The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALBANY MOLECULAR RESH INC | NOTE 2.250% 11/1 | 012423AB5 | 10,083 | 8,500,000 | PRN | SOLE | 0 | 0 | 8,500,000 | ||
| AMAG PHARMACEUTICALS INC | PUT | 00163U956 | 62 | 207,000 | SH | Put | SOLE | 0 | 0 | 207,000 | |
| AMAG PHARMACEUTICALS INC | NOTE 2.500% 2/1 | 00163UAA4 | 19,597 | 17,250,000 | PRN | SOLE | 0 | 0 | 17,250,000 | ||
| ATLANTIC ALLIANCE PARTNER CO | COM | G04897107 | 3,988 | 379,800 | SH | SOLE | 379,800 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | CALL | 112463904 | 14 | 57,400 | SH | Call | SOLE | 0 | 0 | 57,400 | |
| DHT HOLDINGS INC | DEBT 4.500% 10/0 | 23335SAB2 | 12,240 | 13,450,000 | PRN | SOLE | 0 | 0 | 13,450,000 | ||
| EASTERY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 222 | 370,000 | SH | SOLE | 0 | 0 | 370,000 | ||
| ELECTRUM SPL ACQUISITION CORP | *W EXP 99/99/999 | G3105C112 | 260 | 531,858 | SH | SOLE | 0 | 0 | 531,858 | ||
| GILEAD SCIENCES INC | CALL | 375558903 | 55 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
| GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 138 | 206,110 | SH | SOLE | 0 | 0 | 206,110 | ||
| GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 5,286 | 544,480 | SH | SOLE | 544,480 | 0 | 0 | ||
| HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 163 | 408,510 | SH | SOLE | 0 | 0 | 408,510 | ||
| HILL INTERNATIONAL INC | COM | 431466101 | 887 | 192,402 | SH | SOLE | 192,402 | 0 | 0 | ||
| SHIP FINANCE INTERNATIONAL | PUT | G81075956 | 40 | 200,000 | SH | Put | SOLE | 0 | 0 | 200,000 | |
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 11,532 | 11,636,000 | PRN | SOLE | 0 | 0 | 11,636,000 | ||
| VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 145 | 20,000 | SH | Call | SOLE | 0 | 0 | 20,000 | |
| VECTOR GROUP LTD | NOTE 1.750% 4/1 | 92240MBC1 | 30,416 | 26,606,000 | PRN | SOLE | 0 | 0 | 26,606,000 | ||
| WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 11,468 | 11,000,000 | PRN | SOLE | 0 | 0 | 11,000,000 | ||