0001752724-19-057996.txt : 20190614
0001752724-19-057996.hdr.sgml : 20190614
20190614172017
ACCESSION NUMBER: 0001752724-19-057996
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 8
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190614
DATE AS OF CHANGE: 20190614
EFFECTIVENESS DATE: 20190614
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Franklin Templeton ETF Trust
CENTRAL INDEX KEY: 0001655589
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23124
FILM NUMBER: 19899785
BUSINESS ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-312-2000
MAIL ADDRESS:
STREET 1: ONE FRANKLIN PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
0001655589
S000053151
Franklin LibertyQ International Equity Hedged ETF
C000167258
Franklin LibertyQ International Equity Hedged ETF
0001655589
S000053152
Franklin LibertyQ Emerging Markets ETF
C000167259
Franklin LibertyQ Emerging Markets ETF
0001655589
S000053153
Franklin LibertyQ Global Dividend ETF
C000167260
Franklin LibertyQ Global Dividend ETF
0001655589
S000053154
Franklin LibertyQ Global Equity ETF
C000167261
Franklin LibertyQ Global Equity ETF
0001655589
S000053774
Franklin Liberty U.S. Low Volatility ETF
C000169124
Franklin Liberty U.S. Low Volatility ETF
0001655589
S000053775
Franklin Liberty Investment Grade Corporate ETF
C000169125
Franklin Liberty Investment Grade Corporate ETF
0001655589
S000053776
Franklin Liberty International Opportunities ETF
C000169126
Franklin Liberty International Opportunities ETF
0001655589
S000057200
Franklin LibertyQ U.S. Equity ETF
C000181968
Franklin LibertyQ U.S. Equity ETF
0001655589
S000057201
Franklin LibertyQ U.S. Mid Cap Equity ETF
C000181969
Franklin LibertyQ U.S. Mid Cap Equity ETF
0001655589
S000057202
Franklin LibertyQ U.S. Small Cap Equity ETF
C000181970
Franklin LibertyQ U.S. Small Cap Equity ETF
0001655589
S000057879
Franklin Liberty Intermediate Municipal Opportunities ETF
C000187842
Franklin Liberty Intermediate Municipal Opportunities ETF
0001655589
S000057880
Franklin Liberty Municipal Bond ETF
C000187843
Franklin Liberty Municipal Bond ETF
0001655589
S000059495
Franklin FTSE Europe ETF
C000194929
Franklin FTSE Europe ETF
0001655589
S000059496
Franklin FTSE Japan Hedged ETF
C000194930
Franklin FTSE Japan Hedged ETF
0001655589
S000059497
Franklin FTSE South Korea ETF
C000194931
Franklin FTSE South Korea ETF
0001655589
S000059498
Franklin FTSE Switzerland ETF
C000194932
Franklin FTSE Switzerland ETF
0001655589
S000059499
Franklin FTSE United Kingdom ETF
C000194933
Franklin FTSE United Kingdom ETF
0001655589
S000059500
Franklin FTSE Asia ex Japan ETF
C000194934
Franklin FTSE Asia ex Japan ETF
0001655589
S000059501
Franklin FTSE Brazil ETF
C000194935
Franklin FTSE Brazil ETF
0001655589
S000059502
Franklin FTSE China ETF
C000194936
Franklin FTSE China ETF
0001655589
S000059503
Franklin FTSE India ETF
C000194937
Franklin FTSE India ETF
0001655589
S000059504
Franklin FTSE Mexico ETF
C000194938
Franklin FTSE Mexico ETF
0001655589
S000059505
Franklin FTSE Russia ETF
C000194939
Franklin FTSE Russia ETF
0001655589
S000059506
Franklin FTSE Europe Hedged ETF
C000194940
Franklin FTSE Europe Hedged ETF
0001655589
S000059507
Franklin FTSE Taiwan ETF
C000194941
Franklin FTSE Taiwan ETF
0001655589
S000059508
Franklin FTSE Australia ETF
C000194942
Franklin FTSE Australia ETF
0001655589
S000059509
Franklin FTSE Canada ETF
C000194943
Franklin FTSE Canada ETF
0001655589
S000059510
Franklin FTSE France ETF
C000194944
Franklin FTSE France ETF
0001655589
S000059511
Franklin FTSE Germany ETF
C000194945
Franklin FTSE Germany ETF
0001655589
S000059512
Franklin FTSE Hong Kong ETF
C000194946
Franklin FTSE Hong Kong ETF
0001655589
S000059513
Franklin FTSE Italy ETF
C000194947
Franklin FTSE Italy ETF
0001655589
S000059514
Franklin FTSE Japan ETF
C000194948
Franklin FTSE Japan ETF
0001655589
S000061946
Franklin Liberty High Yield Corporate ETF
C000200689
Franklin Liberty High Yield Corporate ETF
0001655589
S000061947
Franklin Liberty International Aggregate Bond ETF
C000200690
Franklin Liberty International Aggregate Bond ETF
0001655589
S000061948
Franklin Liberty Senior Loan ETF
C000200691
Franklin Liberty Senior Loan ETF
0001655589
S000063031
Franklin FTSE Saudi Arabia ETF
C000204487
Franklin FTSE Saudi Arabia ETF
0001655589
S000063033
Franklin FTSE South Africa ETF
C000204489
Franklin FTSE South Africa ETF
0001655589
S000063035
Franklin FTSE Latin America ETF
C000204491
Franklin FTSE Latin America ETF
0001655589
S000066377
Franklin Liberty US Core Bond ETF
C000214198
Franklin Liberty US Core Bond ETF
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0001655589
XXXXXXXX
811-23124
false
false
false
N-1A
true
Franklin Templeton ETF Trust
811-23124
0001655589
549300UHXVPT5S43XV04
ONE FRANKLIN PARKWAY
SAN MATEO
94403
US-CA
US
650-312-2000
Franklin Advisory Services, LLC
One Franklin Parkway
San Mateo
94403-1906
800-632-2350
Records related to its functions as Investment manager
Templeton Asset Management Ltd
7 Temasek Blvd.
Suntec Tower 1
Suntec City
SG
038987
65 6432 9400
Records related to its functions as Investment manager
Franklin Templeton Investments (ME) Limited
The Gate
East Wing
Dubai
AE
506613
971 4 428 4100
Records related to its functions as Investment manager
Franklin Templeton Distributors, Inc.
One Franklin Parkway
San Mateo
94403-1906
650-312-2000
Records related to its functions as Principal underwriter
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Records related to its functions as custodian, transfer agent, sub-administrator and accounting agent
Franklin Templeton Institutional, LLC
280 Park Avenue
New York
10017
212 632-3000
Records related to its functions as Investment manager
Franklin Templeton Investment Management Limited
Cannon Place
78 Cannon Street
London
GB
EC4N 6HL
800-632-2350
Records related to its functions as Investment manager
Franklin Advisers, Inc.
One Franklin Parkway
San Mateo
94403-1906
650-312-2000
Records related to its functions as Investment manager
Franklin Templeton Investments Corp.
200 King Street West
Suite 1500
Toronto
CA
M5H 3T4
416-957-6000
Records related to its functions as Investment manager
Franklin Templeton Services, LLC
One Franklin Parkway
San Mateo
94403-1906
650-312-2000
Records related to its functions as Administrative manager
Franklin Templeton Investimentos (Brasil) Ltda.
Avenida Brigadeior Faria Lima 3311
5th Floor
San Paulo
BR
04538-133
55-11-3206-0000
Records related to its functions as Investment manager
Franklin Templeton Investment Trust Management Co., Ltd.
