0001172661-17-000643.txt : 20170214
0001172661-17-000643.hdr.sgml : 20170214
20170214075556
ACCESSION NUMBER: 0001172661-17-000643
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PT ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001654913
IRS NUMBER: 208098335
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17003
FILM NUMBER: 17602485
BUSINESS ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: 312-521-1000
MAIL ADDRESS:
STREET 1: 500 W. MADISON STREET, SUITE 470
CITY: CHICAGO
STATE: IL
ZIP: 60661
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001654913
XXXXXXXX
12-31-2016
12-31-2016
false
PT ASSET MANAGEMENT, LLC
500 W. Madison Street, Suite 470
Chicago
IL
60661
13F HOLDINGS REPORT
028-17003
N
Steven J. Novatney
Chief Operating Officer
312-521-1402
/s/ Steven J. Novatney
Chicago
IL
02-14-2017
0
193
412527
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES INC
COM
007903107
1928
170000
SH
Put
SOLE
170000
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
777
68500
SH
Call
SOLE
68500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
342
3900
SH
SOLE
3900
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1756
20000
SH
Call
SOLE
20000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
9262
105500
SH
Put
SOLE
105500
0
0
ALPHABET INC
CAP STK CL A
02079K305
3091
3900
SH
Call
SOLE
3900
0
0
ALPHABET INC
CAP STK CL A
02079K305
5151
6500
SH
Put
SOLE
6500
0
0
AMAZON COM INC
COM
023135106
4575
6100
SH
Call
SOLE
6100
0
0
AMAZON COM INC
COM
023135106
13274
17700
SH
Put
SOLE
17700
0
0
AMERICAN EXPRESS CO
COM
025816109
3696
49900
SH
Put
SOLE
49900
0
0
AMERICAN EXPRESS CO
COM
025816109
293
3955
SH
SOLE
3955
0
0
AMERICAN EXPRESS CO
COM
025816109
2696
36400
SH
Call
SOLE
36400
0
0
APACHE CORP
COM
037411105
254
4000
SH
Call
SOLE
4000
0
0
APACHE CORP
COM
037411105
286
4500
SH
Put
SOLE
4500
0
0
APPLE INC
COM
037833100
8154
70400
SH
Call
SOLE
70400
0
0
APPLE INC
COM
037833100
8107
70000
SH
Put
SOLE
70000
0
0
BAIDU INC
SPON ADR REP A
056752108
822
5000
SH
Call
SOLE
5000
0
0
BAIDU INC
SPON ADR REP A
056752108
1151
7000
SH
Put
SOLE
7000
0
0
BANK AMER CORP
COM
060505104
1326
60000
SH
Call
SOLE
60000
0
0
BANK AMER CORP
COM
060505104
2807
127000
SH
Put
SOLE
127000
0
0
BARRICK GOLD CORP
COM
067901108
879
55000
SH
Call
SOLE
55000
0
0
BARRICK GOLD CORP
COM
067901108
847
53000
SH
Put
SOLE
53000
0
0
BEST BUY INC
COM
086516101
3798
89000
SH
Put
SOLE
89000
0
0
BEST BUY INC
COM
086516101
661
15500
SH
Call
SOLE
15500
0
0
BEST BUY INC
COM
086516101
823
19278
SH
SOLE
19278
0
0
BLACKROCK INC
COM
09247X101
2283
6000
SH
Put
SOLE
6000
0
0
BLACKROCK INC
COM
09247X101
1903
5000
SH
Call
SOLE
5000
0
0
BOEING CO
COM
097023105
5682
36500
SH
Call
SOLE
36500
0
0
BOEING CO
COM
097023105
6227
40000
SH
Put
SOLE
40000
0
0
CAPITAL BK FINL CORP
CL A COM
139794101
17748
452172
SH
SOLE
452172
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
2442
46900
SH
Call
SOLE
46900
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
3227
62000
SH
Put
SOLE
62000
0
0
CATERPILLAR INC DEL
COM
149123101
352
3800
SH
SOLE
3800
0
0
CATERPILLAR INC DEL
COM
149123101
1762
19000
SH
Call
SOLE
19000
0
0
CATERPILLAR INC DEL
COM
149123101
3293
35500
SH
Put
SOLE
35500
0
0
CBS CORP NEW
CL B
124857202
1113
17500
SH
Call
SOLE
17500
0
0
CBS CORP NEW
CL B
124857202
1400
22000
SH
Put
SOLE
22000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
576
82000
SH
Put
SOLE
82000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
393
56000
SH
Call
SOLE
56000
0
0
CHEVRON CORP NEW
COM
166764100
7474
63500
SH
Call
SOLE
63500
0
0
