0001652362-18-000050.txt : 20180918 0001652362-18-000050.hdr.sgml : 20180918 20180918213424 ACCESSION NUMBER: 0001652362-18-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Layman Andrew Dean CENTRAL INDEX KEY: 0001732838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 181076895 MAIL ADDRESS: STREET 1: 2647 WATERFRONT PARKWAY EAST DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (765) 828-2580 MAIL ADDRESS: STREET 1: 6325 DIGITAL WAY STREET 2: SUITE 460 CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 4 1 wf-form4_153732084718641.xml FORM 4 X0306 4 2018-09-14 0 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001732838 Layman Andrew Dean 2647 WATERFRONT PARKWAY E. DR. SUITE 100 INDIANAPOLIS IN 46214 0 1 0 0 Chief Financial Officer Common Stock, par value $0.001 per share 2018-09-14 4 A 0 55017 0 A 55017 D Option to purchase Common Stock, par value $0.001 10.37 2018-09-14 4 A 0 104908 0 A 2028-09-14 Common Stock, par value $0.001 per share 104908.0 104908 D Represents shares of restricted stock of which half of the shares will vest in four equal annual installments beginning on the first anniversary of March 26, 2018, subject to the reporting person's continued employment. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $12.00 per share for any twenty trading days in a consecutive 30 day trading period. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $14.00 per share for any twenty trading days in a consecutive 30 day trading period. Represents stock options of which half of the shares will vest in four equal annual installments beginning on the first anniversary of March 26, 2018, subject to the reporting person's continued employment. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $12.00 per share for any twenty trading days in a consecutive 30 day trading period. Twenty-five percent will vest on the later of (i) March 26, 2019 and (ii) the first day upon which closing sale price of the issuer's Common Stock has equaled or exceeded $14.00 per share for any twenty trading days in a consecutive 30 day trading period. /s/ Andrew Dean Layman 2018-09-18