0001104659-23-121665.txt : 20231128
0001104659-23-121665.hdr.sgml : 20231128
20231128163943
ACCESSION NUMBER: 0001104659-23-121665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231127
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raterman Thomas B.
CENTRAL INDEX KEY: 0001664300
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01180
FILM NUMBER: 231447103
MAIL ADDRESS:
STREET 1: C/O GSV GROWTH CREDIT FUND INC.
STREET 2: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Runway Growth Finance Corp.
CENTRAL INDEX KEY: 0001653384
IRS NUMBER: 475049745
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 281-6270
MAIL ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: Runway Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20170613
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20150917
4
1
tm2331675-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-27
0
0001653384
Runway Growth Finance Corp.
RWAY
0001664300
Raterman Thomas B.
C/O RUNWAY GROWTH FINANCE CORP.,
205 N. MICHIGAN AVE, SUITE 4200
CHICAGO
IL
60601
0
1
0
0
See Remarks
0
Common Stock, par value $0.01 per share
2023-11-27
4
P
0
8022
12.80
A
152804.92
I
By Runway Growth Holdings LLC
Common Stock, par value $0.01 per share
22442.50
D
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
Acting President, CFO, COO, Treasurer and Secretary
/s/ Thomas B. Raterman
2023-11-28