CIO

0001104659-19-060311.txt : 20191106 0001104659-19-060311.hdr.sgml : 20191106 20191106100146 ACCESSION NUMBER: 0001104659-19-060311 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 EFFECTIVENESS DATE: 20191106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cavalier Investments, LLC CENTRAL INDEX KEY: 0001655543 IRS NUMBER: 474698780 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17041 FILM NUMBER: 191195338 BUSINESS ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 770-777-8277 MAIL ADDRESS: STREET 1: 12600 DEERFIELD PARKWAY STREET 2: SUITE #100 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: Cavalier Investments DATE OF NAME CHANGE: 20151014 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001655543 XXXXXXXX 09-30-2019 09-30-2019 false Cavalier Investments, LLC

12600 Deerfield Parkway Suite #100 Alpharetta GA 30004

13F HOLDINGS REPORT 028-17041 N Scott Wetherington CIO 770-777-8277 /s/ Scott Wetherington Alpharetta GA 11-05-2019 1 128 231767 1 0000872163 028-02824 NAVELLIER & ASSOCIATES INC INFORMATION TABLE 2 infotable.xml Adobe Systems Inc COM 00724F101 2693 9750 SH OTR 1 9750 0 0 Adobe Systems Inc COM 00724F101 342 1239 SH SOLE 1239 0 0 Alphabet Inc COM 02079K107 335 275 SH SOLE 275 0 0 Amazon.com Inc COM 023135106 1389 800 SH OTR 1 800 0 0 Appfolio Inc COM 03783C100 913 9600 SH OTR 1 9600 0 0 Arbor Realty Trust I nc COM 038923108 2603 198528 SH OTR 1 198528 0 0 ARCH CAPITAL GROUP COM G0450A105 311 7400 SH OTR 1 7400 0 0 Atlassian Corp PLC COM G06242104 552 4400 SH OTR 1 4400 0 0 AudioCodes Ltd COM M15342104 1583 83699 SH OTR 1 83699 0 0 Automatic Data Proce ssing Inc COM 053015103 337 2087 SH SOLE 2087 0 0 AutoZone Inc COM 053332102 976 900 SH OTR 1 900 0 0 AZUL S.A. COM 05501U106 430 12000 SH OTR 1 12000 0 0 Biospecifics Technol gies Corp. COM 090931106 417 7800 SH OTR 1 7800 0 0 Booz Allen Hamilton Holding Corp COM 099502106 504 7100 SH OTR 1 7100 0 0 Cadence Design Syste ms Inc COM 127387108 2121 32100 SH OTR 1 32100 0 0 Capital Southwest Corp COM 140501107 2119 97200 SH OTR 1 97200 0 0 Chipotle Mexican Gri ll Inc COM 169656105 2521 3000 SH OTR 1 3000 0 0 Ciena Corp COM 171779309 604 15400 SH OTR 1 15400 0 0 COCA COLA EUROPEAN P COM G25839104 444 8000 SH OTR 1 8000 0 0 Communication Servic es Select Sector SPD ETF 81369Y852 3213 64881 SH SOLE 64881 0 0 Consumer Discretiona ry Select Sector SPD ETF 81369Y407 6739 55830 SH SOLE 55830 0 0 Consumer Staples Sel ect Sector SPDR Fund ETF 81369Y308 5304 86358 SH SOLE 86358 0 0 Consumer Staples Sel ect Sector SPDR Fund ETF 81369Y308 3244 52815 SH SOLE 52815 0 0 Copart Inc COM 217204106 747 9300 SH OTR 1 9300 0 0 Costco Wholesale Cor p COM 22160K105 2074 7200 SH OTR 1 7200 0 0 CyberArk Software Lt d COM M2682V108 2272 22756 SH OTR 1 22756 0 0 Darden Restaurants I nc COM 237194105 828 7000 SH OTR 1 7000 0 0 DEXCOM INC COM COM 252131107 522 3500 SH OTR 1 3500 0 0 DMC Global Inc. COM 23291C103 800 18200 SH OTR 1 18200 0 0 DUCOMMUN INC COM 264147109 696 16410 SH OTR 1 16410 0 0 Energy Select Sector SPDR Fund ETF 81369Y506 3257 55014 SH SOLE 55014 0 0 Etsy Inc COM 29786A106 396 7000 SH OTR 1 