3rd Floor, CCMM Building
101 Yeouigongwon-ro, Yeongdeungpo-gu
Seoul
KR
150-968
82-237-740681
Records related to its functions as Investment manager
Y
N
N-1A
38
Y
Jennifer M. Johnson
000000000
Y
Rohit Bhagat
000000000
N
Anatha K. Pradeep
000000000
N
Robert C. Rosselot
000000000
300 S.E. 2nd Street
Fort Lauderdale
33301
XXXXXX
N
N
N
N
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
Franklin FTSE Brazil ETF
S000059501
549300U6ULJL7WUJ6046
Y
0
0
0
Exchange-Traded Fund
N
N
0.00189726
-0.18736973
6.37741481
6.37950763
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
4185.61000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
8137.83000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1436.23000000
13759.67000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1.94000000
1.94000000
N
23865826.72000000
N
N
N
Franklin LibertyQ Global Equity ETF
S000053154
549300JHHNB9812HZJ73
Y
0
0
0
Exchange-Traded Fund
Y
Y
0.36504187
0.02289487
8.04776289
8.04808983
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
1798.84615384
65.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Manama, Capital, BH, Branch)
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
7LTWFZYICNSX8D621K86
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
103.01000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
14.98000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
38.88000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
2.97000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1727.93000000
1887.77000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
22375496.25000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
16.24000000
22380698.17000000
N
19571054.67000000
N
N
N
Franklin FTSE Saudi Arabia ETF
S000063031
549300JHXHA1YOKDTF39
Y
0
0
0
Exchange-Traded Fund
N
N
0.47122105
-0.36137499
2.10474102
2.06786125
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-30
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
9157.29000000
9157.29000000
0.00000000
N
2580492.68000000
N
N
N
Franklin FTSE South Korea ETF
S000059497
549300CQX72NL1HVMO40
Y
0
0
0
Exchange-Traded Fund
N
N
0.14637384
0.05962584
3.95883683
3.95877327
Y
N
Y
N
N
N/A
N/A
4181.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6.84000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
622.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
98.83000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
675.54000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1260.95000000
2664.77000000
0.00000000
N
21856229.72000000
N
N
N
Franklin Liberty International Opportunities ETF
S000053776
5493005HR9K18Q1RGK40
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
Templeton Asset Management Ltd
801-46997
000111382
7AYVD3NQFQ1OTZURH567
Y
SG
N
Franklin Templeton Investment Management Limited
801-55170
000111360
MLH7B1BVFWXZVST01715
Y
GB
N
Franklin Templeton Investments (ME) Limited
801-77965
000163487
5493003KQSZRG1QTOZ88
Y
AE
N
Franklin Templeton Investments Corp.
801-58185
000111364
5493005DRTG4H4KKYJ69
Y
CA
N
Franklin Templeton Investimentos (Brasil) Ltda.
801-71881
000155141
5493006TTO66WS4ZKK86
Y
BR
N
Franklin Templeton Investment Trust Management Co., Ltd.
801-71877
000155095
5493005V4R1BHNGULO03
Y
KR
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic Bank Zimbabwe Limited
2549005HENFMYGRM9S10
ZW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Amman, Amman, JO, Branch)
RILFO74KP1CM8P6PCT96
JO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong And Shanghai Banking Corporation Limited -The- (Colombo, Western, LK, Branch)
2HI3YI5320L3RW6NJ957
LK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Citibank
549300E0ROTI7ACBZH02
UA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Kenya Limited
549300RBHWW5EJIRG629
KE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
549300NIVXF92ZIOVW61
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Botswana Limited
5493007VY27WWF8FF542
BW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Union Internationale de Banques
549300WKCW12LEPUMV07
TN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch)
KR6LSKV3BTSJRD41IF75
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Ghana Limited
549300WFGKTC3MGDCX95
GH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ngan Hang Trach Nhiem Huu Han Mot Thanh Vien HSBC (Viet Nam)
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Bank Namibia Limited
254900K6TJFDYKSQWV49
NA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G.
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
7LTWFZYICNSX8D621K86
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong And Shanghai Banking Corporation Limited -The- (Ebene, Plaines Wilhems, MU, Branch)
2HI3YI5320L3RW6NJ957
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch)
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Zambia PLC
549300247QDZHDI30A83
ZM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch)
549300F99IL9YJDWH369
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Sofia, Sofia Capital, BG, Branch)
N1FBEDJ5J41VKZLO2475
BG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AB SEB bankas
549300SBPFE9JX7N8J82
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau Uruguay S.A.
549300HU8OQS1VTVXN55
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
E57ODZWZ7FF32TWEFA76
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Manama, Capital, BH, Branch)
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
14.01000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
941.62000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
351.79000000
Macquarie Capital (USA) Inc.
8-47198
000036368
549300670K07JRB5UQ40
53.96000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
479.66000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
47.99000000
1889.03000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1121326.83000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
5082467.08000000
6203793.91000000
N
9924717.16000000
N
N
N
Franklin LibertyQ International Equity Hedged ETF
S000053151
549300GSNTCFYP1PB966
Y
0
0
0
Exchange-Traded Fund
Y
Y
-0.19658161
-0.60026261
8.43561178
8.43704485
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
13.84000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
2.03000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
420.86000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7.06000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
7.84000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
187.92000000
639.55000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4874547.57000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
5433949.98000000
10308497.55000000
N
7171883.84000000
N
N
N
Franklin FTSE Canada ETF
S000059509
549300WEIK140OKXUN08
Y
0
0
0
Exchange-Traded Fund
N
N
0.29747725
-4.03505474
1.12711712
1.12719608
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
27.17000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
18.99000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
33.47000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2.20000000
81.83000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
279906.29000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
5944265.72000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
1148299.44000000
7372471.45000000
N
3904664.73000000
N
N
N
Franklin FTSE India ETF
S000059503
549300NU5VJOW0B4VV12
Y
0
0
0
Exchange-Traded Fund
N
N
-0.78000000
-0.96813100
2.61260341
2.61323736
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2312.07000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
218.65000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
42.48000000
2573.20000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
214.07000000
43082.53000000
N
5361784.73000000
N
N
N
Franklin Liberty Senior Loan ETF
S000061948
549300I3TND36ZL4CK30
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2018-06-01
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Y
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
12536458.31000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2011992.36000000
SG Americas Securities, LLC
8-66125
000128351
549300F35UE0BOM1WJ55
1297998.88000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
1501352687.74000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
7129763.79000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2232700.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
2000000.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
11596069.44000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
4085074.53000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4683574.17000000
1551174655.75000000
N
35861917.91000000
Committed
2000000000.00000000
N
N
N
Franklin FTSE Europe Hedged ETF
S000059506
549300SR8YGS4HESFV02
Y
0
0
0
Exchange-Traded Fund
N
N
0.06532739
-4.95455760
1.55664843
1.55703254
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
437.57000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
158.25000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1426.62000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
116.37000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
347.09000000
2485.90000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
6113.47000000
The Bank of New York Mellon
8-35255
000017454
HPFHU0OQ28E4N0NFVK49
6374390.60000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1729109.44000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
13108525.34000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
12712471.38000000
34100133.41000000
N
28730422.07000000
N
N
N
Franklin LibertyQ U.S. Small Cap Equity ETF
S000057202
5493007IO11XDXXEQE25
Y
0
0
0
Exchange-Traded Fund
Y
Y
0.08484956
-0.26855543
0.77332500
0.77629821
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
92258.77000000
2823.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
6.96000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
361.92000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
17.99000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
9.70000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
22.87000000
419.44000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
16592842.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1567739.36000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1446183.99000000
19612619.75000000
N
9287483.49000000
N
N
N
Franklin FTSE United Kingdom ETF
S000059499
549300EBZY7Y36672039
Y
0
0
0
Exchange-Traded Fund
N
N
-0.08564858
-0.17484558
1.50421541
1.50422586
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
19.83000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
78.29000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
103.45000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
175.60000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
29.71000000
406.88000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
35409966.61000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
8170287.75000000
43708923.96000000
N
14535300.56000000
N
N
N
Franklin FTSE Latin America ETF
S000063035
549300G41CKYHFFHVD28
Y
0
0
0
Exchange-Traded Fund
N
N
0.31978865
-0.10831028
17.19054445
17.26280155
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-30
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Y
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
936.96000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
26.21000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2.21000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
0.31000000
965.69000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
751807.03000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
144.81000000
751951.84000000
N
2602559.00000000
N
N
N
Franklin LibertyQ Emerging Markets ETF
S000053152
549300WUBOCTWL6PGW95
Y
0
0
0
Exchange-Traded Fund
Y
Y
-0.06849138
-0.61972138
11.67473227
11.67586903
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
159551.07384615
3152.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
7LTWFZYICNSX8D621K86
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Manama, Capital, BH, Branch)
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
IIFL Holdings Limited
N/A
000000000
00000000000000000000
IN
17.37000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
77125.55000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
940.70000000
Shenwan Hongyuan Group Co., Ltd.
