0001652362-19-000114.txt : 20190605
0001652362-19-000114.hdr.sgml : 20190605
20190605212529
ACCESSION NUMBER: 0001652362-19-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190603
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roehm John Paul
CENTRAL INDEX KEY: 0001732895
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 19881391
MAIL ADDRESS:
STREET 1: 8440 WOODFIELD CROSSING BLVD., SUITE 500
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
wf-form4_155978431487528.xml
FORM 4
X0306
4
2019-06-03
0
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001732895
Roehm John Paul
6325 DIGITAL WAY, SUITE 460
INDIANAPOLIS
IN
46278
1
1
0
0
President and CEO
Common Stock, par value $0.0001 per share
2019-06-03
4
A
0
125714
0
A
219839
D
Represents restricted stock units ("RSUs") which will vest in three equal annual installments beginning on the first anniversary of June 3, 2019.
Represents 9,669 shares of Common Stock, and 210,170 RSUs that are subject to forfeiture and vesting.
In addition to the RSUs described in footnote 1, the Company also granted 188,571 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2019 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 60%, and a maximum of 180%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of June 3, 2019. These restricted stock units will not be included in the total of column 5 until vesting.
/s/ John Paul Roehm
2019-06-05