0001144204-18-059068.txt : 20181113 0001144204-18-059068.hdr.sgml : 20181113 20181113101724 ACCESSION NUMBER: 0001144204-18-059068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 181175919 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 09-30-2018 09-30-2018 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Scott Wetherington 770-777-8277 /s/ Scott Wetherington Alpharetta GA 11-12-2018 2 166 343895 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC 2 0001352764 028-11748 Beaumont Financial Partners, LLC INFORMATION TABLE 2 infotable.xml Abiomed Inc COM 003654100 2046 4550 SH OTR 1 4550 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2632 9750 SH OTR 1 9750 0 0 Align Technology I COM 016255101 3032 7750 SH OTR 1 7750 0 0 Allied Motion Tech COM 019330109 637 11700 SH OTR 1 11700 0 0 Alps Etf Trust ETF 00162Q593 2043 51892 SH OTR 2 51892 0 0 Amazon.com, Inc. COM 023135106 1602 800 SH OTR 1 800 0 0 Amedisys Inc COM 023436108 387 3100 SH OTR 1 3100 0 0 America First Multifamily Investors L.P COM 02364V107 246 43183 SH SOLE 43183 0 0 Appfolio Incorporation COM 03783C100 1505 19200 SH OTR 1 19200 0 0 ARBOR REALTY INC COM 038923108 429 37400 SH OTR 1 37400 0 0 Atlassian Corporation Plc COM G06242104 423 4400 SH OTR 1 4400 0 0 AudioCodes Ltd. COM M15342104 329 32700 SH OTR 1 32700 0 0 AXON ENTERPRISE INC COM COM 05464C101 1245 18200 SH OTR 1 18200 0 0 Berkshire Hathaway Inc. COM 084670702 1110 5185 SH SOLE 5185 0 0 Biotelemetry Inc COM 090672106 928 14400 SH OTR 1 14400 0 0 Boise Cascade Co COM 09739D100 2190 59500 SH OTR 1 59500 0 0 BP p.l.c. COM 055622104 438 9500 SH OTR 1 9500 0 0 Buckle COM 118440106 272 11795 SH SOLE 11795 0 0 Burlington Stores COM 122017106 815 5000 SH OTR 1 5000 0 0 Callaway Golf Co COM 131193104 685 28200 SH OTR 1 28200 0 0 Camtek COM M20791105 511 59600 SH OTR 1 59600 0 0 Chart Industries Inc COM 16115Q308 595 7600 SH OTR 1 7600 0 0 CME Group Inc. COM 12572Q105 494 2900 SH OTR 1 2900 0 0 ConocoPhillips COM 20825C104 611 7900 SH OTR 1 7900 0 0 Copart Inc COM 217204106 479 9300 SH OTR 1 9300 0 0 Covenant Transn Gp COM 22284P105 738 25400 SH OTR 1 25400 0 0 DELEK US HLDGS INC NEW COM COM 24665A103 1591 37500 SH OTR 1 37500 0 0 Denbury Resources Inc. COM 247916208 963 155300 SH OTR 1 155300 0 0 Double Line Tactical ETF 78467V848 2215 47037 SH SOLE 47037 0 0 Ecopetrol S.A. COM 279158109 2620 97300 SH OTR 1 97300 0 0 Electro Scientific Industries Inc. COM 285229100 1633 93600 SH OTR 1 93600 0 0 Enanta Pharmaceuticals Inc COM 29251M106 649 7600 SH OTR 1 7600 0 0 ENOVA INTL INC COM 29357K103 458 15900 SH OTR 1 15900 0 0 Etfis Ser Tr I ETF 26923G103 1635 219490 SH SOLE 219490 0 0 Evolution Petr Cor COM 30049A107 506 46000 SH OTR 1 46000 0 0 FED Signal Corp COM 313855108 932 34800 SH OTR 1 34800 0 0 First Tr Exchange ETF 33733E302 4050 28617 SH OTR 2 28617 0 0 Forent Energy Inc COM 34959E109 1947 21100 SH OTR 1 21100 0 0 GEOPARK LTD COM G38327105 1367 67000 SH OTR 1 67000 0 0 Grainger W W Inc COM 384802104 536 1500 SH OTR 1 1500 0 0 Green Plains Inc COM 393222104 253 14718 SH SOLE 14718 0 0 Green Plains Partners Lp COM 393221106 257 17242 SH SOLE 17242 0 0 Grubhub Inc COM 400110102 1178 8500 SH OTR 1 8500 0 0 Heico Corp COM 422806109 984 10625 SH OTR 1 10625 0 0 HollyFrontier Corporati COM 436106108 1433 20500 SH OTR 1 20500 0 0 ImmunoGen Inc. COM 45253H101 536 56600 SH OTR 