0001104659-20-011766.txt : 20200206 0001104659-20-011766.hdr.sgml : 20200206 20200206132451 ACCESSION NUMBER: 0001104659-20-011766 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 EFFECTIVENESS DATE: 20200206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 20582085 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 12-31-2019 12-31-2019 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Scott Wetherington 770-777-8277 /s/ Scott Wetherington Alpharetta GA 02-05-2020 1 141 230935 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC INFORMATION TABLE 2 infotable.xml ACUSHNET HOLDINGS CORP COM 005098108 377 11600 SH OTR 1 11600 0 0 ADOBE SYSTEMS INC COM 00724F101 2721 8250 SH OTR 1 8250 0 0 ADOBE SYSTEMS INC COM 00724F101 409 1239 SH SOLE 1239 0 0 ALPHABET INC COM 02079K107 368 275 SH SOLE 275 0 0 AMERICAN TOWER CORP COM 03027X100 1425 6200 SH OTR 1 6200 0 0 AMPLIFY ONLINE RETAIL ETF ETF 032108102 5268 102566 SH SOLE 102566 0 0 APPFOLIO INC COM 03783C100 1056 9600 SH OTR 1 9600 0 0 ARBOR REALTY TRUST I NC COM 038923108 2849 198528 SH OTR 1 198528 0 0 ARCH CAPITAL GROUP COM G0450A105 317 7400 SH OTR 1 7400 0 0 ARES COM REAL ESTATE COM 04013V108 263 16600 SH OTR 1 16600 0 0 ATLASSIAN CORP PLC COM G06242104 529 4400 SH OTR 1 4400 0 0 AUDIOCODES LTD COM M15342104 2150 83699 SH OTR 1 83699 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 356 2087 SH SOLE 2087 0 0 AUTOZONE INC COM 053332102 1072 900 SH OTR 1 900 0 0 BIODELIVERY SCIENCES COM 09060J106 335 53000 SH OTR 1 53000 0 0 BOOZ ALLEN HAMILTON HOLDING CORP COM 099502106 505 7100 SH OTR 1 7100 0 0 CADENCE DESIGN SYSTE MS INC COM 127387108 2226 32100 SH OTR 1 32100 0 0 CAPITAL SOUTHWEST CORP COM 140501107 1231 59200 SH OTR 1 59200 0 0 CHIPOTLE MEXICAN GRI LL INC COM 169656105 2511 3000 SH OTR 1 3000 0 0 COMMUNICATION SERVICES SELECT SECTOR SPD COM 81369Y852 2345 43732 SH SOLE 43732 0 0 COMMUNICATION SERVICES SELECT SECTOR SPD COM 81369Y852 7144 133201 SH SOLE 133201 0 0 COMMUNITY HEALTHCARE TRUST INC COM 20369C106 283 6600 SH OTR 1 6600 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPD COM 81369Y407 2355 18774 SH SOLE 18774 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPD COM 81369Y407 8384 66845 SH SOLE 66845 0 0 CONSUMER STAPLES SEL ECT SECTOR SPDR FUND COM 81369Y308 2355 37399 SH SOLE 37399 0 0 COPART INC COM 217204106 655 7200 SH OTR 1 7200 0 0 COSTAMARE INC COM Y1771G102 715 75000 SH OTR 1 75000 0 0 COSTCO WHOLESALE COR P COM 22160K105 2116 7200 SH OTR 1 7200 0 0 CYBERARK SOFTWARE LT D COM M2682V108 2653 22756 SH OTR 1 22756 0 0 DARDEN RESTAURANTS I NC COM 237194105 763 7000 SH OTR 1 7000 0 0 DEXCOM INC COM COM 252131107 766 3500 SH OTR 1 3500 0 0 DHT HOLDINGS, INC. COM Y2065G121 290 35000 SH OTR 1 35000 0 0 DIGITAL TURBINE INC COM 25400W102 321 45000 SH OTR 1 45000 0 0 DMC GLOBAL INC. COM 23291C103 818 18200 SH OTR 1 18200 0 0 DUCOMMUN INC COM 264147109 829 16410 SH OTR 1 16410 0 0 ENDAVA PLC COM 29260V105 377 8100 SH OTR 1 8100 0 0 ENPHASE ENERGY INC COM 29355A107 449 17200 SH OTR 1 17200 0 0 ETFMG PRIME MOBILE PAYMENTS COM 26924G409 5539 111760 SH SOLE 111760 0 0 EURONET WORLDWIDE IN C COM 298736109 646 4100 SH OTR 1 4100 0 0 FACEBOOK INC COM 30303M102 395 1925 SH SOLE 1925 0 0 FAIR ISAAC CORP COM 303250104 562 1500 SH OTR 1 1500 0 0 FEDERAL SIGNAL CORP COM 313855108 1958 