0001779453-22-000005.txt : 20221222 0001779453-22-000005.hdr.sgml : 20221222 20221222151739 ACCESSION NUMBER: 0001779453-22-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Lucira Health, Inc. CENTRAL INDEX KEY: 0001652724 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 272491037 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-92196 FILM NUMBER: 221481708 BUSINESS ADDRESS: STREET 1: 1412 62ND STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (814) 574-1546 MAIL ADDRESS: STREET 1: 1412 62ND STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: DiAssess Inc. DATE OF NAME CHANGE: 20150908 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ Capital Group, LLC CENTRAL INDEX KEY: 0001779453 IRS NUMBER: 823491906 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE LOMBARD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-433-3751 MAIL ADDRESS: STREET 1: ONE LOMBARD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13D/A 1 epiq_LDHX-13da.htm SC 13D/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 1)1

Lucira Health, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

54948U105

(CUSIP Number)

Jed Clark

General Counsel and CCO,

EPIQ Capital Group, LLC

1 Lombard Street, Suite 200

San Francisco, California 94111

(415) 684-7081

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

December 14, 2022

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

 

1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  1   NAME OF REPORTING PERSON  
         
        EPQ LLC, LFLU PS  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         0  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         0  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          0  
    10   SHARED DISPOSITIVE POWER  
           
          0  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        0  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        0%*  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

  1   NAME OF REPORTING PERSON  
         
        EPQ LLC, LCOVD PS  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         0  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         0  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          0  
    10   SHARED DISPOSITIVE POWER  
           
          0  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        0  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        0%*  
  14   TYPE OF REPORTING PERSON  
         
        PN  
*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

  

 

  1   NAME OF REPORTING PERSON  
         
        EPQ LLC, LCOVD SAFE PS  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         0  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         0  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          0  
    10   SHARED DISPOSITIVE POWER  
           
          0  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        0  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        0%*  
  14   TYPE OF REPORTING PERSON  
         
        PN  
*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

  

 

 

  1   NAME OF REPORTING PERSON  
         
        EPQ LLC, LTEST PS  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        WC  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         0  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         0  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          0  
    10   SHARED DISPOSITIVE POWER  
           
          0  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        0  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        0%*  
  14   TYPE OF REPORTING PERSON  
         
        PN  
*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

  

 

 

  1   NAME OF REPORTING PERSON  
         
        EPIQ Capital Group, LLC  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        AF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        Delaware  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         0  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         725,675  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          0  
    10   SHARED DISPOSITIVE POWER  
           
          725,675  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        725,675  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        1.8%*  
  14   TYPE OF REPORTING PERSON  
         
        IA  
*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

   

 

  1   NAME OF REPORTING PERSON  
         
        Chad Boeding  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
        (b) ☑
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        AF, PF  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        United States  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         288,918  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         725,675  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          288,918  
    10   SHARED DISPOSITIVE POWER  
           
          725,675  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        1,014,593  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        2.5%*  
  14   TYPE OF REPORTING PERSON  
         
        IN  
*The calculation of percent ownership is based on 40,598,954 shares outstanding as described in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

  

Explanatory Note

 

This amendment No. 1 (this "Amendment No. 1") is being filed with the Securities and Exchange Commission to amend Item 5 of the initial Schedule 13D filed with the Securities and Exchange Commission on February 12, 2021 (the "Initial Schedule 13D"), together with this Amendment No. 1, the "Schedule 13D"), to report a stock distribution that occurred on December 14, 2022. Capitalized terms used herein and not otherwise defined in this Amendment No. 1 have the meanings set forth in the Initial Schedule 13D.

 

 

Item 5.Interest in Securities of the Issuer.

 

(a) and (b) As of December 14, 2022, none of LFLU, LCOVD, SAFE, or LTEST own any shares of the Issuer's Common Stock. As of December 14, 2022, EPIQ, in its capacity as managing member of affiliated limited liability companies, may be deemed to beneficially own 725,675 shares of the Issuer's Common Stock, representing approximately 1.8% of the outstanding shares. As of December 14, 2022, Mr. Boeding directly owns 35,117 shares of the Issuer's Common Stock, representing approximately 0.1% of the outstanding shares. In addition, Mr. Boeding beneficially owns 253,801 shares through a trust and another entity that he controls, representing approximately 0.7% of the outstanding shares.

 

(c) The information set forth in Item 3 hereof is hereby incorporated by reference into this Item 5(c). In addition, on December 14, 2022, LFLU, LCOVD, SAFE, and LTEST effected pro rata distributions to their respective members, for no additional consideration, of 3,754,084, 5,173,026, 735,475, and 3,461,764 shares respectively.

 

(d) Not applicable.

 

(e) As of December 14, 2022, the Reporting Persons ceased to be the beneficial owners of more than 5% of the total outstanding shares of the Issuer's Common Stock.

 

Item 7.Material to be Filed as Exhibits.

99.1: Joint Filing Agreement, dated as of February 12, 2021, by and among the Reporting Persons

SIGNATURES

 

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: December 22, 2022

  EPQ LLC, LFLU PS
  By: EPIQ Capital Group, LLC its Managing Member
   
     
  By:

/s/ Chad Boeding

    Name: Chad Boeding
    Title: CEO and Manager

 

  EPQ LLC, LCOVD PS
  By: EPIQ Capital Group, LLC its Managing Member
   
     
  By:

/s/ Chad Boeding

    Name: Chad Boeding
    Title: CEO and Manager

 

  EPQ LLC, LCOVD SAFE PS
  By: EPIQ Capital Group, LLC its Managing Member
   
     
  By:

/s/ Chad Boeding

    Name: Chad Boeding
    Title: CEO and Manager

 

  EPQ LLC, LTEST PS
  By: EPIQ Capital Group, LLC its Managing Member
   
     
  By:

/s/ Chad Boeding

    Name: Chad Boeding
    Title: CEO and Manager

 

  EPIQ Capital Group, LLC
   
  By:

/s/ Chad Boeding

    Name: Chad Boeding
    Title: CEO and Manager

  

 
   
  By:

/s/ Chad Boeding

    Name: Chad Boeding

 

 EX-99 2 99.1.htm EX 99.1

Joint Filing Agreement

 

In accordance with Rule 13d-1(k) under the Securities and Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of common stock of the Issuer and further agree that this joint filing agreement be included as an exhibit to this Schedule 13D. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement effective as of February 12, 2021.

 

 

EPQ LLC, LFLU PS

By: EPIQ Capital Group, LLC its Managing Member

 

 

By: /s/ Chad Boeding Name: Chad Boeding Title: CEO and Manager

 

 

EPQ LLC, LCOVD PS

By: EPIQ Capital Group, LLC its Managing Member

 

 

By: /s/ Chad Boeding Name: Chad Boeding Title: CEO and Manager

 

 

EPQ LLC, LCOVD SAFE PS

By: EPIQ Capital Group, LLC its Managing Member

 

 

By: /s/ Chad Boeding Name: Chad Boeding Title: CEO and Manager

 

 

EPQ LLC, LTEST PS

By: EPIQ Capital Group, LLC its Managing Member

 

 

By: /s/ Chad Boeding Name: Chad Boeding Title: CEO and Manager

 

 

EPIQ Capital Group, LLC

 

 

By: /s/ Chad Boeding Name: Chad Boeding Title: CEO and Manager

 

 

By: /s/ Chad Boeding Chad Boedin