CHEVRON CORP NEW
COM
166764100
10239
87000
SH
Put
SOLE
87000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
2936
56000
SH
SOLE
56000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1520
29000
SH
Call
SOLE
29000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
3786
72200
SH
Put
SOLE
72200
0
0
CISCO SYS INC
COM
17275R102
2824
93450
SH
SOLE
93450
0
0
CISCO SYS INC
COM
17275R102
1572
52000
SH
Call
SOLE
52000
0
0
CISCO SYS INC
COM
17275R102
7978
264000
SH
Put
SOLE
264000
0
0
D R HORTON INC
COM
23331A109
60
2200
SH
SOLE
2200
0
0
D R HORTON INC
COM
23331A109
623
22800
SH
Call
SOLE
22800
0
0
D R HORTON INC
COM
23331A109
869
31800
SH
Put
SOLE
31800
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1648
33500
SH
Call
SOLE
33500
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2263
46000
SH
Put
SOLE
46000
0
0
DISNEY WALT CO
COM DISNEY
254687106
4273
41000
SH
Call
SOLE
41000
0
0
DISNEY WALT CO
COM DISNEY
254687106
5524
53000
SH
Put
SOLE
53000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
741
14000
SH
Call
SOLE
14000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1801
34000
SH
Put
SOLE
34000
0
0
EXXON MOBIL CORP
COM
30231G102
6409
71000
SH
Call
SOLE
71000
0
0
EXXON MOBIL CORP
COM
30231G102
2663
29500
SH
Put
SOLE
29500
0
0
FERRARI N V
COM
N3167Y103
1454
25000
SH
Put
SOLE
25000
0
0
FERRARI N V
COM
N3167Y103
959
16500
SH
Call
SOLE
16500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1820
150000
SH
Put
SOLE
150000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
342
28200
SH
SOLE
28200
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1183
97500
SH
Call
SOLE
97500
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
8077
193000
SH
SOLE
193000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
132
10000
SH
SOLE
10000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1623
123000
SH
Call
SOLE
123000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2461
186500
SH
Put
SOLE
186500
0
0
GAP INC DEL
COM
364760108
404
18000
SH
SOLE
18000
0
0
GAP INC DEL
COM
364760108
606
27000
SH
Call
SOLE
27000
0
0
GAP INC DEL
COM
364760108
696
31000
SH
Put
SOLE
31000
0
0
GENERAL ELECTRIC CO
COM
369604103
2812
89000
SH
Put
SOLE
89000
0
0
GENERAL ELECTRIC CO
COM
369604103
4456
141000
SH
Call
SOLE
141000
0
0
GILEAD SCIENCES INC
COM
375558103
3223
45000
SH
Put
SOLE
45000
0
0
GILEAD SCIENCES INC
COM
375558103
1891
26400
SH
SOLE
26400
0
0
GILEAD SCIENCES INC
COM
375558103
3258
45500
SH
Call
SOLE
45500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5747
24000
SH
Call
SOLE
24000
0
0
HOME DEPOT INC
COM
437076102
804
6000
SH
Call
SOLE
6000
0
0
HONEYWELL INTL INC
COM
438516106
1147
9900
SH
Call
SOLE
9900
0
0
INTEL CORP
COM
458140100
4479
123500
SH
Call
SOLE
123500
0
0
INTEL CORP
COM
458140100
6358
175300
SH
Put
SOLE
175300
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3901
23500
SH
Call
SOLE
23500
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3320
20000
SH
Put
SOLE
20000
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
274
5600
SH
Put
SOLE
5600
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
977
20000
SH
Call
SOLE
20000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
5554
160000
SH
Put
SOLE
160000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2455
70730
SH
SOLE
70730
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1576
45400
SH
Call
SOLE
45400
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2327
17259
SH
SOLE
17259
0
0
JPMORGAN CHASE & CO
COM
46625H100
2157
25000
SH
Call
SOLE
25000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1252
