0001652362-21-000115.txt : 20210519 0001652362-21-000115.hdr.sgml : 20210519 20210519164134 ACCESSION NUMBER: 0001652362-21-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hummer Brian CENTRAL INDEX KEY: 0001747273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 21940851 MAIL ADDRESS: STREET 1: C/O INFRASTRUCTURE AND ENERGY STREET 2: ALTERNATIVES, INC. 6325 DIGITAL WAY 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_162145688082654.xml FORM 4 X0306 4 2021-05-17 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001747273 Hummer Brian 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 0 1 0 0 EVP, Operations Common Stock, par value $0.0001 per share 2021-05-17 4 A 0 5542 0 A 113667 D Common Stock, par value $0.0001 per share 20896 I Brian K. Hummer Revocable Trust Represents restricted stock units ("RSUs") which will vest in three equal annual installments beginning on the first anniversary of March 26, 2021. Represents 40,934 shares of Common Stock, 37,215 restricted stock units and 35,518 performance stock units that are subject to forfeiture and vesting. In addition to the RSUs described in footnote 1, the Company also granted 8,313 performance-based RSUs that become subject to vesting based upon certain targets. These performance-based RSUs will not be included in the total of column 5 until satisfaction of the performance criteria. /s/ Brian Hummer 2021-05-19