0000950170-23-070553.txt : 20231214 0000950170-23-070553.hdr.sgml : 20231214 20231214214711 ACCESSION NUMBER: 0000950170-23-070553 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Runway Growth Finance Corp. CENTRAL INDEX KEY: 0001653384 IRS NUMBER: 475049745 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 814-01180 FILM NUMBER: 231488646 BUSINESS ADDRESS: STREET 1: 205 N. MICHIGAN AVE. STREET 2: SUITE 4200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 281-6270 MAIL ADDRESS: STREET 1: 205 N. MICHIGAN AVE. STREET 2: SUITE 4200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: Runway Growth Credit Fund Inc. DATE OF NAME CHANGE: 20170613 FORMER COMPANY: FORMER CONFORMED NAME: GSV Growth Credit Fund Inc. DATE OF NAME CHANGE: 20150917 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: OCM Growth Holdings LLC CENTRAL INDEX KEY: 0001693272 IRS NUMBER: 814675818 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 333 S. GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: 333 S. GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 144 1 primary_doc.xml 144 0001693272 XXXXXXXX LIVE 0001653384 Runway Growth Finance Corp 814-01180 205 N. Michigan Ave Suite 4200 Chicago IL 60601 312-281-6270 OCM Growth Holdings LLC Owner Director Common Stock (1) Liquidnet, Inc.

620 Eighth Avenue, 18th Floor New York NY 10018

250000 3140000 40509269 12/14/2023 NASDAQ Common Stock 04/10/2017 Private Placement Issuer N 373002 04/10/2017 Cash N OCM Growth Holdings LLC and Oaktree Opportunities Fund Xb Holdings (Delaware), L.P.

c/o Oaktree Capital Management 333 S. Grand Ave 28th Floor Los Angeles, CA 90017

Common Stock (1) 11/13/2023 4312500 51998400 (1) The seller ("OCMGH"), along with an affiliate of OCMGH, Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. ("Fund Xb Delaware"), are significant stockholders of the Issuer. OCMGH and Fund Xb Delaware sold 4,207,564 and 4,936 shares of the Issuer, respectively, pursuant to an effective registration statement under the Securities Act. OCMGH and Fund Xb Delaware sold the Issuer shares, which are inclusive of shares sold on December 12, 2023 pursuant to the underwriters' exercise of the overallotment option, pursuant to an underwriting agreement dated November 13, 2023 by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto. 12/14/2023 OCM Growth Holdings, LLC, By: Oaktree Fund GP, LLC Its Manager, By: Oaktree Fund GP I, L.P. Its Managing Member, /s/ Henry Orren, Senior Vice Pres.