0001652362-18-000056.txt : 20180918
0001652362-18-000056.hdr.sgml : 20180918
20180918214300
ACCESSION NUMBER: 0001652362-18-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180914
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Bharat
CENTRAL INDEX KEY: 0001747754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 181076903
MAIL ADDRESS:
STREET 1: C/O INFRASTRUCTURE AND ENERGY
STREET 2: ALTERNATIVES, INC. 6325 DIGITAL WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
wf-form4_153732136384675.xml
FORM 4
X0306
4
2018-09-14
0
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001747754
Shah Bharat
6325 DIGITAL WAY, SUITE 460
INDIANAPOLIS
IN
46278
0
1
0
0
Chief Accounting Officer
Common Stock, par value $0.001 per share
2018-09-14
4
A
0
18261
0
A
18261
D
Option to purchase Common Stock, par value $0.001
10.37
2018-09-14
4
A
0
34820
0
A
2028-09-14
Common Stock, par value $0.001 per share
34820.0
34820
D
Represents shares of restricted stock of which half of the shares will vest in four equal annual installments beginning on the first anniversary of March 26, 2018, subject to the reporting person's continued employment. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $12.00 per share for any twenty trading days in a consecutive 30 day trading period. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $14.00 per share for any twenty trading days in a consecutive 30 day trading period.
Represents stock options of which half of the shares will vest in four equal annual installments beginning on the first anniversary of March 26, 2018, subject to the reporting person's continued employment. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $12.00 per share for any twenty trading days in a consecutive 30 day trading period. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $14.00 per share for any twenty trading days in a consecutive 30 day trading period.
/s/ Bharat Shah
2018-09-18