0001209191-23-060024.txt : 20231229 0001209191-23-060024.hdr.sgml : 20231229 20231229195138 ACCESSION NUMBER: 0001209191-23-060024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20231229 DATE AS OF CHANGE: 20231229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARNOLD FRANCES CENTRAL INDEX KEY: 0001665419 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 231529159 MAIL ADDRESS: STREET 1: 5200 ILLUMINA WAY CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] ORGANIZATION NAME: 06 Technology IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-29 0 0001652044 Alphabet Inc. GOOG 0001665419 ARNOLD FRANCES C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 1 Class C Capital Stock 2023-12-29 4 S 0 240 140.51 D 14815 D Class C Google Stock Units 1060 D Class C Google Stock Units 1960 D Class C Google Stock Units 2486 D Class C Google Stock Units 300 D Class C Google Stock Units 320 D Includes 6,055 shares of Class C Capital Stock issued upon vesting of Google Stock Units (GSUs) in 2023, the grant of which was previously reported on Form 4s. The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSUs vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates. 1/4th of GSUs vested on January 8, 2021 and an additional 1/48th of the grant vests monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates. Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on February 23, 2023. /s/ Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold 2023-12-29