0001652362-20-000090.txt : 20200518 0001652362-20-000090.hdr.sgml : 20200518 20200518210948 ACCESSION NUMBER: 0001652362-20-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoecker Michael CENTRAL INDEX KEY: 0001774594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 20891453 MAIL ADDRESS: STREET 1: C/O INFRASTRUCTURE AND ENERGY ALT. INC., STREET 2: 6325 DIGITAL WAY, SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_158985057108073.xml FORM 4 X0306 4 2020-05-14 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001774594 Stoecker Michael 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 0 1 0 0 Chief Operating Officer Common Stock, par value $0.0001 per share 2020-05-14 4 A 0 48571 0 A 174732 D Represents restricted stock units "RSUs" which will vest in three equal annual installments beginning on the first anniversary of March 26, 2020. Represents 15,000 shares of Common Stock, and 159,732 RSUs that are subject to forfeiture and vesting. In addition to the RSUs described in footnote 1, the Company also granted 72,857 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2020 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 40%, and a maximum of 160%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of March 26, 2020. These restricted stock units will not be included in the total of column 5 until vesting. /s/ Gil Melman, attorney-in-fact 2020-05-18