7000 0 0 Euronet Worldwide In c COM 298736109 600 4100 SH OTR 1 4100 0 0 EVERTEC Inc COM 30040P103 946 30300 SH OTR 1 30300 0 0 Facebook Inc COM 30303M102 343 1925 SH SOLE 1925 0 0 Fair Isaac Corp COM 303250104 455 1500 SH OTR 1 1500 0 0 Federal Signal Corp COM 313855108 1987 60700 SH OTR 1 60700 0 0 Financial Select Sec tor SPDR Fund ETF 81369Y605 3692 131827 SH SOLE 131827 0 0 Financial Select Sec tor SPDR Fund ETF 81369Y605 3224 115103 SH SOLE 115103 0 0 Fortinet Inc COM 34959E109 2491 32450 SH OTR 1 32450 0 0 Fox Factory Holding Corp COM 35138V102 747 12000 SH OTR 1 12000 0 0 FUNKO INC CLASS A COM 361008105 298 14500 SH OTR 1 14500 0 0 Globant SA COM L44385109 632 6900 SH OTR 1 6900 0 0 GOLDMAN SACHS ACCESS HY CORP ETF ETF 381430453 12436 252000 SH SOLE 252000 0 0 GREAT AJAX CORP COM 38983D300 383 24706 SH OTR 1 24706 0 0 Health Care Select S ector SPDR Fund ETF 81369Y209 6040 67016 SH SOLE 67016 0 0 HEICO Corp COM 422806109 1327 10625 SH OTR 1 10625 0 0 Iec Electronics Corp COM 44949L105 18 2652 SH OTR 1 2652 0 0 Industrial Select Se ctor SPDR Fund ETF 81369Y704 5057 65138 SH SOLE 65138 0 0 Innovative Industria l Properties Inc COM 45781V101 499 5400 SH OTR 1 5400 0 0 Invesco QQQ Trust Se ries 1 COM 46090E103 3226 17085 SH SOLE 17085 0 0 iShares 1-3 Year Tre asury Bond ETF ETF 464287457 1258 14834 SH SOLE 14834 0 0 iShares 1-3 Year Treasury Bond ETF ETF 464287457 1478 17430 SH SOLE 17430 0 0 iShares Core S&P 500 ETF ETF 464287200 4419 14802 SH SOLE 14802 0 0 iShares Core S&P Mid -Cap ETF ETF 464287507 3159 16350 SH SOLE 16350 0 0 Ishares Core S&P Mid -Cap Etf ETF 464287507 1848 9564 SH SOLE 9564 0 0 iShares Edge MSCI Mi n Vol USA ETF ETF 46429B697 6044 94360 SH SOLE 94360 0 0 iShares Edge MSCI Mi n Vol USA ETF ETF 46429B697 4568 71323 SH SOLE 71323 0 0 Ishares Edge Msci Min Vol Usa Etf ETF 46429B697 2125 33154 SH SOLE 33154 0 0 iShares MSCI Brazil ETF ETF 464286400 1908 45267 SH SOLE 45267 0 0 ISHARES MSCI CHINA ETF ETF 46429B671 2355 41987 SH SOLE 41987 0 0 iShares MSCI Turkey ETF ETF 464286715 2097 78488 SH SOLE 78488 0 0 iShares Russell 2000 ETF ETF 464287655 2301 15205 SH SOLE 15205 0 0 iShares Russell 2000 ETF ETF 464287655 1386 9158 SH SOLE 9158 0 0 iShares S&P 500 ETF ETF 464287200 2125 7119 SH SOLE 7119 0 0 iShares U.S. Real Es tate ETF ETF 464287739 3221 34461 SH SOLE 34461 0 0 Jernigan Capital, Inc. COM 476405105 385 20000 SH OTR 1 20000 0 0 Keysight Technologie s Inc COM 49338L103 895 9200 SH OTR 1 9200 0 0 Kinsale Capital Grou p Inc COM 49714P108 300 2900 SH OTR 1 2900 0 0 KORNIT DIGITAL LMTD COM M6372Q113 656 21300 SH OTR 1 21300 0 0 LAMAR ADVERTISING COM 512816109 451 5500 SH OTR 1 5500 0 0 LHC Group Inc COM 50187A107 261 2300 SH OTR 1 2300 0 0 Lululemon Athletica Inc COM 550021109 2657 13800 SH OTR 1 13800 0 0 Mastercard Inc COM 57636Q104 2200 8100 SH OTR 1 8100 0 0 Match Group Inc COM 57665R106 672 9400 SH OTR 1 9400 0 0 Materials Select Sec tor SPDR Fund ETF 81369Y100 5733 98506 SH SOLE 98506 0 0 Materials Select Sec tor SPDR Fund ETF 81369Y100 3251 55858 SH SOLE 55858 0 0 Medpace Holdings Inc COM 58506Q109 815 9700 SH OTR 1 9700 0 0 Mellanox Technologie