N/A
000000000
00000000000000000000
CN
19.03000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
63148.27000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
296.42000000
141547.34000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
97230926.32000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
47393396.29000000
146999131.90000000
N
332350227.54000000
N
N
N
Franklin Liberty High Yield Corporate ETF
S000061946
5493002F67QK4VNO5Q54
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2018-06-01
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
608375.00000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
1012125.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1498062.50000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1203840.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
695000.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
1988250.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1375250.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1371546.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
605130.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
31004130.05000000
42543018.55000000
N
9987959.93000000
Committed
2000000000.00000000
N
N
N
Franklin Liberty International Aggregate Bond ETF
S000061947
549300X1LYVIK50DRI49
Y
0
0
0
Exchange-Traded Fund
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Templeton Investment Management Limited
000-00000
000000000
MLH7B1BVFWXZVST01715
GB
2018-06-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
Y
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Y
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Maghreb S.A
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
E57ODZWZ7FF32TWEFA76
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
AB SEB bankas
549300SBPFE9JX7N8J82
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1812061.08000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
305137.57000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
757190.93000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
1502007.63000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
74749202.53000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
300737.61000000
Santander Investment Securities Inc.
8-47664
000037216
549300FT36TF8GQFTL08
139049.20000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1123719.68000000
Natwest Markets Securities Inc.
8-37135
000011707
ZE2ZWJ5BTIQJ8M0C6K34
246086.29000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
456828.86000000
81740360.22000000
N
4891492.35000000
N
N
N
Franklin FTSE South Africa ETF
S000063033
5493004G9NUKIKWXYO61
Y
0
0
0
Exchange-Traded Fund
N
N
0.27382472
-0.13584122
23.70516872
23.80064773
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-30
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
Y
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Y
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Y
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
0.79000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
59.15000000
59.94000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2436624.16000000
2436624.16000000
N
2654447.13000000
N
N
N
Franklin FTSE China ETF
S000059502
5493007BO6696OMBQG08
Y
0
0
0
Exchange-Traded Fund
N
N
0.02668747
-0.16389752
2.85871482
2.85778390
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Shenwan Hongyuan Group Co., Ltd.
N/A
000000000
00000000000000000000
CN
6.43000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
4637.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
842.98000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
266.26000000
5752.67000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
2042950.23000000
2051232.56000000
N
33986760.73000000
N
N
N
Franklin FTSE Russia ETF
S000059505
5493007E11ZY7F0THD32
Y
0
0
0
Exchange-Traded Fund
N
N
0.19000000
0.00414800
2.25374553
2.25529372
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
83.36000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1175.63000000
1258.99000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
374539.99000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
13241834.95000000
13708588.73000000
N
7339238.94000000
N
N
N
Franklin Liberty Investment Grade Corporate ETF
S000053775
549300AGICP0BF7KSG70
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
Franklin Templeton Institutional, LLC
801-60684
000117384
549300RQFX1DXB0AF136
Y
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch)
N1FBEDJ5J41VKZLO2475
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
7LTWFZYICNSX8D621K86
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
141738054.27000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2337850.60000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
15429811.94000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
4630320.86000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
1496492.97000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
2788855.19000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
5758770.75000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
1299158.19000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
3775889.30000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2965652.71000000
188438455.58000000
N
27293321.48000000
N
N
N
Franklin Liberty U.S. Low Volatility ETF
S000053774
549300HYVMMHHTSYBI89
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
291.49000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
17.54000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1899.80000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
925.88000000
3134.71000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
374975.46000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
9198819.14000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
904888.81000000
10478683.41000000
N
11206115.23000000
N
N
N
Franklin FTSE Asia ex Japan ETF
S000059500
549300XOZW71TVF6E672
Y
0
0
0
Exchange-Traded Fund
N
N
0.15000000
-0.04427300
2.25031070
2.24959899
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch)
7LTWFZYICNSX8D621K86
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3.18000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
0.23000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2052.93000000
Shenwan Hongyuan Group Co., Ltd.
N/A
000000000
00000000000000000000
CN
5.83000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
37.03000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
421.23000000
2520.43000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
385871.82000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
5369892.70000000
5782470.33000000
N
16573184.34000000
N
N
N
Franklin LibertyQ U.S. Mid Cap Equity ETF
S000057201
549300MGJC9YT3MQU019
Y
0
0
0
Exchange-Traded Fund
Y
Y
-0.03293904
-0.33510204
0.65253910
0.65254047
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
7320.30769230
131.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1.22000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
182.67000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
4.66000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
9.12000000
197.67000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
8398405.42000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1423667.12000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1370640.76000000
11192713.30000000
N
7241782.58000000
N
N
N
Franklin FTSE Japan ETF
S000059514
549300V7MZYC1Z30JS82
Y
0
0
0
Exchange-Traded Fund
N
N
0.25859544
0.16623344
23.98892113
23.98902468
N
N
Y
N
N
N/A
N/A
10021.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3120.86000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
200.87000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1528.26000000
4849.99000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
28897423.94000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
19521971.04000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
15783740.33000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
214062631.20000000
The Bank of New York Mellon
8-35255
000017454
HPFHU0OQ28E4N0NFVK49
5583300.71000000
284091841.27000000
N
229644079.16000000
N
N
N
Franklin FTSE Hong Kong ETF
S000059512
549300E78P8MGUFWHY91
Y
0
0
0
Exchange-Traded Fund
N
N
0.09477723
0.00933023
2.70773076
2.70719612
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
165.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
84.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
28.03000000
CLSA Americas, LLC
8-69166
000165533
213800M2DXATWY7JMS07
1.59000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2.97000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
186.05000000
468.60000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
3740566.23000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
6498014.64000000
10250917.97000000
N
12720114.70000000
N
N
N
Franklin FTSE Mexico ETF
S000059504
549300RR8MFO12KKU693
Y
0
0
0
Exchange-Traded Fund
N
N
0.17487109
-0.01801990
2.65750286
2.65871378
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1.20000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
18.97000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
197.84000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
6.17000000
224.18000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1211719.67000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
1127344.10000000
2339063.77000000
N
3572762.25000000
N
N
N
Franklin Liberty Municipal Bond ETF
S000057880
549300D0VIUWD9JJ6J30
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
125215.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
179752.50000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
440397.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
479428.00000000
UMB Financial Corporation
8-34999
000017073
549300MGEH3N3CUCV828
107688.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
1257761.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
455822.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
778709.00000000
D.A. Davidson & Co.
8-2399
000000199
549300094RQ5A7DYLF51
118402.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
340847.00000000
4385938.00000000
N
7411849.30000000
N
N
N
Franklin LibertyQ Global Dividend ETF
S000053153
549300M13NKRYRIODV37
Y
0
0
0
Exchange-Traded Fund
Y
Y
0.42074406
-0.03030993
9.58119790
9.58356354
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
15984.46230769
194.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch)
7LTWFZYICNSX8D621K86
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Saudi British Bank
558600TQS0WENZUC5190
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
7LTWFZYICNSX8D621K86
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Joint Stock Company Commercial Bank Citibank
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited (Manama, Capital, BH, Branch)
549300F99IL9YJDWH369
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Taiwan) Limited
549300QJEO1B92LSHZ06
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
47.11000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
74.30000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
560.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
58.17000000
740.19000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
5838994.93000000
5838994.93000000
N
16609072.84000000
N
N
N
Franklin FTSE Germany ETF
S000059511
549300QJJXQ48PUZE489
Y
0
0
0
Exchange-Traded Fund
N
N
0.02655356
-0.06770943
1.87182920
1.87233750
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
50.30000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
32.73000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
45.50000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15.08000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
10.58000000
154.19000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
158122.50000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2099179.54000000
2263882.09000000
N
3016487.82000000
N
N
N
Franklin Liberty Intermediate Municipal Opportunities ETF
S000057879
549300RTD7Q8YMBA7Q25
Y
0
0
0
Exchange-Traded Fund
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
0.00000000
Dougherty & Company LLC
8-21937
000007477
549300OD1C69R64IVC38
255504.15000000
D.A. Davidson & Co.
