0001831631-24-000336.txt : 20241219 0001831631-24-000336.hdr.sgml : 20241219 20241219165453 ACCESSION NUMBER: 0001831631-24-000336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241218 FILED AS OF DATE: 20241219 DATE AS OF CHANGE: 20241219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hsieh Anthony Li CENTRAL INDEX KEY: 0001655400 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 241564024 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wk-form4_1734645286.xml FORM 4 X0508 4 2024-12-18 0 0001831631 loanDepot, Inc. LDI 0001655400 Hsieh Anthony Li C/O LOANDEPOT, INC. 6561 IRVINE CENTER DR. IRVINE CA 92618 1 0 1 0 0 Class C Common Stock 2024-12-18 4 J 0 4050000 0 D 39895633 I By Trilogy Mortgage Holdings, Inc. Class A Common Stock 2024-12-18 4 C 0 4050000 0 A 6529960 I By JLSSAA Trust Class A Common Stock 88877 D Class C Common Stock 4310497 I By JLSA, LLC Class C Common Stock 3114521 I By JLSSAA Trust Class C Common Stock 66404880 I By Trilogy Management Investors Six, LLC Common Units 2024-12-18 4 C 0 4050000 0 D Class A Common Stock 4050000 39895633 I Trilogy Mortgage Holdings, Inc. Common Units Class A Common Stock 4310497 4310497 I By JLSA, LLC Common Units Class A Common Stock 3114521 3114521 I By JLSSAA Trust Common Units Class A Common Stock 66404880 66404880 I By Trilogy Management Investors Six, LLC In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). /s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 2024-12-19