0001144204-16-133421.txt : 20161114
0001144204-16-133421.hdr.sgml : 20161111
20161110173644
ACCESSION NUMBER: 0001144204-16-133421
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cavalier Investments, LLC
CENTRAL INDEX KEY: 0001655543
IRS NUMBER: 474698780
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17041
FILM NUMBER: 161989336
BUSINESS ADDRESS:
STREET 1: 2050 MARCONI DRIVE
STREET 2: SUITE 300
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 770-777-8277
MAIL ADDRESS:
STREET 1: 2050 MARCONI DRIVE
STREET 2: SUITE 300
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
FORMER COMPANY:
FORMER CONFORMED NAME: Cavalier Investments
DATE OF NAME CHANGE: 20151014
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001655543
XXXXXXXX
09-30-2016
09-30-2016
false
Cavalier Investments, LLC
2050 Marconi Drive
Suite 300
Alpharetta
GA
30005
13F HOLDINGS REPORT
028-17041
N
Scott Wetherington
CIO
770-777-8277
/s/ Scott Wetherington
Alpharetta
GA
11-10-2016
4
128
164586
1
0000872163
028-02824
NAVELLIER & ASSOCIATES INC
2
0001589278
028-16797
StratiFi, LLC
3
0001352764
028-11748
Beaumont Financial Partners, LLC
4
0001429788
028-13603
Efficient Market Advisors, LLC
INFORMATION TABLE
2
infotable.xml
ACTIVISION BLIZZARD INC
COM
00507V109
292
6600
SH
OTR
1
6600
0
0
Acuity Brands Inc.
COM
00508Y102
1535
5800
SH
OTR
1
5800
0
0
Advent Claymore Convertible Securities a
COM
00764C109
449
30784
SH
OTR
4
30784
0
0
Akamai Technologies Inc.
COM
00971T101
301
5677
SH
OTR
2
5677
0
0
Alibaba Group Holding Ltd
SPONSORED ADS
01609W102
216
2041
SH
OTR
2
2041
0
0
Align Technology I
COM
016255101
291
3100
SH
OTR
1
3100
0
0
Alphabet Inc.
COM
02079K305
215
268
SH
OTR
2
268
0
0
Altria Group Inc.
COM
02209S103
1562
24700
SH
OTR
1
24700
0
0
Amazon.com Inc.
COM
023135106
754
900
SH
OTR
1
900
0
0
American Water Wor
COM
030420103
846
11300
SH
OTR
1
11300
0
0
Aon plc
COM
G0408V102
223
1983
SH
OTR
2
1983
0
0
Applied Materials Inc.
COM
038222105
1068
35437
SH
OTR
2
35437
0
0
Armada Hoffler Pptys Inc
COM
04208T108
283
21100
SH
OTR
1
21100
0
0
AT&T Inc.
COM
00206R102
1596
39300
SH
OTR
1
39300
0
0
Avago Techonologies Ltd.
COM
Y09827109
1190
6900
SH
OTR
1
6900
0
0
AVENUE INCOME CREDIT STRATEGIES FD
COM
05358E106
476
36667
SH
OTR
4
36667
0
0
BG STAFFING INC
COM
05544A109
498
32200
SH
OTR
1
32200
0
0
Biogen Inc
COM
09062X103
241
770
SH
OTR
2
770
0
0
BlackRock Preferred and Equity Advantage
COM
092508100
980
73392
SH
OTR
4
73392
0
0
CARETRUST REIT INC
COM
14174T107
185
12500
SH
OTR
1
12500
0
0
Celgene Corporation
COM
151020104
233
2233
SH
OTR
2
2233
0
0
Check Point Sftwre
ORD
M22465104
291
3754
SH
OTR
2
3754
0
0
CMS Energy Corporation
COM
125896100
504
12000
SH
OTR
1
12000
0
0
Cyrusone Inc
COM
23283R100
728
15300
SH
OTR
1
15300
0
0
Constellation Brands Inc.
COM
21036P108
1116
6701
SH
OTR
1
6701
0
0
Credit Suisse Nassau Branch
ETN
22542D795
1066
28463
SH
SOLE
28463
0
0
Daqo New Energy Co
ADR
23703Q203
233
11000
SH
OTR
1
11000
0
0
DENTSPLY SIRONA INC
COM
24906P109
316
5322
SH
OTR
2
5322
0
0
Digital Realty Trust Inc.
COM
253868103
2010
20700
SH
OTR
1
20700
0
0
Dr. Pepper Snapple Group Inc.
COM
26138E109
1461
16000
SH
OTR
1
16000
0
0
Drew Industries
COM
26168L205
676
6900
SH
OTR
1
6900
0
0
Dycom Industries Inc.
