0001144204-17-005870.txt : 20170203
0001144204-17-005870.hdr.sgml : 20170203
20170203144839
ACCESSION NUMBER: 0001144204-17-005870
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
EFFECTIVENESS DATE: 20170203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cavalier Investments, LLC
CENTRAL INDEX KEY: 0001655543
IRS NUMBER: 474698780
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17041
FILM NUMBER: 17571713
BUSINESS ADDRESS:
STREET 1: 2050 MARCONI DRIVE
STREET 2: SUITE 300
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 770-777-8277
MAIL ADDRESS:
STREET 1: 2050 MARCONI DRIVE
STREET 2: SUITE 300
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
FORMER COMPANY:
FORMER CONFORMED NAME: Cavalier Investments
DATE OF NAME CHANGE: 20151014
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001655543
XXXXXXXX
12-31-2016
12-31-2016
false
Cavalier Investments, LLC
2050 Marconi Drive
Suite 300
Alpharetta
GA
30005
13F HOLDINGS REPORT
028-17041
N
Scott Wetherington
CIO
770-777-8277
/s/ Scott Wetherington
Alpharetta
GA
02-03-2017
4
125
155292
1
0000872163
028-02824
NAVELLIER & ASSOCIATES INC
2
0001589278
028-16797
StratiFi, LLC
3
0001352764
028-11748
Beaumont Financial Partners, LLC
4
0001429788
028-13603
Efficient Market Advisors, LLC
INFORMATION TABLE
2
infotable.xml
Advent Claymore Convertible Securities a
COM
00764C109
452
30784
SH
OTR
4
30784
0
0
Akamai Technologies, Inc.
COM
00971T101
304
4566
SH
OTR
2
4566
0
0
Align Technology I
COM
016255101
481
5000
SH
OTR
1
5000
0
0
Altria Group, Inc.
COM
02209S103
994
14700
SH
OTR
1
14700
0
0
Amazon.com, Inc.
COM
023135106
675
900
SH
OTR
1
900
0
0
American Water Wor
COM
030420103
818
11300
SH
OTR
1
11300
0
0
Applied Materials Inc.
COM
038222105
386
11962
SH
OTR
2
11962
0
0
Applied Materials Inc.
COM
038222105
726
22500
SH
OTR
1
22500
0
0
Argan Inc
COM
04010E109
226
3200
SH
OTR
1
3200
0
0
Armada Hoffler Pptys Inc
COM
04208T108
307
21100
SH
OTR
1
21100
0
0
AT&T Inc.
COM
00206R102
897
21100
SH
OTR
1
21100
0
0
AVENUE INCOME CREDIT STRATEGIES FD
COM
05358E106
492
36667
SH
OTR
4
36667
0
0
Avianca Holdings S.A.
ADR
05367G100
203
21100
SH
OTR
1
21100
0
0
Banco Santander Banespa SA
ADR
05967A107
571
64200
SH
OTR
1
64200
0
0
Baxter International, Inc.
COM
071813109
457
10300
SH
OTR
1
10300
0
0
BG STAFFING INC
COM
05544A109
502
32200
SH
OTR
1
32200
0
0
Biogen Inc
COM
09062X103
225
795
SH
OTR
2
795
0
0
BlackRock Preferred and Equity Advantage
COM
092508100
952
73392
SH
OTR
4
73392
0
0
Broadcom Limited
COM
Y09827109
1220
6900
SH
OTR
1
6900
0
0
CARETRUST REIT INC
COM
14174T107
192
12500
SH
OTR
1
12500
0
0
Celgene Corporation
COM
151020104
267
2308
SH
OTR
2
2308
0
0
Check Point Sftwre
ORD
M22465104
279
3299
SH
OTR
2
3299
0
0
Cirrus Logic, Inc.
COM
172755100
362
6400
SH
OTR
1
6400
0
0
CMS Energy Corporation
COM
125896100
499
12000
SH
OTR
1
12000
0
0
Cognex Corp
COM
192422103
1018
16000
SH
OTR
1
16000
0
0
Constellation Brands, Inc.
COM
21036P108
1380
9001
SH
OTR
1
9001
0
0
Copart Inc
COM
217204106
360
6500
SH
OTR
1
6500
0
0
CYRUSONE INC
COM
23283R100
492
11000
SH
OTR
1
11000
0
0
DBX ETF Trust
ETF
233051747
736
31402
SH
OTR
4
31402
0
0
DENTSPLY SIRONA INC
COM
24906P109
270
4672
SH
OTR
2
4672
0
0
Digital Realty Trust, Inc.
COM
253868103
1523
15500
SH
OTR
1
15500
0
0
Eastgroup Properties Inc.
