Compliance Consultant

0001652035-21-000005.txt : 20210811 0001652035-21-000005.hdr.sgml : 20210811 20210811150106 ACCESSION NUMBER: 0001652035-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hayden Royal, LLC CENTRAL INDEX KEY: 0001652035 IRS NUMBER: 471411577 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18991 FILM NUMBER: 211163123 BUSINESS ADDRESS: STREET 1: 2813 COLTSGATE RD., SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-919-0439 MAIL ADDRESS: STREET 1: 2813 COLTSGATE RD., SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes & Atlantic Wealth Management & Advisory Partners, LLC DATE OF NAME CHANGE: 20150831 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001652035 XXXXXXXX 06-30-2021 06-30-2021 Hayden Royal, LLC

2813 COLTSGATE RD., SUITE 200 CHARLOTTE NC 28211

13F HOLDINGS REPORT 028-18991 N Brian Dechow Compliance Consultant 5135275048 Brian Dechow Covington KY 08-11-2021 0 206 181605 false INFORMATION TABLE 2 HR_13F_2Q2021.xml First Trust New Opps MLP & Energy COM 33739M100 92 15489 SH SOLE 0 0 15489 Liberty All-Star Equity SH BEN INT 530158104 137 15105 SH SOLE 0 0 15105 MFS High Yield Municipal Trust SH BEN INT 59318E202 71 15000 SH SOLE 0 0 15000 PIMCO Dynamic Credit and Mortgage Inc COM SHS 72202D106 432 19155 SH SOLE 0 0 19155 Putnam Managed Muni Income COM 746823103 207 23458 SH SOLE 0 0 23458 Putnam Premier Income Trust SH BEN INT 746853100 53 11400 SH SOLE 0 0 11400 Sprott Physical Silver Trust TR UNIT 85207K107 130 14034 SH SOLE 0 0 14034 Adamis Pharmaceuticals Corp COM NEW 00547W208 44 40015 SH SOLE 0 0 40015 Akoustis Technologies Inc COM 00973N102 174 16252 SH SOLE 0 0 16252 ALKURI GLOBAL ACQUISITION CL A ORD COM CL A 66981N103 213 21500 SH SOLE 0 0 21500 Altria Group Inc COM 02209S103 955 19664 SH SOLE 0 0 19664 Apple Inc COM 037833100 9419 68769 SH SOLE 0 0 68769 ARES ACQUISITION CORPORATION REGISTERED SHS -A COM CL A G33032106 400 41000 SH SOLE 0 0 41000 AT&T Inc COM 00206R102 1000 34736 SH SOLE 0 0 34736 Bank of America Corporation COM 060505104 818 19840 SH SOLE 0 0 19840 Bausch Health Companies Inc COM 071734107 1175 40057 SH SOLE 0 0 40057 Capital One Financial Corp COM 14040H105 2309 14924 SH SOLE 0 0 14924 Cisco Systems Inc COM 17275R102 589 11114 SH SOLE 0 0 11114 Coca-Cola Co COM 191216100 890 16313 SH SOLE 0 0 16313 CURIOSITYSTREAM CL A ORD COM CL A 23130Q107 162 11851 SH SOLE 0 0 11851 Diamondback Energy Inc COM 25278X109 2898 30862 SH SOLE 0 0 30862 Enviva Partners LP COM UNIT 29414J107 604 11523 SH SOLE 0 0 11523 Exxon Mobil Corp COM 30231G102 971 15399 SH SOLE 0 0 15399 Ford Motor Co COM 345370860 204 13757 SH SOLE 0 0 