COM
267475101
564
6900
SH
OTR
1
6900
0
0
Eldorado Resorts Inc
COM
28470R102
221
15700
SH
OTR
1
15700
0
0
Equifax Inc.
COM
294429105
484
3600
SH
OTR
1
3600
0
0
Experian
COM
30215C101
238
11922
SH
OTR
2
11922
0
0
Extra Space Storage Inc.
COM
30225T102
1707
21500
SH
OTR
1
21500
0
0
FABRINET SHS
COM
G3323L100
468
10500
SH
OTR
1
10500
0
0
First Trust Aberdeen
COM
337319107
990
84037
SH
OTR
4
84037
0
0
First Trust Exch
ETF
33734X200
320
13612
SH
SOLE
13612
0
0
FiServ Inc.
COM
337738108
338
3400
SH
OTR
1
3400
0
0
Franklin Financial Network Inc
COM
35352P104
310
8300
SH
OTR
1
8300
0
0
General Mills Inc.
COM
370334104
556
8700
SH
OTR
1
8700
0
0
Gigamon Inc
COM
37518B102
274
5000
SH
OTR
1
5000
0
0
Gilead Sciences Inc.
COM
375558103
218
2750
SH
OTR
2
2750
0
0
Harmony Gold Mining Co Ltd
ADR
413216300
274
78400
SH
OTR
1
78400
0
0
Hormel Foods Corp
COM
440452100
1081
28500
SH
OTR
1
28500
0
0
Hudson Technologes
COM
444144109
346
52000
SH
OTR
1
52000
0
0
Icon
COM
G4705A100
373
4824
SH
OTR
2
4824
0
0
Ingredion Incorporated
COM
457187102
426
3200
SH
OTR
1
3200
0
0
INSPERITY INC
COM
45778Q107
218
3000
SH
OTR
1
3000
0
0
Ishares Silver Trust
ETF
46428Q109
1334
73292
SH
OTR
3
73292
0
0
ISHARES TRUST
ETF
464287457
221
2595
SH
SOLE
2595
0
0
ISHARES TRUST
ETF
464288281
462
3944
SH
OTR
3
3944
0
0
ISHARES TRUST
ETF
464288679
730
6615
SH
SOLE
6615
0
0
ISHARES TRUST
ETF
464287788
1330
14779
SH
OTR
3
14779
0
0
ISHARES TRUST
ETF
464287762
1330
8857
SH
OTR
3
8857
0
0
ISHARES TRUST
ETF
464287598
1341
12693
SH
OTR
3
12693
0
0
ISHARES TRUST
ETF
464287622
1342
11140
SH
OTR
3
11140
0
0
ISHARES TRUST
ETF
464287846
1343
12379
SH
OTR
3
12379
0
0
ISHARES TRUST
ETF
464287580
1348
9165
SH
OTR
3
9165
0
0
ISHARES TRUST
ETF
464287473
1355
17647
SH
OTR
3
17647
0
0
ISHARES TRUST
ETF
464287754
1357
11863
SH
OTR
3
11863
0
0
ISHARES TRUST
ETF
464287523
1383
12243
SH
OTR
3
12243
0
0
J.M. Smucker Company
COM
832696405
651
4800
SH
OTR
1
4800
0
0
James River Holdings
COM
G5005R107
206
5700
SH
OTR
1
5700
0
0
LGI Homes Inc
COM
50187T106
1105
30000
SH
OTR
1
30000
0
0
Lockheed Martin Corporation
COM
539830109
455
1900
SH
OTR
1
1900
0
0
Marine Harvest Asa
ADR
56824R205
299
16700
SH
OTR
1
16700
0
0
Maxlinear Inc
COM
57776J100
766
37800
SH
OTR
1
37800
0
0
Meetme Inc
COM
585141104
136
22000
SH
OTR
1
22000
0
0
Mimedx Group Inc
COM
602496101
154
17900
SH
OTR
1
17900
0
0
MSCI Inc.
COM
55354G100
231
2754
SH
OTR
2
2754
0
0
Nasdaq Inc
COM
631103108
1101
16300
SH
OTR
1
16300
0
0
National Storage Affiliates Trust
COM
637870106
279
13300
SH
OTR
1
13300
0
0
Netgear Inc
COM
64111Q104
726
12000
SH
OTR
1
12000
0
0
NEW Oriental Educa
ADR
647581107
264
5700
SH
OTR
1
5700
0
0
NEW Residential Invt Corp
COM
64828T201
149
10800
SH
OTR
1
10800
0
0
NiSource Inc.
COM
65473P105
265
11000
SH
OTR
1
11000
0
0
Nvidia Corp
COM
67066G104
658
9600
SH
OTR
1
9600
0
0
NXP Semiconductors NV
COM
N6596X109
303
2975
SH
OTR
2
2975
0
0
Oclaro Inc
COM
67555N206
898
105000
SH
OTR
1
105000
0
0
Orbotech
COM
M75253100
296
10000
SH
OTR
1
10000
0
0
OReilly Automotive Inc.