COM
277276101
214
2900
SH
OTR
1
2900
0
0
Edwards Lifesciences Corporation
COM
28176E108
534
5700
SH
OTR
1
5700
0
0
Eldorado Resorts Inc
COM
28470R102
266
15700
SH
OTR
1
15700
0
0
Experian
COM
30215C101
205
10622
SH
OTR
2
10622
0
0
FABRINET SHS
COM
G3323L100
927
23000
SH
OTR
1
23000
0
0
Finisar Corporation
COM
31787A507
454
15000
SH
OTR
1
15000
0
0
First Bank (Nj)
COM
31931U102
116
10000
SH
OTR
1
10000
0
0
First Trust/Aberde
COM
337319107
938
84037
SH
OTR
4
84037
0
0
General Mills, Inc.
COM
370334104
537
8700
SH
OTR
1
8700
0
0
Gigamon Inc
COM
37518B102
228
5000
SH
OTR
1
5000
0
0
Gilead Sciences, Inc.
COM
375558103
203
2838
SH
OTR
2
2838
0
0
Glaukos Corporation
COM
377322102
497
14500
SH
OTR
1
14500
0
0
Harmony Gold Mining Co Ltd
COM
413216300
173
78400
SH
OTR
1
78400
0
0
HEALTH INS INNOVATIONS INC
COM
42225K106
339
19000
SH
OTR
1
19000
0
0
HomeStreet Inc.
COM
43785V102
256
8100
SH
OTR
1
8100
0
0
Hudson Technologes
COM
444144109
754
94178
SH
OTR
1
94178
0
0
Icon
COM
G4705A100
251
3335
SH
OTR
2
3335
0
0
Idexx Laboratories
COM
45168D104
504
4300
SH
OTR
1
4300
0
0
Ingredion Incorporated
COM
457187102
400
3200
SH
OTR
1
3200
0
0
INSPERITY INC
COM
45778Q107
213
3000
SH
OTR
1
3000
0
0
InterDigital Inc.
COM
45867G101
356
3900
SH
OTR
1
3900
0
0
Intuitive Surgical
COM
46120E602
434
685
SH
OTR
1
685
0
0
Ishares Inc
ETF
464286400
1223
36693
SH
OTR
3
36693
0
0
ISHARES TRUST
ETF
464288679
521
4725
SH
OTR
4725
0
0
ISHARES TRUST
ETF
464287580
1201
7953
SH
OTR
3
7953
0
0
ISHARES TRUST
ETF
464287754
1201
9963
SH
OTR
3
9963
0
0
ISHARES TRUST
ETF
464287473
1205
14977
SH
OTR
3
14977
0
0
ISHARES TRUST
ETF
464287846
1217
10857
SH
OTR
3
10857
0
0
ISHARES TRUST
ETF
464287622
1218
9784
SH
OTR
3
9784
0
0
ISHARES TRUST
ETF
464287598
1218
10875
SH
OTR
3
10875
0
0
ISHARES TRUST
ETF
464287614
1219
11616
SH
OTR
3
11616
0
0
ISHARES TRUST
ETF
464287291
1225
11151
SH
OTR
3
11151
0
0
ISHARES TRUST
ETF
464287523
1263
10290
SH
OTR
3
10290
0
0
J.M. Smucker Company
COM
832696405
615
4800
SH
OTR
1
4800
0
0
Lockheed Martin Corporation
COM
539830109
600
2400
SH
OTR
1
2400
0
0
Marine Harvest Asa
ADR
56824R205
303
16700
SH
OTR
1
16700
0
0
Mastec Inc.
COM
576323109
501
13100
SH
OTR
1
13100
0
0
Maxlinear Inc
COM
57776J100
824
37800
SH
OTR
1
37800
0
0
Meetme Inc
COM
585141104
108
22000
SH
OTR
1
22000
0
0
Mettler-Toledo International Inc
COM
592688105
502
1200
SH
OTR
1
1200
0
0
MSCI Inc.
COM
55354G100
224
2842
SH
OTR
2
2842
0
0
Nasdaq Inc
COM
631103108
1094
16300
SH
OTR
1
16300
0
0
National Storage Affiliates Trust
COM
637870106
294
13300
SH
OTR
1
13300
0
0
Residential Invt Corp
COM
64828T201
170
10800
SH
OTR
1
10800
0
0
NiSource Inc.