14500
SH
Put
SOLE
14500
0
0
JUNIPER NETWORKS INC
COM
48203R104
1201
42500
SH
Call
SOLE
42500
0
0
JUNIPER NETWORKS INC
COM
48203R104
1554
55000
SH
Put
SOLE
55000
0
0
KOHLS CORP
COM
500255104
973
19700
SH
Call
SOLE
19700
0
0
KOHLS CORP
COM
500255104
1610
32600
SH
Put
SOLE
32600
0
0
LENNAR CORP
CL A
526057104
1073
25000
SH
Put
SOLE
25000
0
0
LENNAR CORP
CL A
526057104
876
20400
SH
SOLE
20400
0
0
LENNAR CORP
CL A
526057104
343
8000
SH
Call
SOLE
8000
0
0
MACYS INC
COM
55616P104
716
20000
SH
Call
SOLE
20000
0
0
MACYS INC
COM
55616P104
949
26500
SH
Put
SOLE
26500
0
0
MACYS INC
COM
55616P104
290
8100
SH
SOLE
8100
0
0
MARATHON OIL CORP
COM
565849106
545
31500
SH
Call
SOLE
31500
0
0
MARATHON OIL CORP
COM
565849106
1073
62000
SH
Put
SOLE
62000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1447
17500
SH
Call
SOLE
17500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2687
32500
SH
Put
SOLE
32500
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2643
25600
SH
Call
SOLE
25600
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
3511
34000
SH
Put
SOLE
34000
0
0
MCDONALDS CORP
COM
580135101
3226
26500
SH
Call
SOLE
26500
0
0
MCDONALDS CORP
COM
580135101
3652
30000
SH
Put
SOLE
30000
0
0
MCDONALDS CORP
COM
580135101
243
2000
SH
SOLE
2000
0
0
METLIFE INC
COM
59156R108
269
5000
SH
Put
SOLE
5000
0
0
METLIFE INC
COM
59156R108
189
3500
SH
Call
SOLE
3500
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
344
8000
SH
Call
SOLE
8000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
602
14000
SH
Put
SOLE
14000
0
0
MICRON TECHNOLOGY INC
COM
595112103
143
6525
SH
SOLE
6525
0
0
MICRON TECHNOLOGY INC
COM
595112103
1133
51700
SH
Call
SOLE
51700
0
0
MICRON TECHNOLOGY INC
COM
595112103
2028
92500
SH
Put
SOLE
92500
0
0
MICROSOFT CORP
COM
594918104
3915
63000
SH
Call
SOLE
63000
0
0
MICROSOFT CORP
COM
594918104
4610
74200
SH
Put
SOLE
74200
0
0
MORGAN STANLEY
COM NEW
617446448
3379
80000
SH
Put
SOLE
80000
0
0
MORGAN STANLEY
COM NEW
617446448
3296
78000
SH
Call
SOLE
78000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
640
39000
SH
Put
SOLE
39000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
426
26000
SH
Call
SOLE
26000
0
0
NETFLIX INC
COM
64110L106
2637
21300
SH
Call
SOLE
21300
0
0
NETFLIX INC
COM
64110L106
2600
21000
SH
Put
SOLE
21000
0
0
NEWMONT MINING CORP
COM
651639106
2384
70000
SH
Call
SOLE
70000
0
0
NEWMONT MINING CORP
COM
651639106
6507
191000
SH
Put
SOLE
191000
0
0
NOBLE ENERGY INC
COM
655044105
723
19000
SH
Call
SOLE
19000
0
0
NOBLE ENERGY INC
COM
655044105
990
26000
SH
Put
SOLE
26000
0
0
NORDSTROM INC
COM
655664100
192
4000
SH
SOLE
4000
0
0
NORDSTROM INC
COM
655664100
767
16000
SH
Call
SOLE
16000
0
0
NORDSTROM INC
COM
655664100
575
12000
SH
Put
SOLE
12000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
356
5000
SH
SOLE
5000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3989
56000
SH
Call
SOLE
56000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
2757
38700
SH
Put
SOLE
38700
0
0
PHILIP MORRIS INTL INC
COM
718172109
457
5000
SH
SOLE
5000
0
0
PHILIP MORRIS INTL INC
COM
718172109
457
5000
SH
Put
SOLE
5000
0
0
PITNEY BOWES INC
COM
724479100
1124
74000
SH
Call
SOLE
74000
0
0
PRUDENTIAL FINL INC
COM
744320102
2841
27300
SH
Call
SOLE
27300
0
0
PRUDENTIAL FINL INC
COM
744320102
3433
33000
SH
Put
SOLE
33000
0
0
PULTE GROUP INC
COM
745867101
258
14000
SH
Call
SOLE
14000
0
0
PULTE GROUP INC
COM
745867101
74
4000
SH
Put
SOLE
4000
0
0
QUALCOMM INC
COM
747525103
4825
74000
SH
Put
SOLE
74000
0
0
QUALCOMM INC
COM
747525103
326
5000
SH
SOLE
5000
0
0
QUALCOMM INC
COM
747525103
