0001104659-23-120417.txt : 20231121 0001104659-23-120417.hdr.sgml : 20231121 20231121170931 ACCESSION NUMBER: 0001104659-23-120417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raterman Thomas B. CENTRAL INDEX KEY: 0001664300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01180 FILM NUMBER: 231429094 MAIL ADDRESS: STREET 1: C/O GSV GROWTH CREDIT FUND INC. STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Runway Growth Finance Corp. CENTRAL INDEX KEY: 0001653384 IRS NUMBER: 475049745 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 N. MICHIGAN AVE. STREET 2: SUITE 4200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 281-6270 MAIL ADDRESS: STREET 1: 205 N. MICHIGAN AVE. STREET 2: SUITE 4200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: Runway Growth Credit Fund Inc. DATE OF NAME CHANGE: 20170613 FORMER COMPANY: FORMER CONFORMED NAME: GSV Growth Credit Fund Inc. DATE OF NAME CHANGE: 20150917 4 1 tm2331300-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-17 0 0001653384 Runway Growth Finance Corp. RWAY 0001664300 Raterman Thomas B. C/O RUNWAY GROWTH FINANCE CORP., 205 N. MICHIGAN AVE, SUITE 4200 CHICAGO IL 60601 0 1 0 0 See Remarks 0 Common Stock, par value $0.01 per share 2023-11-17 4 P 0 6600 12.29 A 119931.92 I By Runway Growth Holdings LLC Common Stock, par value $0.01 per share 2023-11-20 4 P 0 7500 12.39 A 127431.92 I By Runway Growth Holdings LLC Common Stock, par value $0.01 per share 22442.50 D These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Acting President, CFO, COO, Treasurer and Secretary /s/ Thomas B. Raterman 2023-11-21