetGo Inc
DELISTED
385291064
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GlaxoSmithKline PLC ADR
ADR
37733W105
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GOPRO INC
CL A
38268T103
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50
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Grand Canyon Education Inc
COM
38526M106
2
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HAWAIIAN ELEC INDUSTRIES
COM
419870100
31
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HEALTHCARE SVCS GRP INC
COM
421906108
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Heico Corp
COM
422806109
2
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HEWLETT PACKARD ENTERPRISE C
COM
42824C109
20
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HONEYWELL INTL INC
COM
438516106
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175
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175
HOST HOTELS & RESORTS INC
COM
44107P104
11
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SH
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HP INC
COM
40434L105
13
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HSBC Holdings PLC ADR
ADR
404280406
4
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SH
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141
Hull Tactical US ETF
TACITCAL US ETF
30151E400
71
2692
SH
SOLE
0
0
2692
HUNTINGTON INGALLS INDS INC
COM
446413106
8
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SH
SOLE
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CL A
G47567105
4
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SH
SOLE
0
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33
Illumina Inc
COM
452327109
4
26
SH
SOLE
0
0
26
InnerWorkings Inc
COM
45773Y105
2
192
SH
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INTEL CORP
COM
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346
9538
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INTERNATIONAL BUSINESS MACHS
COM
459200101
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ISHARES
INDIA 50 ETF
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ISHARES
MIN VOL GBL ETF
464286525
2605
35878
SH
SOLE
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35878
iShares MSCI ACWI ex US
MSCI ACWI ex US
464288240
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1064
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ISHARES SILVER TRUST
ISHARES
46428Q109
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CORE HIGH DV ETF
46429B663
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ISHARES TR
CORE S&P MCP ETF
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3352
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20271
ISHARES TR
CORE S&P SCP ETF
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3285
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CORE S&P TTL STK
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CORE S&P500 ETF
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ISHARES TR
CORE US AGGBD ET
464287226
5482
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3112
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ISHARES TR
IBOXX INV CP ETF
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ISHARES TR
INTL SEL DIV ETF
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5
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153
ISHARES TR
JP MOR EM MK ETF
464288281
1
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ISHARES TR
MIN VOL EAFE ETF
46429B689
2614
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42692
ISHARES TR
MIN VOL USA ETF
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MSCI EAFE ETF
464287465
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ISHARES TR
MSCI EMG MKT ETF
464287234
101
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2894
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RUS 1000 ETF
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1386
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11135
ISHARES TR
RUS 1000 GRW ETF
464287614
2420
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23065
ISHARES TR
RUS 1000 VAL ETF