1 56600 0 0 Inogen Inc COM 45780L104 525 2150 SH OTR 1 2150 0 0 Insteel Inds Inc COM 45774W108 276 7700 SH OTR 1 7700 0 0 Interxion Holding COM N47279109 491 7300 SH OTR 1 7300 0 0 Intricom Corp COM 46121H109 1191 21200 SH OTR 1 21200 0 0 Intuitive Surgical COM 46120E602 1782 3105 SH OTR 1 3105 0 0 IRADIMED CORP COM 46266A109 1137 30600 SH OTR 1 30600 0 0 iShares Mid Cap ETF 464287507 2769 13761 SH SOLE 13761 0 0 iShares Min Vol ETF 46429B697 3185 55847 SH SOLE 55847 0 0 Ishares S&P 500 ETF 464287200 3185 108821 SH SOLE 108821 0 0 iShares Small Value ETF 464287630 2077 15620 SH SOLE 15620 0 0 ISHARES TRUST ETF 464287200 2342 8000 SH SOLE 8000 0 0 ISHARES TRUST ETF 464287291 4247 24250 SH OTR 2 24250 0 0 ISHARES TRUST ETF 464287523 4132 22330 SH OTR 2 22330 0 0 ISHARES TRUST ETF 464288422 3904 105575 SH OTR 2 105575 0 0 ISHARES TRUST ETF 464288794 283 4554 SH SOLE 4554 0 0 ISHARES TRUST ETF 464288810 4517 19856 SH OTR 2 19856 0 0 ISHARES TRUST ETF 46429B697 2363 41430 SH SOLE 41430 0 0 ISHARES TRUST U.S. AER&DEF ETF ETF 464288760 216 996 SH SOLE 996 0 0 ISHARES TRUST U.S. AER&DEF ETF ETF 464288760 4493 20752 SH OTR 2 20752 0 0 JOHN HANCOCK EXCHANGE TRADED F ETF 47804J305 899 27086 SH OTR 2 27086 0 0 JOHN HANCOCK EXCHANGE TRADED F ETF 47804J404 322 8636 SH OTR 2 8636 0 0 JOHN HANCOCK EXCHANGE TRADED F ETF 47804J701 1634 50000 SH OTR 2 50000 0 0 Legacy Reserves Inc COM 524706108 459 94700 SH OTR 1 94700 0 0 Ligand Pharmaceuticals Incorporated COM 53220K504 1208 4400 SH OTR 1 4400 0 0 Lindsay Corp COM 535555106 394 3927 SH SOLE 3927 0 0 Lululemon Athletic COM 550021109 1105 6800 SH OTR 1 6800 0 0 Lumentum Holdings Incorporation COM 55024U109 1049 17500 SH OTR 1 17500 0 0 Malibu Boats Inc COM 56117J100 550 10044 SH OTR 1 10044 0 0 Marine Products Co COM 568427108 300 13100 SH OTR 1 13100 0 0 MasterCard Incorporated COM 57636Q104 1803 8100 SH OTR 1 8100 0 0 Match Group Inc. COM 57665R106 996 17200 SH OTR 1 17200 0 0 MCBC Holdings Inc. COM 55276F107 965 26900 SH OTR 1 26900 0 0 Mcgrath Rentcorp COM 580589109 278 5100 SH OTR 1 5100 0 0 Medifast Inc COM 58470H101 3301 14900 SH OTR 1 14900 0 0 Mellanox Technolog COM M51363113 441 6000 SH OTR 1 6000 0 0 Methanex Corporation COM 59151K108 862 10900 SH OTR 1 10900 0 0 Michael Kors Holdings Ltd COM G60754101 576 8400 SH OTR 1 8400 0 0 Micron Technology Inc. COM 595112103 1022 22600 SH OTR 1 22600 0 0 Mimecast Ltd COM G14838109 808 19300 SH OTR 1 19300 0 0 MIX Telematics Ltd COM 60688N102 585 40500 SH OTR 1 40500 0 0 Moelis & Company COM 60786M105 685 12509 SH OTR 1 12509 0 0 Natl Research Corp COM 637372202 416 10790 SH SOLE 10790 0 0 Nelnet Inc. COM 64031N108 347 6071 SH SOLE 6071 0 0 Netflix, Inc. COM 64110L106 2058 5500 SH OTR 1 5500 0 0 Neurocrine Bioscie COM 64125C109 578 4700 SH OTR 1 4700 0 0 Nice Limited COM 653656108 836 7300 SH OTR 1 7300 0 0 NMI Holdings Inc COM 629209305 632 27900 SH OTR 1 27900 0 0 Northrop Grumman Corporation COM 666807102 1904 6000 SH OTR 1 6000 0 0 Nvidia Corp COM 67066G104 5629 20030 SH OTR 1 20030 0 0 OLD Dominion Fght COM 679580100 516 3200 SH OTR 1 3200 0 0 Orion Engineered Carbons S.A. COM L72967109 575 17900 SH OTR 1 17900 0 0 Palo Alto Networks Inc COM 697435105 451 2000 SH OTR 1 2000 0 0 Paycom Software Inc COM 70432V102 2549 16400 SH OTR 1 16400 0 0 Paypal Holdings Incorporation COM 70450Y103 1230 14000 SH OTR 1 14000 0 0 