60700 SH OTR 1 60700 0 0 FINANCIAL SELECT SEC TOR SPDR FUND COM 81369Y605 2366 76870 SH SOLE 131827 0 0 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 3430 56810 SH SOLE 56810 0 0 FLY LEASING LTD-ADR COM 34407D109 241 12300 SH OTR 1 12300 0 0 FORTINET INC COM 34959E109 2514 23550 SH OTR 1 23550 0 0 FORTRESS TRANSPORTATION & INFRASTRUCTURE COM 34960P101 344 17600 SH OTR 1 17600 0 0 FUNKO INC CLASS A COM 361008105 249 14500 SH OTR 1 14500 0 0 GENMAB A/S SP ADR BIOTECH COM 372303206 337 15100 SH OTR 1 15100 0 0 GLOBANT SA COM L44385109 435 4100 SH OTR 1 4100 0 0 GOLDMAN SACHS ACCESS HY CORP ETF ETF 381430453 12540 252000 SH SOLE 252000 0 0 GREAT AJAX CORP COM 38983D300 366 24706 SH OTR 1 24706 0 0 GRUPO AEROPORTUARIO COM 400506101 308 2600 SH OTR 1 2600 0 0 HEALTH CARE SELECT S ECTOR SPDR FUND COM 81369Y209 2330 22876 SH SOLE 2330 0 0 HEICO CORP COM 422806109 1213 10625 SH OTR 1 10625 0 0 IEC ELECTRONICS CORP COM 44949L105 24 2652 SH OTR 1 2652 0 0 INCYTE CORP COM 45337C102 323 3700 SH OTR 1 3700 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND COM 81369Y704 2334 28774 SH SOLE 28774 0 0 INOVALON HOLDINGS INC COM 45781D101 376 20000 SH OTR 1 20000 0 0 INVESCO QQQ TRUST SE RIES 1 COM 46090E103 2363 11116 SH SOLE 11116 0 0 ISHARES 1-3 YEAR TRE ASURY BOND ETF ETF 464287457 1255 14834 SH SOLE 14834 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 1402 16571 SH SOLE 16571 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 2016 6237 SH SOLE 6237 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 4985 15423 SH SOLE 15423 0 0 ISHARES CORE S&P MID -CAP ETF ETF 464287507 3612 17548 SH SOLE 17548 0 0 ISHARES CORE S&P MID -CAP ETF ETF 464287507 1753 8517 SH SOLE 8517 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 5319 81077 SH SOLE 81077 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 4875 74316 SH SOLE 74316 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2016 30732 SH SOLE 30732 0 0 ISHARES EXPANDED TECH SOFTWARE ETF 464287515 5231 22445 SH SOLE 22445 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF ETF 464287556 5383 44667 SH SOLE 44667 0 0 ISHARES PHLX SEMICON DUCTOR ETF ETF 464287523 4149 16525 SH SOLE 16525 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 2750 16598 SH SOLE 16598 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1315 7936 SH SOLE 7936 0 0 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 5728 21671 SH SOLE 21671 0 0 JD.COM INC-ADR COM 47215P106 359 10200 SH OTR 1 10200 0 0 KEYSIGHT TECHNOLOGIE S INC COM 49338L103 944 9200 SH OTR 1 9200 0 0 KINSALE CAPITAL GROUP INC COM 49714P108 295 2900 SH OTR 1 2900 0 0 KLA-TENCOR CORP COM 482480100 428 2400 SH OTR 1 2400 0 0 KORNIT DIGITAL LMTD COM M6372Q113 729 21300 SH OTR 1 21300 0 0 LAMAR ADVERTISING COM 512816109 491 5500 SH OTR 1 5500 0 0 LHC GROUP INC COM 50187A107 317 2300 SH OTR 1 2300 0 0 LULULEMON ATHLETICA INC COM 550021109 3197 13800 SH OTR 1 13800 0 0 MASTERCARD INC COM 57636Q104 2419 8100 SH OTR 1 8100 0 0 MATCH GROUP INC COM 57665R106 772 9400 SH OTR 1 9400 0 0 MEDPACE HOLDINGS INC COM 58506Q109 815 9700 SH OTR 1 9700 0 0 MICROSOFT CORP COM 594918104 444 2813 SH SOLE 2813 0 0 MODEL N INC COM 607525102 302 8600 SH OTR 1 8600 0 0 NAPCO SECURITY TECHN OLOGIES INC COM 630402105 256 8700 SH OTR 1 8700 0 0 NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP COM 647581107 352 2900 SH OTR 1 2900 0 0 NEWTEK BUSINESS SVSC COPRT COM 652526203 634 28000 SH OTR 1 28000 0 0 NICE LTD COM 653656108 1458 9400 SH OTR 1 9400 0 0 NIKE INC COM 654106103 377 3724 SH SOLE 3724 0 0 NMI HOLDINGS INC COM 629209305 926 27900 SH OTR 1 27900 0 0 NORTH AMERICAN CONST COM 656811106 261 21500 SH OTR 1 21500 0 0 O'REILLY AUTOMOTIVE INC COM 67103H107 376 859 SH SOLE 859 0 0 PAYCOM SOFTWARE INC COM 70432V102 3879 14650 SH OTR 1 14650 0 0 PAYSIGN INC COM 70451A104 565 55700 SH SOLE 55700 0 0 PC-TEL INC. COM 69325Q105 381 45000 SH OTR 1 45000 0 0 PENNYMAC FINANCIAL S ERVICES INC COM 70932M107 317 9300 SH OTR 1 9300 0 0 PERFICIENT INC COM 71375U101 276 6000 SH OTR 1 6000 0 0 QUALYS INC COM 74758T303 1309 15700 SH OTR 1 15700 0 0 R1 RCM INC COM 749397105 361 27800 SH OTR 1 27800 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 470 2400 SH OTR 1 2400 0 0 REPRO MEDSYSTEMS COM 759910102 235 36000 SH OTR 1 36000 0 0 RINGCENTRAL INC COM 76680R206 354 2100 SH OTR 1 2100 0 0 ROSS STORES INC COM 778296103 862 7400 SH OTR 1 7400 0 0 SAFEHOLD INC COM 78645L100 443 11000 SH OTR 1 11000 0 0 SAIA INC COM 78709Y105 251 2700 SH OTR 1 2700 0 0 SAPIENS I'NTL CORPORATION N.V. COM G7T16G103 1065 46300 SH OTR 1 46300 0 0 SERVICENOW INC COM 81762P102 1383 4900 SH OTR 1 4900 0 0 SIMULATIONS PLUS INC COM 829214105 235 8100 SH OTR 1 8100 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND COM 78468R622 2247 20512 SH SOLE 20512 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 1769 5495 SH SOLE 5495 0 0 SPDR S&P HEALTH CARE EQUIPMENT ETF ETF 78464A581 5455 63690 SH SOLE 63690 0 0 STARBUCKS CORP COM 855244109 395 4494 SH SOLE 4494 0 0 SUN COMMUNITIES COM 866674104 1036 6900 SH OTR 1 6900 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LT COM 874039100 459 7900 SH OTR 1 7900 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND COM 81369Y803 6795 74126 SH SOLE 74126 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND COM 81369Y803 2367 25821 SH SOLE 25821 0 0 TELEDYNE TECHNOLOGY COM 879360105 1040 3000 SH OTR 1 3000 0 0 TRANSDIGM GROUP INC COM 893641100 728 1300 SH OTR 1 1300 0 0 UBIQUITI INC COM 90353W103 2532 13400 SH OTR 1 13400 0 0 UFP TECHNOLOGIES INC COM 902673102 347 7000 SH OTR 1 7000 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2452 11900 SH OTR 1 11900 0 0 US CONCRETE INC COM 90333L201 375 9000 SH OTR 1 9000 0 0 VANECK VECTORS SEMIC ONDUCTOR ETF ETF 92189F676 4113 29088 SH SOLE 29088 0 0 VANGUARD CONSUMER DISCRETIONARY ETF ETF 92204A108 2366 12487 SH SOLE 12487 0 0 VANGUARD FINANCIALS ETF ETF 92204A405 2362 30965 SH SOLE 30965 0 0 VANGUARD INDUSTRIALS ETF ETF 92204A603 2343 15228 SH SOLE 15228 0 0 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 2366 9662 SH SOLE 9662 0 0 VEEVA SYSTEMS INC COM 922475108 1660 11800 SH OTR 1 11800 0 0 VERISIGN INC COM 92343E102 501 2600 SH OTR 1 2600 0 0 VERISK ANALYTICS INC COM 92345Y106 567 3800 SH OTR 1 3800 0 0 VISA INC COM 92826C839 401 2133 SH SOLE 2133 0 0 WIX.COM, LTD. COM M98068105 379 3100 SH OTR 1 3100 0 0 WOODWARD INC COM 980745103 687 5800 SH OTR 1 5800 0 0 XILINX INC COM 983919101 1457 14900 SH OTR 1 14900 0 0 XPEL INC COM 98379L100 352 24000 SH OTR 1 24000 0 0 ZOETIS INC COM 98978V103 1840 13900 SH OTR 1 13900 0 0 ZOETIS INC COM 98978V103 438 3308 SH SOLE 3308 0 0