13757 Freeport-McMoRan Inc CL B 35671D857 4136 111443 SH SOLE 0 0 111443 General Electric Co COM 369604301 213 15802 SH SOLE 0 0 15802 MercadoLibre Inc COM 58733R102 355 228 SH SOLE 0 0 228 Invesco Ltd SHS G491BT108 1348 50428 SH SOLE 0 0 50428 AutoZone Inc COM 053332102 361 242 SH SOLE 0 0 242 Shopify Inc CL A 82509L107 430 294 SH SOLE 0 0 294 L Brands Inc COM 501797104 4407 61153 SH SOLE 0 0 61153 Equinix Inc COM 29444U700 342 426 SH SOLE 0 0 426 Merck & Co Inc COM 58933Y105 4273 54494 SH SOLE 0 0 54494 Microsoft Corp COM 594918104 3980 14690 SH SOLE 0 0 14690 Amazon.com Inc COM 023135106 1933 562 SH SOLE 0 0 562 Deere & Co COM 244199105 219 620 SH SOLE 0 0 620 Netflix Inc COM 64110L106 342 647 SH SOLE 0 0 647 Alphabet Inc A CAP STK CL C 02079K305 1656 678 SH SOLE 0 0 678 Wix.com Ltd SHS M98068105 213 734 SH SOLE 0 0 734 Nokia Oyj SPONSORED ADR 654902204 182 34209 SH SOLE 0 0 34209 Carvana Co CL A 146869102 230 761 SH SOLE 0 0 761 Nucor Corp COM 670346105 2579 26769 SH SOLE 0 0 26769 Costco Wholesale Corp COM 22160K105 335 848 SH SOLE 0 0 848 Palo Alto Networks Inc COM 697435105 318 856 SH SOLE 0 0 856 Regeneron Pharmaceuticals Inc COM 75886F107 481 862 SH SOLE 0 0 862 Palantir Technologies Inc CL A 69608A108 304 11532 SH SOLE 0 0 11532 Lululemon Athletica Inc COM 550021109 343 940 SH SOLE 0 0 940 UnitedHealth Group Inc COM 91324P102 378 943 SH SOLE 0 0 943 Broadcom Inc Com COM 11135F101 468 981 SH SOLE 0 0 981 Pfizer Inc COM 717081103 2551 65131 SH SOLE 0 0 65131 McDonald's Corp COM 580135101 232 1006 SH SOLE 0 0 1006 Vertex Pharmaceuticals Inc COM 92532F100 206 1023 SH SOLE 0 0 1023 Texas Instruments Inc COM 882508104 202 1048 SH SOLE 0 0 1048 Illumina Inc COM 452327109 523 1106 SH SOLE 0 0 1106 Mastercard Inc A CL A 57636Q104 413 1132 SH SOLE 0 0 1132 3M Co COM 88579Y101 229 1154 SH SOLE 0 0 1154 NVIDIA Corp COM 67066G104 941 1176 SH SOLE 0 0 1176 PayPal Holdings Inc COM 70450Y103 363 1244 SH SOLE 0 0 1244 FedEx Corp COM 31428X106 372 1245 SH SOLE 0 0 1245 Target Corp COM 87612E106 322 1330 SH SOLE 0 0 1330 Nike Inc B CL B 654106103 220 1419 SH SOLE 0 0 1419 CME Group Inc Class A COM 12572Q105 308 1446 SH SOLE 0 0 1446 Union Pacific Corp COM 907818108 332 1508 SH SOLE 0 0 1508 Iqvia Hldgs Inc COM 46266C105 377 1554 SH SOLE 0 0 1554 Okta Inc CL A 679295105 382 1560 SH SOLE 0 0 1560 Medtronic PLC SHS G5960L103 205 1646 SH SOLE 0 0 1646 Zoetis Inc CL A 98978V103 326 1751 SH SOLE 0 0 1751 Square Inc CL A 852234103 448 1838 SH SOLE 0 0 1838 Skyworks Solutions Inc COM 83088M102 374 1953 SH SOLE 0 0 1953 QUALCOMM Inc COM 747525103 284 1986 SH SOLE 0 0 1986 Roku Inc COM CL A 77543R102 913 1988 