8-2399
000000199
549300094RQ5A7DYLF51
221026.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
224688.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
594867.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
1008761.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
223419.00000000
The Ziegler Companies, Inc.
N/A
000000000
549300V0G64RT328XK96
324657.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1120339.00000000
STIFEL NICOLAUS & CO INC.
8-1447
000000793
5WUVMA08EYG4KEUPW589
312210.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
342016.00000000
5304473.15000000
N
7324707.13000000
N
N
N
Franklin FTSE Taiwan ETF
S000059507
549300PAHV2U19VENT44
Y
0
0
0
Exchange-Traded Fund
N
N
-0.08789300
-0.28048900
3.01642165
3.01569155
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
4638.61000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
411.42000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
8.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
31.28000000
5089.66000000
0.00000000
N
8612903.55000000
N
N
N
Franklin FTSE Europe ETF
S000059495
549300MGO0V5Y80BBI27
Y
0
0
0
Exchange-Traded Fund
N
N
0.23034112
0.14387312
1.73596841
1.73602658
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
431.46000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
314.93000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
310.76000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
133.68000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
269.47000000
1460.30000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
23942923.44000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
4813609.04000000
29242798.39000000
N
86766406.94000000
N
N
N
Franklin FTSE Australia ETF
S000059508
54930046370UAXVTMD60
Y
0
0
0
Exchange-Traded Fund
N
N
0.14666588
0.05511688
2.31006804
2.31026700
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4.34000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
56.63000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
17.95000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
64.96000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
42.99000000
186.87000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
13728047.64000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
10283.65000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
21960.52000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
4878459.11000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1139011.89000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3.23000000
19777766.04000000
N
7246716.19000000
N
N
N
Franklin FTSE France ETF
S000059510
549300DY7B319M4ZOP46
Y
0
0
0
Exchange-Traded Fund
N
N
0.40705935
0.32069535
12.19919810
2.01930333
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
13.85000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
28.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
0.18000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
11.03000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
0.68000000
53.74000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
90076.05000000
90076.05000000
N
2434576.15000000
N
N
N
Franklin FTSE Italy ETF
S000059513
549300T5L554E5PCQL49
Y
0
0
0
Exchange-Traded Fund
N
N
0.33431040
0.24898840
2.92333480
2.92338097
Y
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
194.47000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
62.73000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
7.14000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
26.90000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1.33000000
292.57000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
32.48000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1081913.54000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
21725759.13000000
22807705.15000000
N
6384759.16000000
N
N
N
Franklin FTSE Japan Hedged ETF
S000059496
5493000IM51UNM0ZOH37
Y
0
0
0
Exchange-Traded Fund
N
N
0.09675726
0.00670626
5.71357021
5.71341463
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1693.38000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1003.52000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
275.82000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
788.76000000
3761.48000000
The Bank of New York Mellon
8-35255
000017454
HPFHU0OQ28E4N0NFVK49
5576424.60000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
964207.18000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
26909044.08000000
33491636.15000000
N
40195342.63000000
N
N
N
Franklin FTSE Switzerland ETF
S000059498
549300YJU57FFRVVKH03
Y
0
0
0
Exchange-Traded Fund
N
N
0.42000000
0.33262000
15.79969577
15.80002568
Y
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Euroclear Limited
54930045L3MXWBD27H71
CH
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
27.52000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
0.71000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
0.23000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
0.64000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
11.28000000
40.38000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
4502065.61000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
476138.49000000
4978204.10000000
N
2457728.98000000
N
N
N
Franklin LibertyQ U.S. Equity ETF
S000057200
549300OMVSYP2F5WOS42
Y
0
0
0
Exchange-Traded Fund
N
N
-0.04698594
-0.30038694
2.65646259
2.65615099
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
N/A
161940.15384615
3744.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Franklin Advisory Services, LLC
801-51967
000111361
549300TQEE2Y39SM5J42
2019-02-01
Franklin Advisers, Inc.
801-26292
000104517
B1CG1NRZIDDJ0DQEXB52
2019-01-31
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Franklin Templeton Services, LLC
549300DFD0POOJZ42788
Y
N
N
Franklin/Templeton Distributors, Inc.
8-5889
000000332
00000000000000000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
180.63000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2905.09000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
224.99000000
3310.71000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
11551009.84000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
88082733.45000000
National Securities Clearing Corporation
8-164
000007569
549300RYC9NELN2ICA34
996699357.75000000
1096333101.04000000
N
349291047.63000000
N
N
N
Franklin Liberty Senior Loan ETF
S000061948
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
75.00000000
50510.61500000
0.00000000
75.00000000
0.08749999
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Europe Hedged ETF
S000059506
Y
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
2.48000000
1.38924439
97.52000000
1.38924439
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin Liberty International Aggregate Bond ETF
S000061947
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
0.00000000
0.10000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE France ETF
S000059510
Y
50000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE China ETF
S000059502
N
200000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
10804.96000000
0.00000000
100.00000000
0.07499999
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Germany ETF
S000059511
Y
100000.00000000
0.61000000
0.00000000
99.39000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Taiwan ETF
S000059507
Y
200000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ U.S. Small Cap Equity ETF
S000057202
Y
50000.00000000
0.17571428
0.07114706
99.82428571
0.07114706
2.14000000
0.00000000
97.86000000
0.00000000
0.00000000
1000.00000000
0.00000000
0.00000000
1000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Asia ex Japan ETF
S000059500
Y
400000.00000000
43.03000000
0.00000000
56.97000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
4500.00000000
0.00000000
0.00000000
4500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ U.S. Mid Cap Equity ETF
S000057201
Y
50000.00000000
0.35750000
0.11954775
99.64250000
0.11954775
1.22000000
0.00000000
98.78000000
0.00000000
0.00000000
450.00000000
0.00000000
0.00000000
450.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE United Kingdom ETF
S000059499
Y
50000.00000000
1.04083333
0.61727345
98.95916666
0.61727345
1.14000000
0.39597979
98.86000000
0.39597979
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE Italy ETF
S000059513
Y
50000.00000000
0.32500000
0.30405591
99.67500000
0.30405591
0.08000000
0.00000000
99.92000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin Liberty U.S. Low Volatility ETF
S000053774
N
50000.00000000
0.27000000
0.16970562
99.73000000
0.16970562
0.33000000
0.00000000
99.67000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Y
Franklin FTSE Saudi Arabia ETF
S000063031
Y
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE India ETF
S000059503
N
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin FTSE Japan Hedged ETF
S000059496
Y
600000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1.77000000
1.21622366
98.23000000
1.21622366
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin LibertyQ Emerging Markets ETF
S000053152
Y
200000.00000000
59.92166666
19.66640731
40.07833333
19.66640731
46.77750000
18.43701304
53.22250000
18.43701304
0.00000000
2933.33333333
0.00000000
0.00000000
2933.33333333
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
N
Franklin FTSE Latin America ETF
S000063035
Y
100000.00000000
71.27000000
0.00000000
28.73000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ International Equity Hedged ETF
S000053151
Y
100000.00000000
1.88000000
0.00000000
98.12000000
0.00000000
3.18500000
0.96873629
96.81500000
0.96873629
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
