0001831631-22-000363.txt : 20221227 0001831631-22-000363.hdr.sgml : 20221227 20221227201118 ACCESSION NUMBER: 0001831631-22-000363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221223 FILED AS OF DATE: 20221227 DATE AS OF CHANGE: 20221227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DerGurahian Jeffrey Michael CENTRAL INDEX KEY: 0001655938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 221491491 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_167218984772520.xml FORM 4 X0306 4 2022-12-23 0 0001831631 loanDepot, Inc. LDI 0001655938 DerGurahian Jeffrey Michael C/O LOANDEPOT, INC. 6561 IRVINE CENTER DRIVE IRVINE CA 92618 0 1 0 0 Chief Capital Markets Officer Restricted Stock Units 2022-12-23 4 A 0 500000 0 A Class A Common Stock 500000.0 500000 D Performance Share Units 2022-12-23 4 A 0 500000 0 A Class A Common Stock 500000.0 500000 D Stock Option 1.57 2022-12-23 4 A 0 2000000 0 A 2023-12-31 2032-12-23 Class A Common Stock 2000000.0 2000000 D Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs are scheduled to vest as follows: 50% on each of 6/30/23 and 6/30/24. Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. The PSUs are scheduled to vest as follows if the specified stock price hurdles is achieved by the Issuer's Class A Common Stock, in proportion to such achievement: (i) one-half of the target PSUs at up to 150% on 6/30/23, and (ii) all of the target PSUs at up to 150% on 6/30/24 (less the PSUs that vested on 6/30/23). Any PSUs which have not become earned by 6/30/24 will be forfeited. /s/ Denise Apicella as Attorney-in-Fact for Jeff DerGurahian 2022-12-23