464287598
2516
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ISHARES TR
RUS 2000 GRW ETF
464287648
440
2856
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2856
ISHARES TR
RUS 2000 VAL ETF
464287630
463
3896
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3896
ISHARES TR
RUS MID-CAP ETF
464287499
45
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RUSSELL 2000 ETF
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10454
ISHARES TR
RUSSELL 3000 ETF
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ISHARES TR
S&P 500 GRWT ETF
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11943
98064
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98064
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S&P 500 VAL ETF
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U.S. REAL ES ETF
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ISTAR INC
COM
45031U101
1
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SH
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52
JD COM INC
SPON ADR CL A
47215P106
8
300
SH
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0
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300
JOHNSON & JOHNSON
COM
478160104
179
1553
SH
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COM
46625H100
40
461
SH
SOLE
0
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461
KINDER MORGAN INC DEL
COM
49456B101
17
833
SH
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0
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833
KRAFT HEINZ CO
COM
500754106
40
462
SH
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0
0
462
LANDS END INC NEW
COM
51509F105
1
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SH
SOLE
0
0
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Linear Technology Corp
COM
535678106
3
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0
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62
Linn Energy Inc A
CL A
53601P304
0
407
SH
SOLE
0
0
407
LKQ CORP
COM
501889208
10
330
SH
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0
0
330
LOCKHEED MARTIN CORP
COM
539830109
77
308
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0
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308
LOWES COS INC
COM
548661107
22
308
SH
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0
0
308
MagneGas Corp
COM
55939L301
24
41300
SH
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0
0
41300
Marina Biotech Inc
COM
56804Q201
0
2
SH
SOLE
0
0
2
MARRIOTT INTL INC NEW
CL A
571903202
134
1626
SH
SOLE
0
0
1626
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
13
159
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0
0
159
MAXIMUS INC
COM
577933104
2
38
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0
0
38
MCDONALDS CORP
COM
580135101
265
2176
SH
SOLE
0
0
2176
Mead Johnson Nutrition Co
COM
582839106
5
60
SH
SOLE
0
0
60
Mednax Inc
COM
58502B106
3
43
SH
SOLE
0
0
43
MERCK & CO INC
COM
58933Y105
323
5484
SH
SOLE
0
0
5484
MERITOR INC
COM
59001K100
50
4022
SH
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0
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4022
MICROCHIP TECHNOLOGY INC
COM
595017104
6
88
SH
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0
0
88
MICROSOFT CORP
COM
594918104
1235
19882
SH
SOLE
0
0
19882
Mobile Mini Inc
COM
60740f105
2
51
SH
SOLE
0
0
51
MONDELEZ INTL INC
CL A
609207105
4
82
SH
SOLE
0
0
82
MONSTER BEVERAGE CORP NEW
COM
61174X109
27
600
SH
SOLE
0
0
600
MORGAN STANLEY
COM NEW
617446448
66
1568
SH
SOLE
0
0
1568
National Instruments Corp
COM
636518102
3
111
SH
SOLE
0
0
111
Neogen Corp
COM
640491106
2
41
SH
SOLE
0
0
41
Nestle SA ADR
ADR
641069406
15
200
SH
SOLE
0
0
200
NETFLIX INC
COM
64110L106
12
100
SH
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0
0
100
NIKE INC
CL B
654106103
20
400
SH
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0
0
400
NOKIA CORP
SPONSORED ADR
654902204
0
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SOLE
0
0
79
NORTHROP GRUMMAN CORP
COM
666807102
67
288
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288
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COM