Y
Franklin Liberty Municipal Bond ETF
S000057880
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin Liberty Investment Grade Corporate ETF
S000053775
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
100.00000000
0.00000000
N
Franklin LibertyQ Global Dividend ETF
S000053153
N
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin LibertyQ Global Equity ETF
S000053154
Y
200000.00000000
15.75500000
11.60362227
84.24500000
11.60362227
16.74000000
0.00000000
83.26000000
0.00000000
0.00000000
5000.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
0.00000000
5000.00000000
0.00000000
N
Franklin FTSE Japan ETF
S000059514
Y
600000.00000000
0.85166666
0.41777585
99.14833333
0.41777585
0.49000000
0.00000000
99.51000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin FTSE Canada ETF
S000059509
N
50000.00000000
0.31750000
0.06994045
99.68250000
0.06994045
0.42000000
0.00000000
99.58000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE Hong Kong ETF
S000059512
Y
150000.00000000
3.93500000
5.02752921
96.06500000
5.02752921
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Europe ETF
S000059495
Y
200000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.85666666
0.36828431
99.14333333
0.36828431
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
0.00000000
3000.00000000
0.00000000
Y
Franklin FTSE South Africa ETF
S000063033
Y
50000.00000000
0.20000000
0.00000000
99.80000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1100.00000000
0.00000000
0.00000000
1100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin FTSE Switzerland ETF
S000059498
Y
100000.00000000
0.68000000
0.00000000
99.32000000
0.00000000
0.35000000
0.00000000
99.65000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin FTSE Mexico ETF
S000059504
N
50000.00000000
0.29000000
0.24041630
99.71000000
0.24041630
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Franklin Liberty International Opportunities ETF
S000053776
Y
50000.00000000
13.09000000
0.00000000
86.91000000
0.00000000
16.87000000
0.00000000
83.13000000
0.00000000
0.00000000
2000.00000000
0.00000000
0.00000000
2000.00000000
0.00000000
0.00000000
2000.00000000
0.00000000
0.00000000
2000.00000000
0.00000000
N
Franklin FTSE Russia ETF
S000059505
Y
100000.00000000
0.82500000
0.43133513
99.17500000
0.43133513
1.05000000
0.00000000
98.95000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Y
Franklin LibertyQ U.S. Equity ETF
S000057200
Y
50000.00000000
0.44916666
0.14049343
99.55083333
0.14049343
0.59928571
0.49795681
99.40071428
0.49795681
0.00000000
739.58333333
0.00000000
0.00000000
739.58333333
0.00000000
0.00000000
696.42857142
0.00000000
0.00000000
696.42857142
0.00000000
Y
Franklin FTSE Brazil ETF
S000059501
Y
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin FTSE Australia ETF
S000059508
Y
50000.00000000
0.43600000
0.32562248
99.56400000
0.32562248
0.39500000
0.20273134
99.60500000
0.20273134
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
0.00000000
750.00000000
0.00000000
Y
Franklin Liberty High Yield Corporate ETF
S000061946
N
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
35000.00000000
0.00000000
0.00000000
0.35000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Franklin Liberty Intermediate Municipal Opportunities ETF
S000057879
N
100000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
Franklin FTSE South Korea ETF
S000059497
Y
100000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
N
true
true
EXEMPT ORDER INFO
2
NCEN_2291610643839203.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 30350 / January 15, 2013
_____________________________________________
___
In the Matter of :
:
Franklin Advisers, Inc. :
Franklin ETF Trust :
Franklin Templeton Distributors, Inc. :
:
One Franklin Parkway :
San Mateo, CA 94403-1906 :
:
(812-14042) :
_____________________________________________
___:
ORDER UNDER SECTIONS 6(c), 12(d)(1)(J) AND 17(b) OF
THE INVESTMENT
COMPANY ACT OF 1940
Franklin Advisers, Inc., Franklin ETF Trust, and Franklin
Templeton
Distributors, Inc. filed an
application on June 8, 2012, and amendments to the
application on
October 26, 2012, and
December 18, 2012, requesting an order under section
6(c) of the
Investment Company Act of
1940 ("Act") for an exemption from sections 2(a)(32),
5(a)(1),
22(d) and 22(e) of the Act and
rule 22c-1 under the Act, under section 12(d)(1)(J) of
the Act
for an exemption from sections
12(d)(1)(A) and 12(d)(1)(B) of the Act, and under
sections 6(c)
and 17(b) of the Act for an
exemption from sections 17(a)(1) and 17(a)(2) of the
Act.
The order permits: (a) actively managed series of
certain
open-end management investment
companies to issue shares ("Shares") redeemable in
large
aggregations only ("Creation Units");
(b) secondary market transactions in Shares to occur at
negotiated market prices; (c) certain
series to pay redemption proceeds, under certain
circumstances,
more than seven days after the
tender of Shares for redemption; (d) certain affiliated
persons
of the series to deposit securities
into, and receive securities from, the series in
connection with
the purchase and redemption of
Creation Units; and (e) certain registered management
investment
companies and unit
investment trusts outside of the same group of
investment companies
as the series to acquire
Shares.
On December 19, 2012, a notice of the filing of the
application was
issued (Investment Company
Act Release No. 30312). The notice gave interested
persons an
opportunity to request a hearing
and stated that an order disposing of the application
would be
issued unless a hearing was
ordered. No request for a hearing has been filed, and
the
Commission has not ordered a hearing.
2
The matter has been considered and it is found, on the
basis
of the information set forth in the
application, as amended, that granting the requested
exemptions
is appropriate in and consistent
with the public interest and consistent with the
protection of
investors and the purposes fairly
intended by the policy and provisions of the Act.
It is further found that the terms of the proposed
transactions,
including the consideration to be
paid or received, are reasonable and fair and do not
involve
overreaching on the part of any
person concerned, and that the proposed transactions
are
consistent with the policy of each
registered investment company concerned and with the
general
purposes of the Act.
Accordingly, in the matter of Franklin Advisers, Inc., et
al.
(File No. 812-14042),
IT IS ORDERED, under section 6(c) of the Act, that the
requested
exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-
1
under the Act is granted, effective
immediately, subject to the conditions contained in the
application,
as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of
the Act, that
the requested exemption
from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act is
granted,
effective immediately, subject
to the conditions contained in the application, as
amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b)
of the Act,
that the requested
exemption from sections 17(a)(1) and 17(a)(2) of the
Act is granted,
effective immediately,
subject to the conditions contained in the application,
as amended.
For the Commission, by the Division of Investment
Management, under
delegated authority.
Kevin M. O'Neill
Deputy Secretary
EXEMPT ORDER INFO
3
NCEN_2289821194782664.txt
SEC Releases, In the Matter of Age High Income Fund,
Inc., et al.,
777 Mariners Island Boulevard, San Mateo, CA 94404,
Securities and
Exchange Commission, (Jan. 13, 1987)
SEC Releases
Click to open document in a browser
37 SEC-DOCKET 569-02
Release No. IC-15534
File No. 812-6505
January 13, 1987
ORDER PERMITTING JOINT TRADING ACCOUNTS
AGE High Income Fund, Inc; Birr, Wilson Money Fund;
Franklin
California Tax-Free Income Fund, Inc.; Franklin New
York Tax-Free
Income Fund, Inc; Franklin California Tax-Free Trust;
Franklin
Tax-Free Trust; Franklin Corporate Cash Management
Fund; Franklin
Custodian Funds, Inc; Franklin Equity Fund; Franklin
Federal Money
Fund; Franklin Federal Tax-Free Income Fund; Franklin
Gold Fund;
Franklin Money Fund; Franklin Option Fund; Franklin
Tax-Exempt Money
Fund; Franklin New York Tax-Exempt Money Fund;
Franklin
Pennsylvania Investors Fund; and Institutional Fiduciary
Trust
("Funds") and Franklin Advisers, Inc., filed an application
on
October 17, 1986, and an amendment thereto on
November 24,
1986, requesting an order of the Commission under
Section 17(d)
of the Investment Company Act of 1940 ("Act") and
Rule 17d-1
thereunder to permit the Funds, as well as future
investment
companies for which subsidiaries or affiliates of
Franklin
Resources, Inc. serve as investment managers, to
deposit
their cash balances remaining uninvested at the end of
each
trading day into a single joint account whose daily
balance
would be used to enter into one or more repurchase
agreements
in a total amount equal to the aggregate daily balance
in
the account ("Joint Accounts").
On December 17, 1986, a notice was issued (Investment
Company
Act Release No. 15485) of the filing of the application.
The
notice gave interested persons an opportunity to
request a
hearing and stated that an order disposing of the
application
would be issued as of course unless a hearing should be
ordered.
No request for a hearing has been filed, and the
Commission has
not ordered a hearing.
The matter having been considered, it is found that the
participation of the Funds in the Joint Accounts is
consistent
with the provisions, policies and purposes of the Act
and that
their participation in the Joint Accounts is not on a
basis less
advantageous than that of any other participant.