COM
67103H107
1625
5800
SH
OTR
1
5800
0
0
Oritani Finl Corp
COM
68633D103
245
15600
SH
OTR
1
15600
0
0
Ormat Technologies
COM
686688102
1278
26400
SH
OTR
1
26400
0
0
Panera Bread Co
COM
69840W108
203
1045
SH
OTR
2
1045
0
0
Patrick Inds Inc
COM
703343103
724
11700
SH
OTR
1
11700
0
0
Paycom Software Inc
COM
70432V102
271
5400
SH
OTR
1
5400
0
0
Paypal Holdings Incorporation
COM
70450Y103
312
7607
SH
OTR
2
7607
0
0
Powershares Xtf Ii
ETF
73937B597
792
31035
SH
OTR
4
31035
0
0
Public Storage
COM
74460D109
1097
4915
SH
OTR
1
4915
0
0
Qorvo Inc
COM
74736K101
307
5499
SH
OTR
2
5499
0
0
Reynolds American Inc.
COM
761713106
2433
51600
SH
OTR
1
51600
0
0
Ryanair LTD
ADR
783513203
287
3823
SH
OTR
2
3823
0
0
Select Sector Spdr
ETF
81369Y860
8255
251896
SH
OTR
3
251896
0
0
Select Sector Spdr
ETF
81369Y209
8275
114761
SH
OTR
3
114761
0
0
Select Sector Spdr
ETF
81369Y886
8292
169269
SH
OTR
3
169269
0
0
Select Sector Spdr
ETF
81369Y308
8352
156969
SH
OTR
3
156969
0
0
Select Sector Spdr
ETF
81369Y100
8422
176377
SH
OTR
3
176377
0
0
Select Sector Spdr
ETF
81369Y407
8481
105955
SH
OTR
3
105955
0
0
Select Sector Spdr
ETF
81369Y878
8577
281690
SH
OTR
3
281690
0
0
Select Sector Spdr
ETF
81369Y704
8600
147319
SH
OTR
3
147319
0
0
Select Sector Spdr
ETF
81369Y506
8927
126425
SH
OTR
3
126425
0
0
SENIOR LN PORT
ETF
73936Q769
793
34151
SH
OTR
4
34151
0
0
Smith & Wesson Holding Corporation
COM
831756101
869
32700
SH
OTR
1
32700
0
0
Sorl Auto Parts
COM
78461U101
161
42300
SH
OTR
1
42300
0
0
Spdr S&P 500 Etf Trust
ETF
78462F103
530
2448
SH
SOLE
2448
0
0
Spdr Series Trust
ETF
78464A763
350
4151
SH
SOLE
4151
0
0
Starbucks Corporation
COM
855244109
210
3878
SH
OTR
2
3878
0
0
Supreme Inds Inc
COM
868607102
299
15500
SH
OTR
1
15500
0
0
Sysco Corporation
COM
871829107
780
17157
SH
OTR
2
17157
0
0
Taser Intl Inc
COM
87651B104
231
8067
SH
OTR
2
8067
0
0
Technology Select Sector SPDR Fund
ETF
81369Y803
8704
182172
SH
OTR
3
182172
0
0
The Clorox Company
COM
189054109
1665
13300
SH
OTR
1
13300
0
0
The Home Depot Inc.
COM
437076102
824
6400
SH
OTR
1
6400
0
0
The Priceline Group Inc
COM
741503403
209
142
SH
OTR
2
142
0
0
Toll Brothers Inc.
COM
889478103
267
8928
SH
OTR
2
8928
0
0
Tortoise Pipeline
COM
89148H108
851
40174
SH
OTR
4
40174
0
0
Tyson Foods Inc.
COM
902494103
672
9000
SH
OTR
1
9000
0
0
Ubiquiti Networks Inc
COM
90347A100
278
5200
SH
OTR
1
5200
0
0
UGI Corp
COM
902681105
629
13900
SH
OTR
1
13900
0
0
Ulta Salon
COM
90384S303
1928
8100
SH
OTR
1
8100
0
0
Vantiv Inc
COM
92210H105
591
10500
SH
OTR
1
10500
0
0
Vulcan Materials Company
COM
929160109
1854
16300
SH
OTR
1
16300
0
0
Weibo Corporation
ADR
948596101
326
6500
SH
OTR
1
6500
0
0
Willdan Group Inc
COM
96924N100
193
11000
SH
OTR
1
11000
0
0
Xinyuan Real Estate Co. Ltd.
ADR
98417P105
341
54000
SH
OTR
1
54000
0
0
Zimmer Biomet Holdings Inc
COM
98956P102
217
1666
SH
OTR
2
1666
0
0