0001172661-18-000564.txt : 20180214 0001172661-18-000564.hdr.sgml : 20180214 20180214083658 ACCESSION NUMBER: 0001172661-18-000564 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PT ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001654913 IRS NUMBER: 208098335 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17003 FILM NUMBER: 18607371 BUSINESS ADDRESS: STREET 1: 500 W. MADISON STREET, SUITE 470 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-521-1000 MAIL ADDRESS: STREET 1: 500 W. MADISON STREET, SUITE 470 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001654913 XXXXXXXX 12-31-2017 12-31-2017 false PT ASSET MANAGEMENT, LLC

500 W. Madison Street, Suite 470 Chicago IL 60661

13F HOLDINGS REPORT 028-17003 N Steven J. Novatney 312-521-1402 /s/ Steven J. Novatney Chicago IL 02-14-2018 0 28 184662 INFORMATION TABLE 2 infotable.xml AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 4303 5000000 PRN SOLE 5000000 0 0 BLACKROCK INVT QUALITY MUN T COM 09247D105 364 24400 SH SOLE 24400 0 0 CATERPILLAR INC DEL COM 149123101 788 5000 SH Call SOLE 5000 0 0 CATERPILLAR INC DEL COM 149123101 788 5000 SH Put SOLE 5000 0 0 CITIGROUP INC COM NEW 172967424 670 9000 SH Call SOLE 9000 0 0 CITIGROUP INC COM NEW 172967424 558 7500 SH Put SOLE 7500 0 0 COSTCO WHSL CORP NEW COM 22160K105 744 4000 SH Call SOLE 4000 0 0 COSTCO WHSL CORP NEW COM 22160K105 1303 7000 SH Put SOLE 7000 0 0 FRANKLIN FINL NETWORK INC COM 35352P104 6581 193000 SH SOLE 193000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 379 20000 SH Put SOLE 20000 0 0 INVESCO HIGH INCOME TR II COM 46131F101 2107 143246 SH SOLE 143246 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 2135 172200 SH SOLE 172200 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 5291 5000000 PRN SOLE 5000000 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 3448 3750000 PRN SOLE 3750000 0 0 MORGAN STANLEY COM NEW 617446448 1968 37500 SH Put SOLE 37500 0 0 MORGAN STANLEY COM NEW 617446448 1705 32500 SH Call SOLE 32500 0 0 NEWMONT MINING CORP COM 651639106 338 9000 SH Call SOLE 9000 0 0 NEWMONT MINING CORP COM 651639106 356 9500 SH Put SOLE 9500 0 0 NUCOR CORP COM 670346105 1971 31000 SH Call SOLE 31000 0 0 NUCOR CORP COM 670346105 1908 30000 SH Put SOLE 30000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 5888 5000000 PRN SOLE 5000000 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 2580 183527 SH SOLE 183527 0 0 NVIDIA CORP COM 67066G104 890 4600 SH Call SOLE 4600 0 0 NVIDIA CORP COM 67066G104 1336 6900 SH Put SOLE 6900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 130095 487500 SH Put SOLE 487500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2122 25000 SH Put SOLE 25000 0 0 WYNN RESORTS LTD COM 983134107 2023 12000 SH Put SOLE 12000 0 0 WYNN RESORTS LTD COM 983134107 2023 12000 SH Call SOLE 12000 0 0