PGT Innovations Inc COM 69336V101 845 39100 SH OTR 1 39100 0 0 Phillips 66 COM 718546104 1522 13500 SH OTR 1 13500 0 0 POINTS INTL LTD COM 730843208 312 22200 SH OTR 1 22200 0 0 POWERSHARES ETF TRUST DYN LSR & ENT ETF 46137V852 2148 21752 SH OTR 2 21752 0 0 Preferred Apt Communities COM 74063B799 2000 2000 SH SOLE 2000 0 0 Profire Energy Inc COM 74316X101 367 115000 SH OTR 1 115000 0 0 Radware COM M81873107 799 30200 SH OTR 1 30200 0 0 Rayonier Advanced Materials Inc COM 75508B104 671 36400 SH OTR 1 36400 0 0 Ross Stores Inc COM 778296103 575 5800 SH OTR 1 5800 0 0 S&P GLOBAL INC COM 78409V104 469 2400 SH OTR 1 2400 0 0 SBI INT-FINL COM 81369Y605 13465 488233 SH OTR 2 488233 0 0 Seagate Tech Plc COM G7945M107 2368 50000 SH OTR 1 50000 0 0 Select Sector Spdr ETF 81369Y100 13680 236154 SH OTR 2 236154 0 0 Select Sector Spdr ETF 81369Y209 813 8544 SH SOLE 8544 0 0 Select Sector Spdr ETF 81369Y209 14360 150940 SH OTR 2 150940 0 0 Select Sector Spdr ETF 81369Y308 13952 258797 SH OTR 2 258797 0 0 Select Sector Spdr ETF 81369Y407 691 5896 SH SOLE 5896 0 0 Select Sector Spdr ETF 81369Y407 13906 118632 SH OTR 2 118632 0 0 Select Sector Spdr ETF 81369Y506 519 6855 SH SOLE 6855 0 0 Select Sector Spdr ETF 81369Y704 320 4088 SH SOLE 4088 0 0 Select Sector Spdr ETF 81369Y704 14140 180378 SH OTR 2 180378 0 0 Select Sector Spdr ETF 81369Y803 1160 15394 SH SOLE 15394 0 0 Select Sector Spdr ETF 81369Y803 13900 184522 SH OTR 2 184522 0 0 Select Sector Spdr ETF 81369Y852 14017 286067 SH OTR 2 286067 0 0 Select Sector Spdr ETF 81369Y860 13535 415050 SH OTR 2 415050 0 0 Select Sector Spdr ETF 81369Y886 13626 258701 SH OTR 2 258701 0 0 Servicenow Inc COM 81762P102 1741 8900 SH OTR 1 8900 0 0 Solaredge Technologies Inc COM 83417M104 241 6400 SH OTR 1 6400 0 0 Spartan Motors COM 846819100 248 16800 SH OTR 1 16800 0 0 Spdr Series Trust ETF 78464A359 4085 75727 SH OTR 2 75727 0 0 Spdr Series Trust ETF 78464A409 4328 113180 SH OTR 2 113180 0 0 Spdr Series Trust ETF 78464A417 5060 140354 SH SOLE 140354 0 0 Spdr Series Trust ETF 78464A581 3162 36011 SH OTR 2 36011 0 0 Spdr Series Trust COM 78464A698 344 5784 SH SOLE 5784 0 0 Spdr Series Trust ETF 78464A698 668 11250 SH SOLE 11250 0 0 Spdr Series Trust ETF 78464A698 2789 46935 SH OTR 2 46935 0 0 Statoil ASA COM 29446M102 519 18400 SH OTR 1 18400 0 0 Suncor Energy Inc. COM 867224107 418 10800 SH OTR 1 10800 0 0 Supernus Pharmaceuticals, Inc COM 868459108 458 9100 SH OTR 1 9100 0 0 TD AMERITRADE Holding Corporation COM 87236Y108 719 13601 SH SOLE 13601 0 0 Techtarget Inc COM 87874R100 891 45900 SH OTR 1 45900 0 0 Tecnoglass Inc COM G87264100 501 51001 SH OTR 1 51001 0 0 The Boeing Company COM 097023105 2455 6600 SH OTR 1 6600 0 0 The Home Depot, Inc. COM 437076102 2900 14000 SH OTR 1 14000 0 0 The Progressive Corporation COM 743315103 852 12000 SH OTR 1 12000 0 0 THERMON GROUP HLDGS INC COM 88362T103 335 13000 SH OTR 1 13000 0 0 Trex Company, Inc. COM 89531P105 2117 27500 SH OTR 1 27500 0 0 Trinet Group Inc COM 896288107 529 9400 SH OTR 1 9400 0 0 Twitter Inc COM 90184L102 854 30000 SH OTR 1 30000 0 0 Union Pacific Corporation COM 907818108 1040 6390 SH SOLE 6390 0 0 Universal Logistics Holdings Inc COM 91388P105 857 23300 SH OTR 1 23300 0 0 Valero Energy Corporation COM 91913Y100 2468 21700 SH OTR 1 21700 0 0 Valmont Industries Inc. 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