0001172661-17-001395.txt : 20170713 0001172661-17-001395.hdr.sgml : 20170713 20170713124444 ACCESSION NUMBER: 0001172661-17-001395 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170713 EFFECTIVENESS DATE: 20170713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PT ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001654913 IRS NUMBER: 208098335 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17003 FILM NUMBER: 17963086 BUSINESS ADDRESS: STREET 1: 500 W. MADISON STREET, SUITE 470 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-521-1000 MAIL ADDRESS: STREET 1: 500 W. MADISON STREET, SUITE 470 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001654913 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT false PT ASSET MANAGEMENT, LLC

500 W. Madison Street, Suite 470 Chicago IL 60661

13F HOLDINGS REPORT 028-17003 N Steven J. Novatney 312-521-1402 /s/ Steven J. Novatney Chicago IL 07-13-2017 0 169 381370 INFORMATION TABLE 2 infotable.xml AETNA INC NEW COM 00817Y108 510 4000 SH Call SOLE 4000 0 0 AETNA INC NEW COM 00817Y108 574 4500 SH Put SOLE 4500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 820 7600 SH SOLE 7600 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3343 31000 SH Put SOLE 31000 0 0 ALPHABET INC CAP STK CL A 02079K305 1950 2300 SH Call SOLE 2300 0 0 ALPHABET INC CAP STK CL A 02079K305 3815 4500 SH Put SOLE 4500 0 0 AMAZON COM INC COM 023135106 1419 1600 SH Call SOLE 1600 0 0 AMAZON COM INC COM 023135106 9399 10600 SH Put SOLE 10600 0 0 AMERICAN EXPRESS CO COM 025816109 2373 30000 SH Call SOLE 30000 0 0 AMERICAN EXPRESS CO COM 025816109 3125 39500 SH Put SOLE 39500 0 0 AMGEN INC COM 031162100 1231 7500 SH Call SOLE 7500 0 0 AMGEN INC COM 031162100 1641 10000 SH Put SOLE 10000 0 0 APACHE CORP COM 037411105 206 4000 SH Call SOLE 4000 0 0 APACHE CORP COM 037411105 231 4500 SH SOLE 4500 0 0 APACHE CORP COM 037411105 231 4500 SH 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