Accordingly,
IT IS ORDERED, pursuant to Section 17(d) of the Act and
Rule 17d-1
thereunder that the application to permit the Funds to
participate
in the Joint Accounts as described in the application,
be, and
hereby is granted, effective forthwith.
For the Commission, by the Division of Investment
Management,
under delegated authority.
Jonathan G. Katz
Secretary
EXEMPT ORDER INFO
4
NCEN_2290986120938061.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release no. 32722/July 3, 2017
_____________________________________________
___
In the Matter of :
:
Franklin Fund Allocator Series :
Franklin Advisers, Inc. :
Franklin Templeton Distributors, Inc. :
:
One Franklin Parkway :
San Mateo, CA 94403 :
:
(812-14611) :
_____________________________________________
___:
ORDER UNDER SECTION 12(d)(1)(J) OF THE
INVESTMENT COMPANY ACT OF
1940 GRANTING AN EXEMPTION FROM SECTIONS
12(d)(1)(A), (B), AND
(C) OF THE ACT, UNDER SECTIONS 6(c) AND 17(b) OF
THE ACT
GRANTING AN EXEMPTION FROM SECTION 17(a) OF
THE ACT, AND UNDER
SECTION 6(C) OF THE ACT FOR AN EXEMPTION FROM
RULE 12d1-2(a)
UNDER THE ACT
Franklin Fund Allocator Series, Franklin Advisers, Inc.,
and
Franklin Templeton Distributors, Inc. filed an
application
on February 9, 2016, and an amendment to the
application on
May 23, 2017, requesting an order under section
12(d)(1)(J)
of the Investment Company Act of 1940 (the "Act")
granting
an exemption from sections 12(d)(1)(A), (B), and (C) of
the
Act, under sections 6(c) and 17(b) of the Act granting
an
exemption from section 17(a) of the Act, and under
section
6(c) of the Act for an exemption from rule 12d1-2(a)
under
the Act. The order would permit (a) certain registered
open-end
management investment companies that operate as
"funds of funds"
to acquire shares of certain registered open-end
management
investment companies, registered closed-end
management investment
companies, "business development companies," as
defined by section
2(a)(48) of the Act, and registered unit investment
trusts that
are within and outside the same group of investment
companies as
the acquiring investment companies and (b) certain
registered
open-end management investment companies relying
on rule 12d1-2
under the Act to invest in certain financial instruments.
On June 5, 2017, a notice of the filing of the application
was
issued (Investment Company Act Release No. 32669).
The notice
gave interested persons an opportunity to request a
hearing
and stated that an order granting the application would
be
issued unless a hearing was ordered. No request for a
hearing
has been filed, and the Commission has not ordered a
hearing.
2
The matter has been considered and it is found, on the
basis
of the information set forth in the application, as
amended,
that granting the requested exemption is appropriate in
and
consistent with the public interest and consistent with
the
protection of investors and the purposes fairly intended
by
the policy and provisions of the Act.
It is also found that the terms of the proposed
transactions
are reasonable and fair and do not involve
overreaching, and
the proposed transactions are consistent with the
policies of
each registered investment company concerned and
with the
general purposes of the Act.
Accordingly,
IT IS ORDERED, that the relief requested under section
12(d)(1)(J)
of the Act from sections 12(d)(1)(A), (B), and (C) of the
Act,
under sections 6(c) and 17(b) of the Act from section
17(a) of
the Act, and under section 6(c) of the Act for an
exemption from
rule 12d1-2(a) under the Act by Franklin Fund Allocator
Series,
et al. (File No. 812-14611) is granted, effective
immediately,
subject to the conditions contained in the application,
as amended.
For the Commission, by the Division of Investment
Management,
under delegated authority.
Eduardo Aleman
Assistant Secretary
EXEMPT ORDER INFO
5
NCEN_2289211955785185.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 33117 / June 5, 2018
_____________________________________________
_____________________
In the Matter of :
:
FRANKLIN ALTERNATIVE STRATEGIES FUNDS :
FRANKLIN CALIFORNIA TAX-FREE INCOME FUND :
FRANKLIN CALIFORNIA TAX-FREE TRUST :
FRANKLIN CUSTODIAN FUNDS :
FRANKLIN ETF TRUST :
FRANKLIN FEDERAL TAX-FREE INCOME FUND :
FRANKLIN FLOATING RATE MASTER TRUST :
FRANKLIN FUND ALLOCATOR SERIES :
FRANKLIN GLOBAL TRUST :
FRANKLIN GOLD AND PRECIOUS METALS FUND :
FRANKLIN HIGH INCOME TRUST :
FRANKLIN INVESTORS SECURITIES TRUST :
FRANKLIN MANAGED TRUST :
FRANKLIN U.S. GOVERNMENT MONEY FUND :
FRANKLIN MUNICIPAL SECURITIES TRUST :
FRANKLIN MUTUAL SERIES FUNDS :
FRANKLIN NEW YORK TAX-FREE INCOME FUND :
FRANKLIN NEW YORK TAX-FREE TRUST :
FRANKLIN REAL ESTATE SECURITIES TRUST :
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO :
FRANKLIN STRATEGIC SERIES :
FRANKLIN TAX-FREE TRUST :
FRANKLIN TEMPLETON ETF TRUST :
FRANKLIN TEMPLETON GLOBAL TRUST :
FRANKLIN TEMPLETON INTERNATIONAL TRUST :
FRANKLIN TEMPLETON MONEY FUND TRUST :
FRANKLIN TEMPLETON VARIABLE INSURANCE
PRODUCTS TRUST :
FRANKLIN VALUE INVESTORS TRUST :
INSTITUTIONAL FIDUCIARY TRUST :
TEMPLETON CHINA WORLD FUND :
TEMPLETON DEVELOPING MARKETS TRUST :
TEMPLETON FUNDS :
TEMPLETON GLOBAL INVESTMENT TRUST :
TEMPLETON GLOBAL OPPORTUNITIES TRUST :
TEMPLETON GLOBAL SMALLER COMPANIES FUND :
TEMPLETON GROWTH FUND, INC. :
TEMPLETON INCOME TRUST :
TEMPLETON INSTITUTIONAL FUNDS :
THE MONEY MARKET PORTFOLIOS :
FRANKLIN LIMITED DURATION INCOME TRUST :
2
FRANKLIN UNIVERSAL TRUST :
TEMPLETON DRAGON FUND, INC. :
TEMPLETON EMERGING MARKETS FUND :
TEMPLETON EMERGING MARKETS INCOME FUND :
TEMPLETON GLOBAL INCOME FUND :
FRANKLIN ADVISERS, INC. :
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT
LIMITED :
K2/D&S MANAGEMENT CO., L.L.C. :
FASA LLC :
FRANKLIN TEMPLETON INSTITUTIONAL, LLC :
FRANKLIN ADVISORY SERVICES, LLC :
FRANKLIN MUTUAL ADVISERS, LLC :
TEMPLETON INVESTMENT COUNSEL, LLC :
TEMPLETON ASSET MANAGEMENT LTD. :
TEMPLETON GLOBAL ADVISORS LIMITED :
:
One Franklin Parkway :
San Mateo, CA 94403 :
:
(812-14819) :
_____________________________________________
_____________________:
ORDER UNDER SECTION 6(c) OF THE INVESTMENT
COMPANY ACT OF 1940
GRANTING AN EXEMPTION FROM SECTIONS 18(f) AND
21(b) OF THE ACT;
UNDER
SECTION 12(d)(1)(J) OF THE ACT GRANTING AN
EXEMPTION FROM SECTION
12(d)(1) OF THE ACT; UNDER SECTIONS 6(c) AND 17(b)
OF THE ACT
GRANTING AN
EXEMPTION FROM SECTIONS 17(a)(1), 17(a)(2), AND
17(a)(3) OF THE
ACT; AND
UNDER SECTION 17(d) OF THE ACT AND RULE 17d-1
UNDER THE ACT TO
PERMIT
CERTAIN JOINT ARRANGEMENTS AND TRANSACTIONS
Franklin Alternative Strategies Funds, Franklin California
Tax-Free
Income Fund, Franklin
California Tax-Free Trust, Franklin Custodian Funds,
Franklin ETF
Trust, Franklin Federal Tax-
Free Income Fund, Franklin Floating Rate Master Trust,
Franklin Fund
Allocator Series, Franklin
Global Trust, Franklin Gold and Precious Metals Fund,
Franklin High
Income Trust, Franklin
Investors Securities Trust, Franklin Managed Trust,
Franklin U.S.
