0001751788-21-000065.txt : 20210310 0001751788-21-000065.hdr.sgml : 20210310 20210310170720 ACCESSION NUMBER: 0001751788-21-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAMPSON JOHN MAURICE CENTRAL INDEX KEY: 0001655048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 21730674 MAIL ADDRESS: STREET 1: C/O DOW INC. STREET 2: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_161541401897950.xml FORM 4 X0306 4 2021-03-09 0 0001751788 DOW INC. DOW 0001655048 SAMPSON JOHN MAURICE 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 Senior Vice President Common Stock 2021-03-09 4 M 0 5736 47.31 A 18059.37 D Common Stock 2021-03-09 4 D 0 4765 62.075 D 13294.37 D Common Stock 32.4658 I By 401(k) Plan ESOP Non-Qualified Stock Option (Right to Buy) 47.31 2021-03-09 4 M 0 5736 0 D 2024-02-14 Common Stock 5736.0 0 D The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $62.07 to $62.08. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This option is fully vested and exercisable. /s/ John M. Sampson 2021-03-10