0001209191-19-057197.txt : 20191119 0001209191-19-057197.hdr.sgml : 20191119 20191119164254 ACCESSION NUMBER: 0001209191-19-057197 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Robert CENTRAL INDEX KEY: 0001757964 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38792 FILM NUMBER: 191231799 MAIL ADDRESS: STREET 1: C/O ALECTOR, INC. STREET 2: 151 OYSTER POINT BLVD., #300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alector, Inc. CENTRAL INDEX KEY: 0001653087 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462702363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 OYSTER POINT BLVD., SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-231-5660 MAIL ADDRESS: STREET 1: 151 OYSTER POINT BLVD., SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: Alector LLC DATE OF NAME CHANGE: 20150915 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-08-19 2019-08-21 0 0001653087 Alector, Inc. ALEC 0001757964 Paul Robert C/O ALECTOR, INC. 131 OYSTER POINT BLVD, SUITE 600 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Medical Officer Common Stock 2019-08-19 4 M 0 1084 8.16 A 324803 D Common Stock 2019-08-19 4 S 0 1084 16.00 D 323719 D Common Stock 2019-08-20 4 M 0 916 8.16 A 324635 D Common Stock 2019-08-20 4 S 0 916 16.00 D 323719 D Stock Option (right to buy) 8.16 2019-08-19 4 M 0 1084 0.00 D 2028-07-01 Common Stock 1084 348916 D Stock Option (right to buy) 8.16 2019-08-20 4 M 0 916 0.00 D 2028-07-01 Common Stock 916 348000 D The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and an additional one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. /s/ Stephanie Yonker, attorney-in-fact 2019-11-19