0001831631-23-000241.txt : 20230801 0001831631-23-000241.hdr.sgml : 20230801 20230801194725 ACCESSION NUMBER: 0001831631-23-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230728 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DerGurahian Jeffrey Michael CENTRAL INDEX KEY: 0001655938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 231133261 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wk-form4_1690933633.xml FORM 4 X0508 4 2023-07-28 0 0001831631 loanDepot, Inc. LDI 0001655938 DerGurahian Jeffrey Michael C/O LOANDEPOT, INC. 6561 IRVINE CENTER DRIVE IRVINE CA 92618 0 1 0 0 Chief Capital Markets Officer 0 Class A Common Stock, par value $0.001 per share 2023-07-28 4 M 0 16900 A 262346 D Class A Common Stock, par value $0.001 per share 2023-07-28 4 F 0 6651 2.44 D 255695 D Class A Common Stock 5842969 I CDG Financial LLC Restricted Stock Units 2023-07-28 4 M 0 16900 0 D Class A Common Stock 16900 33801 D Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein. In accordance with the terms of the Agreement, RSUs that vested on July 28, 2023 were settled on August 1, 2023. The RSUs are scheduled to vest as follows, 16,900 on 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent. /s/ Amanda Darby, as Attorney-in-Fact for Jeff DerGurahian 2023-08-01