0001172661-18-000564.txt : 20180214
0001172661-18-000564.hdr.sgml : 20180214
20180214083658
ACCESSION NUMBER: 0001172661-18-000564
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PT ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001654913
IRS NUMBER: 208098335
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17003
FILM NUMBER: 18607371
BUSINESS ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 312-521-1000
MAIL ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001654913
XXXXXXXX
12-31-2017
12-31-2017
false
PT ASSET MANAGEMENT, LLC
500 W. Madison Street, Suite 470
Chicago
IL
60661
13F HOLDINGS REPORT
028-17003
N
Steven J. Novatney
Chief Operating Officer
312-521-1402
/s/ Steven J. Novatney
Chicago
IL
02-14-2018
0
28
184662
INFORMATION TABLE
2
infotable.xml
AMAG PHARMACEUTICALS INC
NOTE 3.250% 6/0
00163UAD8
4303
5000000
PRN
SOLE
5000000
0
0
BLACKROCK INVT QUALITY MUN T
COM
09247D105
364
24400
SH
SOLE
24400
0
0
CATERPILLAR INC DEL
COM
149123101
788
5000
SH
Call
SOLE
5000
0
0
CATERPILLAR INC DEL
COM
149123101
788
5000
SH
Put
SOLE
5000
0
0
CITIGROUP INC
COM NEW
172967424
670
9000
SH
Call
SOLE
9000
0
0
CITIGROUP INC
COM NEW
172967424
558
7500
SH
Put
SOLE
7500
0
0
COSTCO WHSL CORP NEW
COM
22160K105
744
4000
SH
Call
SOLE
4000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1303
7000
SH
Put
SOLE
7000
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
6581
193000
SH
SOLE
193000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
379
20000
SH
Put
SOLE
20000
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
2107
143246
SH
SOLE
143246
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
2135
172200
SH
SOLE
172200
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
5291
5000000
PRN
SOLE
5000000
0
0
MEDICINES CO
NOTE 2.750% 7/1
584688AG0
3448
3750000
PRN
SOLE
3750000
0
0
MORGAN STANLEY
COM NEW
617446448
1968
37500
SH
Put
SOLE
37500
0
0
MORGAN STANLEY
COM NEW
617446448
1705
32500
SH
Call
SOLE
32500
0
0
NEWMONT MINING CORP
COM
651639106
338
9000
SH
Call
SOLE
9000
0
0
NEWMONT MINING CORP
COM
651639106
356
9500
SH
Put
SOLE
9500
0
0
NUCOR CORP
COM
670346105
1971
31000
SH
Call
SOLE
31000
0
0
NUCOR CORP
COM
670346105
1908
30000
SH
Put
SOLE
30000
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
5888
5000000
PRN
SOLE
5000000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
2580
183527
SH
SOLE
183527
0
0
NVIDIA CORP
COM
67066G104
890
4600
SH
Call
SOLE
4600
0
0
NVIDIA CORP
COM
67066G104
1336
6900
SH
Put
SOLE
6900
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
130095
487500
SH
Put
SOLE
487500
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
2122
25000
SH
Put
SOLE
25000
0
0
WYNN RESORTS LTD
COM
983134107
2023
12000
SH
Put
SOLE
12000
0
0
WYNN RESORTS LTD
COM
983134107
2023
12000
SH
Call
SOLE
12000
0
0