0001104659-22-096059.txt : 20220830
0001104659-22-096059.hdr.sgml : 20220830
20220830163030
ACCESSION NUMBER: 0001104659-22-096059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220829
FILED AS OF DATE: 20220830
DATE AS OF CHANGE: 20220830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raterman Thomas B.
CENTRAL INDEX KEY: 0001664300
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01180
FILM NUMBER: 221214920
MAIL ADDRESS:
STREET 1: C/O GSV GROWTH CREDIT FUND INC.
STREET 2: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Runway Growth Finance Corp.
CENTRAL INDEX KEY: 0001653384
IRS NUMBER: 475049745
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 281-6270
MAIL ADDRESS:
STREET 1: 205 N. MICHIGAN AVE.
STREET 2: SUITE 4200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: Runway Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20170613
FORMER COMPANY:
FORMER CONFORMED NAME: GSV Growth Credit Fund Inc.
DATE OF NAME CHANGE: 20150917
4
1
tm2224782-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-08-29
0
0001653384
Runway Growth Finance Corp.
RWAY
0001664300
Raterman Thomas B.
C/O RUNWAY GROWTH FINANCE CORP.,
205 N. MICHIGAN AVE, SUITE 4200
CHICAGO
IL
60601
0
1
0
0
See Remark
Common Stock, par value $0.01 per share
2022-08-29
4
P
0
1000
12.45
A
14681.30
D
Common Stock, par value $0.01 per share
85331.92
I
By Runway Growth Holdings LLC
The weighted average price reported in Column 4 is rounded to the nearest hundredth. The price range for the purchases is $12.415 to $12.48 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
CFO, COO, Treasurer and Secretary
/s/ Thomas B. Raterman
2022-08-30