1630
25000
SH
Call
SOLE
25000
0
0
RALPH LAUREN CORP
CL A
751212101
452
5000
SH
Put
SOLE
5000
0
0
RALPH LAUREN CORP
CL A
751212101
316
3500
SH
Call
SOLE
3500
0
0
RALPH LAUREN CORP
CL A
751212101
334
3700
SH
SOLE
3700
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
896
12000
SH
Call
SOLE
12000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1493
20000
SH
Put
SOLE
20000
0
0
SOUTHWEST AIRLS CO
COM
844741108
498
10000
SH
Call
SOLE
10000
0
0
SOUTHWEST AIRLS CO
COM
844741108
573
11500
SH
Put
SOLE
11500
0
0
STARBUCKS CORP
COM
855244109
500
9000
SH
Call
SOLE
9000
0
0
STARBUCKS CORP
COM
855244109
333
6000
SH
Put
SOLE
6000
0
0
TESLA MTRS INC
COM
88160R101
1260
5900
SH
Call
SOLE
5900
0
0
TOTAL S A
SPONSORED ADR
89151E109
357
7000
SH
Call
SOLE
7000
0
0
TOTAL S A
SPONSORED ADR
89151E109
127
2500
SH
Put
SOLE
2500
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
442
30000
SH
Call
SOLE
30000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
811
55000
SH
Put
SOLE
55000
0
0
TRIPADVISOR INC
COM
896945201
603
13000
SH
Call
SOLE
13000
0
0
TRIPADVISOR INC
COM
896945201
626
13500
SH
Put
SOLE
13500
0
0
TRIPADVISOR INC
COM
896945201
565
12193
SH
SOLE
12193
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
413
3600
SH
SOLE
3600
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2407
21000
SH
Call
SOLE
21000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1433
12500
SH
Put
SOLE
12500
0
0
UNITED RENTALS INC
COM
911363109
633
6000
SH
Call
SOLE
6000
0
0
UNITED RENTALS INC
COM
911363109
1056
10000
SH
Put
SOLE
10000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
438
4000
SH
Put
SOLE
4000
0
0
URBAN OUTFITTERS INC
COM
917047102
627
22000
SH
Call
SOLE
22000
0
0
URBAN OUTFITTERS INC
COM
917047102
740
26000
SH
Put
SOLE
26000
0
0
URBAN OUTFITTERS INC
COM
917047102
524
18400
SH
SOLE
18400
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1059
15500
SH
Call
SOLE
15500
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1537
22500
SH
Put
SOLE
22500
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
889
42500
SH
Call
SOLE
42500
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1423
68000
SH
Put
SOLE
68000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
725
23000
SH
Call
SOLE
23000
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
379
12000
SH
Put
SOLE
12000
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
132
6200
SH
SOLE
6200
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
2383
112300
SH
Put
SOLE
112300
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6540
122500
SH
Call
SOLE
122500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4857
91000
SH
Put
SOLE
91000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
464
19000
SH
SOLE
19000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
2688
110000
SH
Call
SOLE
110000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
855
35000
SH
Put
SOLE
35000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
42
511
SH
SOLE
511
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
480
5800
SH
Put
SOLE
5800
0
0
WELLS FARGO & CO NEW
COM
949746101
2678
48600
SH
Call
SOLE
48600
0
0
WEYERHAEUSER CO
COM
962166104
527
17500
SH
Put
SOLE
17500
0
0
WHOLE FOODS MKT INC
COM
966837106
100
3250
SH
SOLE
3250
0
0
WHOLE FOODS MKT INC
COM
966837106
354
11500
SH
Call
SOLE
11500
0
0
WHOLE FOODS MKT INC
COM
966837106
615
20000
SH
Put
SOLE
20000
0
0
WYNN RESORTS LTD
COM
983134107
5711
66000
SH
Put
SOLE
66000
0
0
WYNN RESORTS LTD
COM
983134107
718
8300
SH
SOLE
8300
0
0
WYNN RESORTS LTD
COM
983134107
1341
15500
SH
Call
SOLE
15500
0
0