0001652362-19-000120.txt : 20190605 0001652362-19-000120.hdr.sgml : 20190605 20190605213448 ACCESSION NUMBER: 0001652362-19-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hummer Brian CENTRAL INDEX KEY: 0001747273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 19881404 MAIL ADDRESS: STREET 1: C/O INFRASTRUCTURE AND ENERGY STREET 2: ALTERNATIVES, INC. 6325 DIGITAL WAY 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_155978487378881.xml FORM 4 X0306 4 2019-06-03 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001747273 Hummer Brian 6325 DIGITAL WAY, SUITE 460 INDIANAPOLIS IN 46278 0 1 0 0 Senior Vice President Common Stock, par value $0.0001 per share 2019-06-03 4 A 0 41786 0 A 70996 D Represents restricted stock units ("RSUs") which will vest in three equal annual installments beginning on the first anniversary of June 3, 2019. Represents 2,504 shares of Common Stock, and 68,492 RSUs that are subject to forfeiture and vesting. In addition to the RSUs described in footnote 1, the Company also granted 62,679 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2019 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 60%, and a maximum of 180%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of June 3, 2019. These restricted stock units will not be included in the total of column 5 until vesting. /s/ Brian Hummer 2019-06-05