COM
65473P105
244
11000
SH
OTR
1
11000
0
0
Nvidia Corp
COM
67066G104
1932
18100
SH
OTR
1
18100
0
0
Oclaro Inc
COM
67555N206
1847
206400
SH
OTR
1
206400
0
0
Orbotech
COM
M75253100
1012
30300
SH
OTR
1
30300
0
0
Oritani Finl Corp
COM
68633D103
293
15600
SH
OTR
1
15600
0
0
Pandora A/S
COM
698341104
239
7345
SH
OTR
2
7345
0
0
Panera Bread Co
COM
69840W108
225
1095
SH
OTR
2
1095
0
0
Paypal Holdings Incorporation
COM
70450Y103
237
5995
SH
OTR
2
5995
0
0
PowerShares Exchange Traded Fund II
ETF
73936Q769
798
34151
SH
OTR
4
34151
0
0
Powershares Xtf Ii
ETF
73937B597
764
31035
SH
OTR
4
31035
0
0
Qorvo Inc
COM
74736K101
293
5562
SH
OTR
2
5562
0
0
Republic Services, Inc.
COM
760759100
496
8700
SH
OTR
1
8700
0
0
Reynolds American Inc.
COM
761713106
712
12700
SH
OTR
1
12700
0
0
Ryanair LTD
ADR
783513203
322
3867
SH
OTR
2
3867
0
0
SBI INT-FINL
ETF
81369Y605
14172
609531
SH
OTR
3
609531
0
0
Select Sector Spdr
ETF
81369Y704
13616
218842
SH
OTR
3
218842
0
0
Select Sector Spdr
ETF
81369Y407
13627
167411
SH
OTR
3
167411
0
0
Select Sector Spdr
ETF
81369Y100
13802
277711
SH
OTR
3
277711
0
0
Select Sector Spdr
ETF
81369Y803
13874
286886
SH
OTR
3
286886
0
0
Select Sector Spdr
ETF
81369Y506
14088
187044
SH
OTR
3
187044
0
0
Silicon Motion Technology Corporation
ADR
82706C108
1117
26300
SH
OTR
1
26300
0
0
Sina Corporation
ORD
G81477104
322
5300
SH
OTR
1
5300
0
0
Smith & Wesson Holding Corporation
COM
831756101
890
42200
SH
OTR
1
42200
0
0
Sodastream Interna
COM
M9068E105
261
6600
SH
OTR
1
6600
0
0
Sorl Auto Parts
COM
78461U101
129
42300
SH
OTR
1
42300
0
0
Southwest Airlines Co.
COM
844741108
206
4135
SH
OTR
2
4135
0
0
Starbucks Corporation
COM
855244109
219
3953
SH
OTR
2
3953
0
0
Sysco Corporation
COM
871829107
202
3657
SH
OTR
2
3657
0
0
Sysco Corporation
COM
871829107
305
5500
SH
OTR
1
5500
0
0
Taser Intl Inc
COM
87651B104
202
8317
SH
OTR
2
8317
0
0
Teck Resources Limited
COM
878742204
521
26000
SH
OTR
1
26000
0
0
Toll Brothers, Inc.
COM
889478103
283
9116
SH
OTR
2
9116
0
0
Tortoise Pipeline
COM
89148H108
866
40174
SH
OTR
4
40174
0
0
Tyson Foods, Inc.
COM
902494103
759
12300
SH
OTR
1
12300
0
0
Ubiquiti Networks Inc
COM
90347A100
491
8500
SH
OTR
1
8500
0
0
UGI Corp
COM
902681105
641
13900
SH
OTR
1
13900
0
0
Ulta Salon
COM
90384S303
2065
8100
SH
OTR
1
8100
0
0
Vantiv Inc
COM
92210H105
626
10500
SH
OTR
1
10500
0
0
Velocity Shares Daily Inverse
ETN
22542D795
1468
31408
SH
OTR
31408
0
0
Vulcan Materials Company
COM
929160109
1690
13500
SH
OTR
1
13500
0
0
Waste Management, Inc.
COM
94106L109
979
13800
SH
OTR
1
13800
0
0
Weibo Corporation
ADR
948596101
264
6500
SH
OTR
1
6500
0
0
Westar Energy Inc.
COM
95709T100
952
16900
SH
OTR
1
16900
0
0
Willdan Group Inc
COM
96924N100
248
11000
SH
OTR
1
11000
0
0
Wix.com Limited
COM
M98068105
334
7500
SH
OTR
1
7500
0
0
Xinyuan Real Estate Co. Ltd.
ADR
98417P105
268
54000
SH
OTR
1
54000
0
0
Zayo Group Holdings Inc
ADR
98919V105
345
10500
SH
OTR
1
10500
0
0
First Trust Exch
ETF
33734X200
317
13612
SH
SOLE
13612
0
0
Spdr S&P 500 Etf Trust
ETF
78462F103
363
1623
SH
SOLE
1623
0
0
Spdr Series Trust
ETF
78464A763
355
4151
SH
SOLE
4151
0
0