0001831631-24-000189.txt : 20240725 0001831631-24-000189.hdr.sgml : 20240725 20240725203723 ACCESSION NUMBER: 0001831631-24-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240723 FILED AS OF DATE: 20240725 DATE AS OF CHANGE: 20240725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hsieh Anthony Li CENTRAL INDEX KEY: 0001655400 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 241143362 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wk-form4_1721954236.xml FORM 4 X0508 4 2024-07-23 0 0001831631 loanDepot, Inc. LDI 0001655400 Hsieh Anthony Li C/O LOANDEPOT, INC. 6561 IRVINE CENTER DR. IRVINE CA 92618 1 0 1 0 0 Class C Common Stock 2024-07-23 4 J 0 1500000 0 D 6614521 I By JLSSAA Trust Class A Common Stock 2024-07-23 4 C 0 1500000 0 A 3779646 I By JLSSAA Trust Class A Common Stock 89566 D Class C Common Stock 48945633 I By Trilogy Mortgage Holdings, Inc. Class C Common Stock 4310497 I By JLSA, LLC Class C Common Stock 66424337 I By Trilogy Management Investors Six, LLC Common Units 2024-07-23 4 C 0 1500000 0 D Class A Common Stock 1500000 6614521 I By JLSSAA Trust Common Units Class A Common Stock 66424337 66424337 I By Trilogy Management Investors Six, LLC Common Units Class A Common Stock 48945633 48945633 I Trilogy Mortgage Holdings, Inc. Common Units Class A Common Stock 4310497 4310497 I By JLSA, LLC In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust. The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC ("Trilogy Six"). The reporting person previously reported on his Form 4 filings certain of the Class C Common Stock and Common Units owned by Trilogy Six, Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight"). The reporting person does not have a pecuniary interest in Trilogy Seven or Trilogy Eight and is no longer reporting any interests in those entities. Represents 1,500,000 Common Units held by the JLSSAA Trust that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 2. /s/ Denise Apicella, as Attorney-in-Fact for Anthony Li Hsieh 2024-07-25