Government Money Fund,
Franklin Municipal Securities Trust, Franklin Mutual
Series Funds,
Franklin New York Tax-Free
Income Fund, Franklin New York Tax-Free Trust,
Franklin Real Estate
Securities Trust, Franklin
Strategic Mortgage Portfolio, Franklin Strategic Series,
Franklin
Tax-Free Trust, Franklin
Templeton ETF Trust, Franklin Templeton Global Trust,
Franklin
Templeton International Trust,
Franklin Templeton Money Fund Trust, Franklin
Templeton Variable
Insurance Products Trust,
Franklin Value Investors Trust, Institutional Fiduciary
Trust,
Templeton China World Fund,
Templeton Developing Markets Trust, Templeton
Funds, Templeton
Global Investment Trust,
Templeton Global Opportunities Trust, Templeton
Global Smaller
Companies Fund, Templeton
Growth Fund, Inc., Templeton Income Trust, Templeton
Institutional
Funds, The Money Market
Portfolios, Franklin Limited Duration Income Trust,
Franklin
Universal Trust, Templeton Dragon
Fund, Inc., Templeton Emerging Markets Fund,
Templeton Emerging
Markets Income Fund, and
Templeton Global Income Fund, Franklin Advisers, Inc.,
Franklin
Templeton Investment
Management Limited, K2/D&S Management Co., L.L.C.,
FASA LLC,
Franklin Templeton
Institutional, LLC, Franklin Advisory Services, LLC,
Franklin
Mutual Advisers, LLC, Templeton
3
Investment Counsel, LLC, Templeton Asset
Management Ltd., and
Templeton Global Advisors
Limited filed an application on September 14, 2017, and
an
amendment on March 9, 2018.
Applicants requested an order under section 6(c) of the
Investment
Company Act of 1940 (the
"Act") for an exemption from sections 18(f) and 21(b) of
the Act,
under section 12(d)(1)(J) of
the Act for an exemption from section 12(d)(1) of the
Act, under
sections 6(c) and 17(b) of the
Act for an exemption from sections 17(a)(1), 17(a)(2),
and 17(a)(3)
of the Act, and under section
17(d) of the Act and rule 17d-1 under the Act to permit
certain
joint arrangements and
transactions. The order supersedes a prior order1 and
permits
certain registered management
investment companies to participate in a joint lending
and
borrowing facility.
On May 10, 2018, a notice of the filing of the application
was
issued (Investment Company Act
Release No. 33095). The notice gave interested persons
an
opportunity to request a hearing and
stated that an order disposing of the application would
be issued
unless a hearing was ordered.
No request for a hearing has been filed, and the
Commission has
not ordered a hearing.
The matter has been considered and it is found, on the
basis of
the information set forth in the
application, as amended, that granting the requested
exemption
is consistent with and appropriate
in the public interest, and consistent with the
protection of
investors and the purposes fairly
intended by the policy and provisions of the Act.
It is also found that the terms of the proposed
transactions,
including the consideration to be paid
or received, are reasonable and fair and do not involve
overreaching on the part of any person
concerned, and that the proposed transactions are
consistent
with the policy of each registered
investment company concerned and the general
purposes of the
Act.
It is further found that the participation of each
registered
investment company in the proposed
credit facility is consistent with the provisions, policies,
and purposes of the Act, and not on a
basis different from or less advantageous than that of
other
participants.
Accordingly, in the matter of Franklin Alternative
Strategies
Funds, et al., (File No. 812-14819),
IT IS ORDERED, under section 6(c) of the Act, that the
requested
exemptions from sections
18(f) and 21(b) of the Act are granted, effective
immediately,
subject to the conditions in the
application, as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of
the Act,
that the requested exemption
from section 12(d)(1) of the Act is granted, effective
immediately,
subject to the conditions in
the application, as amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b)
of the Act,
that the requested
exemptions from sections 17(a)(1), 17(a)(2), and
17(a)(3) of the
Act are granted, effective
immediately, subject to the conditions in the
application, as
amended.
1 Franklin Gold Fund, et al., Investment Company Act
Release Nos.
24016 (Sept. 16, 1999) (notice) and
24080 (Oct. 13, 1999) (order).
4
IT IS FURTHER ORDERED, under section 17(d) of the Act
and rule
17d-1 under the Act, that
the proposed transactions are approved, effective
immediately,
subject to the conditions in the
application, as amended.
For the Commission, by the Division of Investment
Management,
under delegated authority.
Eduardo A. Aleman
Assistant Secretary
EXEMPT ORDER INFO
6
NCEN_2289192614190029.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940 Release No.
30698 / September 24,
2013
In the Matter of
FRANKLIN TEMPLETON INTERNATIONAL TRUST
FRANKLIN TEMPLETON VARIABLE
INSURANCE PRODUCTS
TRUST
TEMPLETON INCOME TRUST
TEMPLETON GLOBAL INVESTMENT TRUST FRANKLIN
ALTERNATIVE STRATEGIES
FUNDS
K2/D&S MANAGEMENT CO., L.L.C. TEMPLETON ASSET
MANAGEMENT LTD.
FRANKLIN ADVISERS, INC. One Franklin Parkway
San Mateo, CA 94403-1906
(File No. 812-14167)
ORDER UNDER SECTION 6(c) OF THE INVESTMENT
COMPANY ACT OF 1940
GRANTING AN EXEMPTION FROM SECTION 15(a) OF
THE ACT AND RULE 18f-2
UNDER THE ACT AND CERTAIN DISCLOSURE
REQUIREMENTS
Franklin Templeton International Trust, Franklin
Templeton Variable
Insurance Products Trust,
Templeton Income Trust, Templeton Global Investment
Trust, Franklin
Alternative Strategies
Funds, K2/D&S Management Co., L.L.C., Templeton
Asset Management
Ltd., and Franklin
Advisers, Inc. filed an application on June 13, 2013, and
an
amendment
to the application on
August 27, 2013, requesting an order under section 6(c)
of the
Investment Company Act of 1940
(the "Act") for an exemption from section 15(a) of the
Act and
rule 18f-2 under the Act, as well
as from certain disclosure requirements. The order
supersedes a
prior order1 and permits
applicants to enter into and materially amend
subadvisory agreements
without shareholder
approval and also grants relief from certain disclosure
requirements.
1 Franklin Advisers, Inc. and Franklin Templeton
International
Trust, Investment Company Act Release Nos.
30105 (Jun. 18, 2012) (notice) and 30138 (Jul. 17, 2012)
(order).
2
On August 27, 2013, a notice of the filing of the
application was
issued (Investment Company
Act Release No. 30679. The notice gave interested
persons an
opportunity to request a hearing
and stated that an order granting the application would
be issued
unless a hearing was ordered.
No request for a hearing has been filed, and the
Commission has
not ordered a hearing.
The matter has been considered and it is found, on the
basis of
the information set forth in the
application, as amended, that granting the requested
exemption is
appropriate in the public
interest and consistent with the protection of investors
and the
purposes fairly intended by the
policy and provisions of the Act.
Accordingly,
IT IS ORDERED, under section 6(c) of the Act, that the
relief
requested by Franklin Templeton
International Trust, et al. (File No. 812-14167) is
granted,
effective immediately, subject to the
conditions contained in the application, as amended.
For the Commission, by the Division of Investment
Management,
under delegated authority.