s Ltd COM M51363113 1118 10200 SH OTR 1 10200 0 0 Microsoft Corp COM 594918104 391 2813 SH SOLE 2813 0 0 Napco Security Techn ologies Inc COM 630402105 222 8700 SH OTR 1 8700 0 0 NEWTEK BUSINESS SVSC COPRT COM 652526203 632 28000 SH OTR 1 28000 0 0 Nice Ltd COM 653656108 1352 9400 SH OTR 1 9400 0 0 NIKE Inc COM 654106103 350 3724 SH SOLE 3724 0 0 NMI Holdings Inc COM 629209305 733 27900 SH OTR 1 27900 0 0 NORTH AMERICAN CONST COM 656811106 248 21500 SH OTR 1 21500 0 0 O'Reilly Automotive Inc COM 67103H107 342 859 SH SOLE 859 0 0 Par Pacific Holdings COM 69888T207 469 20500 SH OTR 1 20500 0 0 Paycom Software Inc COM 70432V102 3069 14650 SH OTR 1 14650 0 0 Paysign Inc COM 70451A104 563 55700 SH SOLE 55700 0 0 PennyMac Financial S ervices Inc COM 70932M107 283 9300 SH OTR 1 9300 0 0 Progressive Corp/The COM 743315103 1615 20900 SH OTR 1 20900 0 0 Qualys Inc COM 74758T303 1186 15700 SH OTR 1 15700 0 0 QuinStreet Inc COM 74874Q100 448 35600 SH OTR 1 35600 0 0 RenaissanceRe Holdings Ltd COM G7496G103 464 2400 SH OTR 1 2400 0 0 Repligen Corp COM 759916109 383 5000 SH OTR 1 5000 0 0 RESTAURANT BRAND INT COM 76131D103 2490 35000 SH OTR 1 35000 0 0 Ross Stores Inc COM 778296103 1340 12200 SH OTR 1 12200 0 0 Sapiens I'ntl Corporation N.V. COM G7T16G103 909 46300 SH OTR 1 46300 0 0 ServiceNow Inc COM 81762P102 2259 8900 SH OTR 1 8900 0 0 SIMULATIONS PLUS INC COM 829214105 281 8100 SH OTR 1 8100 0 0 SPDR Bloomberg Barcl ays High Yield Bond ETF 78468R622 4153 38190 SH SOLE 38190 0 0 SPDR S&P 500 ETF Tru st ETF 78462F103 2018 6799 SH SOLE 6799 0 0 SPDR S&P Retail ETF ETF 78464A714 2889 68081 SH SOLE 68081 0 0 Starbucks Corp COM 855244109 397 4494 SH SOLE 4494 0 0 SUN COMMUNITIES COM 866674104 1024 6900 SH OTR 1 6900 0 0 Technology Select Se ctor SPDR Fund ETF 81369Y803 5397 67020 SH SOLE 67020 0 0 Technology Select Se ctor SPDR Fund ETF 81369Y803 3224 40038 SH SOLE 40038 0 0 TransDigm Group Inc COM 893641100 677 1300 SH OTR 1 1300 0 0 Twitter Inc COM 90184L102 1236 30000 SH OTR 1 30000 0 0 Ubiquiti Inc COM 90353W103 1585 13400 SH OTR 1 13400 0 0 UFP Technologies Inc COM 902673102 271 7000 SH OTR 1 7000 0 0 Universal Display Co rp COM 91347P105 1998 11900 SH OTR 1 11900 0 0 Utilities Select Sec tor SPDR Fund ETF 81369Y886 9459 146100 SH SOLE 146100 0 0 Utilities Select Sec tor SPDR Fund ETF 81369Y886 3219 49719 SH SOLE 49719 0 0 Vanguard Communication Servic COM 92204A884 4472 51579 SH SOLE 51579 0 0 Vanguard Financials ETF ETF 92204A405 3220 46002 SH SOLE 46002 0 0 Vanguard Information Technology ETF ETF 92204A702 3219 14935 SH SOLE 14935 0 0 Veeva Systems Inc COM 922475108 1802 11800 SH OTR 1 11800 0 0 VeriSign Inc COM 92343E102 490 2600 SH OTR 1 2600 0 0 Verisk Analytics Inc COM 92345Y106 601 3800 SH OTR 1 3800 0 0 Visa Inc COM 92826C839 367 2133 SH SOLE 2133 0 0 Voc Energy Trust COM 91829B103 87 16379 SH OTR 1 16379 0 0 WIX.com, Ltd. COM M98068105 362 3100 SH OTR 1 3100 0 0 Woodward Inc COM 980745103 625 5800 SH OTR 1 5800 0 0 Xilinx Inc COM 983919101 1429 14900 SH OTR 1 14900 0 0 Zoetis Inc COM 98978V103 1732 13900 SH OTR 1 13900 0 0 Zoetis Inc COM 98978V103 412 3308 SH SOLE 3308 0 0