67072C105
61
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6543
OCCIDENTAL PETE CORP DEL
COM
674599105
20
277
SH
SOLE
0
0
277
ORACLE CORP
COM
68389X105
80
2088
SH
SOLE
0
0
2088
Patterson Companies Inc
COM
703395103
2
48
SH
SOLE
0
0
48
PAYPAL HLDGS INC
COM
70450Y103
36
914
SH
SOLE
0
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914
PEPSICO INC
COM
713448108
12
113
SH
SOLE
0
0
113
PHILIP MORRIS INTL INC
COM
718172109
11
120
SH
SOLE
0
0
120
PRA Group Inc
COM
69354N106
1
55
SH
SOLE
0
0
55
PRAXAIR INC
COM
74005P104
82
696
SH
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0
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696
PRICELINE GRP INC
COM NEW
741503403
9
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SH
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0
0
6
PROCTER AND GAMBLE CO
COM
742718109
185
2203
SH
SOLE
0
0
2203
Proto Labs Inc
COM
743713109
3
48
SH
SOLE
0
0
48
PRUDENTIAL FINL INC
COM
744320102
19
187
SH
SOLE
0
0
187
QUALCOMM INC
COM
747525103
25
389
SH
SOLE
0
0
389
REYNOLDS AMERICAN INC
COM
761713106
5
89
SH
SOLE
0
0
89
RITCHIE BROS AUCTIONEERS
COM
767744105
4
112
SH
SOLE
0
0
112
ROCKWELL AUTOMATION INC
COM
773903109
4421
32897
SH
SOLE
0
0
32897
ROCKWELL COLLINS INC
COM
774341101
3517
37917
SH
SOLE
0
0
37917
Rollins Inc
COM
775711104
2
84
SH
SOLE
0
0
84
Roper Technologies Inc
COM
776696106
3
17
SH
SOLE
0
0
17
Royal Dutch Shell PLC ADR Class B
ADR
780259107
5
87
SH
SOLE
0
0
87
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
708
8170
SH
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8170
Schlumberger Ltd
COM
806857108
7
90
SH
SOLE
0
0
90
SEADRILL LIMITED
SHS
G7945E105
0
79
SH
SOLE
0
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79
SEARS CDA INC
COM
81234D109
0
135
SH
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0
0
135
SEARS HLDGS CORP
COM
812350106
3
316
SH
SOLE
0
0
316
Simon Property Group Inc
COM
828806109
5
22
SH
SOLE
0
0
22
SKYWORKS SOLUTIONS INC
COM
83088M102
1590
21301
SH
SOLE
0
0
21301
SMUCKER J M CO
COM NEW
832696405
80
624
SH
SOLE
0
0
624
SPDR GOLD TRUST
GOLD SHS
78463V107
67
614
SH
SOLE
0
0
614
SPDR S&P 500 ETF TR
TR UNIT
78462F103
188
841
SH
SOLE
0
0
841
SPRINT CORP
COM SER 1
85207U105
0
9
SH
SOLE
0
0
9
SQUARE INC
CL A
852234103
1
100
SH
SOLE
0
0
100
STAPLES INC
COM
855030102
10
1135
SH
SOLE
0
0
1135
STARBUCKS CORP
COM
855244109
5
86
SH
SOLE
0
0
86
Stericycle Inc
COM
858912108
9
87
SH
SOLE
0
0
87
SunEdison Inc
COM
86732Y109
1
5000
SH
SOLE
0
0
5000
TESLA MTRS INC
COM
88160R101
37
171
SH
SOLE
0
0
171
The Advisory Board Co
COM
00762W107
2
49
SH
SOLE
0
0
49
The Middleby Corp
COM
596278101
3
23
SH
SOLE
0
0
23
THERMO FISHER SCIENTIFIC INC
COM
883556102
19
134
SH
SOLE
0
0
134
TRANSCANADA CORP
COM
89353D107
5
120
SH
SOLE
0
0
120
TRANSOCEAN LTD
REG SHS
H8817H100
1
41
SH
SOLE
0
0
41
TRAVELERS COMPANIES INC
COM
89417E109
15
124
SH
SOLE
0
0
124
TWITTER INC
COM
90184L102
8
500
SH
SOLE
0
0
500
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
5
29
SH
SOLE
0
0
29
United Natural Foods Inc
COM
911163103
2
48
SH
SOLE
0
0
48
VANGUARD INDEX FDS
MID CAP ETF
922908629
1382
10500
SH
SOLE
0
0
10500
VANGUARD INDEX FDS
REIT ETF
922908553
500
6056
SH
SOLE
0
0
6056
VANGUARD INDEX FDS
SMALL CP ETF
922908751
812
6300
SH
SOLE
0
0
6300
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1199
10400
SH
SOLE
0
0
10400
VERISK ANALYTICS INC
COM
92345Y106
8
100
SH
SOLE
0
0
100
VERIZON COMMUNICATIONS INC
COM
92343V104
194
3634
SH
SOLE
0
0
3634
VISA INC
COM CL A
92826C839
28
365
SH
SOLE
0
0
365
Vision Industries Corp
COM
92835C101
0
11600
SH
SOLE
0
0
11600
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
65
2674
SH
SOLE
0
0
2674
WASHINGTON MUTUAL INC ESCROW FROM CUSIP
COM
939ESC968
0
150
SH
SOLE
0
0
150
WASTE MGMT INC DEL
COM
94106L109
4
50
SH
SOLE
0
0
50
Wells Fargo & Co
COM
949746101
24
500
SH
SOLE
0
0
500
Welltower Inc
COM
95040Q104
5
60
SH
SOLE
0
0
60
Weyerhaeuser Co
COM
962166104
4
140
SH
SOLE
0
0
140
YAHOO INC
COM
984332106
19
500
SH
SOLE
0
0
500
YTB International Inc
CL A
98425R309
0
14000
SH
SOLE
0
0
14000
YTB International Inc Class A
CL A
98425R309
0
7000
SH
SOLE
0
0
7000