Kevin M. O'Neill
Deputy Secretary
EXEMPT ORDER INFO
7
NCEN_2290986103006534.txt
UNITED STATES OF AMERICA
BEFORE THE
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT COMPANY ACT OF 1940
Release No. 32133 / May 31, 2016
_____________________________________________
___
In the Matter of :
:
FRANKLIN TEMPLETON ETF TRUST :
FRANKLIN ADVISERS, INC :
FRANKLIN TEMPLETON DISTRIBUTORS, INC. :
One Franklin Parkway :
San Mateo, California 94403-1906 :
:
(812-14566) :
_____________________________________________
____
ORDER UNDER SECTIONS 6(c), 12(d)(1)(J) AND 17(b) OF
THE INVESTMENT
COMPANY ACT OF 1940
Franklin Templeton ETF Trust, Franklin Advisers, Inc.
and Franklin
Templeton Distributors,
Inc. filed an application on October 16, 2015, and an
amendment to
the application on April 11,
2016, requesting an order under section 6(c) of the
Investment
Company Act of 1940 ("Act") for
an exemption from sections 2(a)(32), 5(a)(1), 22(d) and
22(e) of
the Act and rule 22c-1 under the
Act, under section 12(d)(1)(J) of the Act for an
exemption from
sections 12(d)(1)(A) and
12(d)(1)(B) of the Act, and under sections 6(c) and 17(b)
of the
Act for an exemption from
sections 17(a)(1) and 17(a)(2) of the Act.
The order permits: (a) series of certain open-end
management
investment companies to issue
shares ("Shares") redeemable in large aggregations only
("Creation Units"); (b) secondary
market transactions in Shares to occur at negotiated
market prices
rather than at net asset value;
(c) certain series to pay redemption proceeds, under
certain
circumstances, more than seven days
after the tender of Shares for redemption; (d) certain
affiliated
persons of the series to deposit
securities into, and receive securities from, the series in
connection with the purchase and
redemption of Creation Units; and (e) certain registered
management
investment companies and
unit investment trusts outside of the same group of
investment
companies as the series to acquire
Shares.
On May 5, 2016, a notice of the filing of the application
was
issued (Investment Company Act
Release No. 32105). The notice gave interested persons
an
opportunity to request a hearing and
stated that an order disposing of the application would
be
issued unless a hearing was ordered.
No request for a hearing has been filed, and the
Commission
has not ordered a hearing.
The matter has been considered and it is found, on the
basis
of the information set forth in the
application, as amended, that granting the requested
exemptions
is appropriate in the public
2
interest and consistent with the protection of investors
and the
purposes fairly intended by the
policy and provisions of the Act.
It is further found that the terms of the proposed
transactions,
including the consideration to be
paid or received, are reasonable and fair and do not
involve
overreaching on the part of any
person concerned, and that the proposed transactions
are consistent
with the policy of each
registered investment company concerned and with the
general
purposes of the Act.
Accordingly, in the matter of Franklin Templeton ETF
Trust,
et al. (File No. 812-14566),
IT IS ORDERED, under section 6(c) of the Act, that the
requested
exemption from sections
2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and rule 22c-
1
under the Act is granted, effective
immediately, subject to the conditions contained in the
application, as amended.
IT IS FURTHER ORDERED, under section 12(d)(1)(J) of
the Act,
that the requested exemption
from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act is
granted,
effective immediately, subject
to the conditions contained in the application, as
amended.
IT IS FURTHER ORDERED, under sections 6(c) and 17(b)
of the Act,
that the requested
exemption from sections 17(a)(1) and 17(a)(2) of the
Act is
granted, effective immediately,
subject to the conditions contained in the application,
as
amended.
For the Commission, by the Division of Investment
Management,
under delegated authority.
Brent J. Fields
Secretary
INTERNAL CONTROL RPT
8
NCEN_1421576045269873.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees of the Franklin Templeton ETF
Trust and Shareholders of the Franklin FTSE Asia ex
Japan ETF, Franklin FTSE Australia ETF, Franklin FTSE
Brazil ETF, Franklin FTSE Canada ETF, Franklin FTSE
China ETF, Franklin FTSE Europe ETF, Franklin FTSE
Europe Hedged ETF, Franklin FTSE France ETF,
Franklin FTSE Germany ETF, Franklin FTSE Hong Kong
ETF, Franklin FTSE India ETF, Franklin FTSE Italy
ETF, Franklin FTSE Japan ETF, Franklin FTSE Japan
Hedged ETF, Franklin FTSE Latin America ETF,
Franklin FTSE Mexico ETF, Franklin FTSE Russia
ETF,Franklin FTSE Saudi Arabia ETF, Franklin FTSE
South Africa ETF , Franklin FTSE South Korea ETF,
Franklin FTSE Switzerland ETF, Franklin FTSE Taiwan
ETF, Franklin FTSE United Kingdom ETF,Franklin
Liberty High Yield Corporate ETF, Franklin Liberty
International Aggregate Bond ETF, Franklin Liberty
Intermediate Municipal Opportunities ETF, Franklin
Liberty International Opportunities ETF, Franklin
Liberty Investment Grade Corporate ETF, Franklin
Liberty Municipal Bond ETF, Franklin Liberty U.S. Low
Volatility ETF, Franklin Liberty Senior Loan ETF,
Franklin LibertyQ Emerging Markets ETF, Franklin
LibertyQ Global Dividend ETF, Franklin LibertyQ Global
Equity ETF, Franklin LibertyQ International Equity
Hedged ETF, Franklin LibertyQ U.S. Equity ETF,
Franklin LibertyQ U.S. Mid Cap Equity ETF, and
Franklin LibertyQ U.S. Small Cap Equity ETF:
In planning and performing our audits of the financial
statements Franklin FTSE Asia ex Japan ETF, Franklin
FTSE Australia ETF, Franklin FTSE Brazil ETF, Franklin
FTSE Canada ETF, Franklin FTSE China ETF, Franklin
FTSE Europe ETF, Franklin FTSE Europe Hedged ETF,
Franklin FTSE France ETF, Franklin FTSE Germany
ETF, Franklin FTSE Hong Kong ETF, Franklin FTSE
India ETF, Franklin FTSE Italy ETF, Franklin FTSE
Japan ETF, Franklin FTSE Japan Hedged ETF, Franklin
FTSE Latin America ETF, Franklin FTSE Mexico ETF,
Franklin FTSE Russia ETF,Franklin FTSE Saudi Arabia
ETF, Franklin FTSE South Africa ETF , Franklin FTSE
South Korea ETF, Franklin FTSE Switzerland ETF,
Franklin FTSE Taiwan ETF, Franklin FTSE United
Kingdom ETF,Franklin Liberty High Yield Corporate
ETF, Franklin Liberty International Aggregate Bond
ETF, Franklin Liberty Intermediate Municipal
Opportunities ETF, Franklin Liberty International
Opportunities ETF, Franklin Liberty Investment Grade
Corporate ETF, Franklin Liberty Municipal Bond ETF,
Franklin Liberty U.S. Low Volatility ETF, Franklin
Liberty Senior Loan ETF, Franklin LibertyQ Emerging
Markets ETF, Franklin LibertyQ Global Dividend ETF,
Franklin LibertyQ Global Equity ETF, Franklin LibertyQ
International Equity Hedged ETF, Franklin LibertyQ
U.S. Equity ETF, Franklin LibertyQ U.S. Mid Cap Equity
ETF, and Franklin LibertyQ U.S. Small Cap Equity ETF
(constituting Franklin Templeton ETF Trust, hereafter
collectively referred to as the "Funds" ) as of and for the
year ended March 31, 2019, in accordance with the
standards of the Public Company Accounting Oversight
Board (United States) (PCAOB), we considered the
Funds' internal control over financial reporting,
including controls over safeguarding securities, as a
basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-CEN, but not for the purpose of expressing an opinion
on the effectiveness of the Funds' internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Funds' internal
control over financial reporting.
The management of the Funds is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements
in accordance with generally accepted accounting
principles, and that receipts and expenditures of the
fund are being made only in accordance with
authorizations of management and trustees of the fund;
and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized
acquisition, use or disposition of a fund's assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of
the funds' annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial
reporting that might be material weaknesses under
standards established by the PCAOB. However, we noted
no deficiencies in the Funds' internal control over
financial reporting and their operation, including
controls over safeguarding securities that we consider to
be material weaknesses as defined above as of March 31,
2019.
This report is intended solely for the information and use
of management and the Board of Trustees of the
Franklin Templeton ETF Trust and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
/s/PricewaterhouseCoopers LLP
San Francisco, California
May 20, 2019