SH SOLE 0 0 1988 Crown Castle International Corp COM 22822V101 401 2055 SH SOLE 0 0 2055 Salesforce.com Inc COM 79466L302 536 2193 SH SOLE 0 0 2193 International Business Machines Corp COM 459200101 324 2212 SH SOLE 0 0 2212 SIMON PPTY GROUP ACQUISITION HLDGS INC CL A COM CL A 82880R103 161 16500 SH SOLE 0 0 16500 Caterpillar Inc COM 149123101 502 2309 SH SOLE 0 0 2309 Taiwan Semiconductor Manufacturing Co Ltd SPONSORED ADS 874039100 280 2323 SH SOLE 0 0 2323 Lowe's Companies Inc COM 548661107 452 2332 SH SOLE 0 0 2332 United Parcel Service Inc Class B CL B 911312106 498 2396 SH SOLE 0 0 2396 PepsiCo Inc COM 713448108 386 2605 SH SOLE 0 0 2605 Zillow Group Inc CL C CAP STK 98954M200 322 2637 SH SOLE 0 0 2637 Starbucks Corp COM 855244109 302 2705 SH SOLE 0 0 2705 Citigroup Inc COM NEW 172967424 201 2838 SH SOLE 0 0 2838 Berkshire Hathaway Inc B CL B NEW 084670702 820 2951 SH SOLE 0 0 2951 Tapestry Inc COM 876030107 1190 27359 SH SOLE 0 0 27359 Honeywell International Inc COM 438516106 671 3058 SH SOLE 0 0 3058 Newmont Mining Corp COM 651639106 201 3170 SH SOLE 0 0 3170 Gilead Sciences Inc COM 375558103 220 3201 SH SOLE 0 0 3201 The Home Depot Inc COM 437076102 1075 3370 SH SOLE 0 0 3370 Kforce Inc COM 493732101 215 3421 SH SOLE 0 0 3421 Abbott Laboratories COM 002824100 402 3470 SH SOLE 0 0 3470 ASGN Inc COM 00191U102 338 3487 SH SOLE 0 0 3487 Ameren Corp COM 023608102 280 3493 SH SOLE 0 0 3493 Visa Inc Class A COM CL A 92826C839 820 3507 SH SOLE 0 0 3507 Walt Disney Co COM 254687106 639 3633 SH SOLE 0 0 3633 Cigna Corp COM 125523100 886 3736 SH SOLE 0 0 3736 The Trade Desk Inc Com Cl A COM CL A 88339J105 301 3890 SH SOLE 0 0 3890 Boeing Co COM 097023105 947 3952 SH SOLE 0 0 3952 Raytheon Technologies Ord COM 75513E101 339 3978 SH SOLE 0 0 3978 Penn National Gaming Inc COM 707569109 306 4000 SH SOLE 0 0 4000 WHITING PETROLEUM ORD COM NEW 966387508 240 4408 SH SOLE 0 0 4408 Micron Technology Inc COM 595112103 378 4452 SH SOLE 0 0 4452 Truist Finl Corp Com COM 89832Q109 254 4569 SH SOLE 0 0 4569 Dow Inc COM 260557103 306 4831 SH SOLE 0 0 4831 Crispr Therapeutics Agnamen Akt NAMEN AKT H17182108 793 4900 SH SOLE 0 0 4900 Corning Inc COM 219350105 209 5103 SH SOLE 0 0 5103 Rapid7 Inc COM 753422104 524 5535 SH SOLE 0 0 5535 Comcast Corp Class A CL A 20030N101 328 5751 SH SOLE 0 0 5751 eXp World Holdings Inc COM 30212W100 227 5860 SH SOLE 0 0 5860 Verizon Communications Inc COM 92343V104 743 13267 SH SOLE 0 0 13267 US Bancorp COM NEW 902973304 360 6278 SH SOLE 0 0 6278 Viking Therapeutics Inc COM 92686J106 101 16900 SH SOLE 0 0 16900 Village Farms International Inc COM 92707Y108 131 12218 SH SOLE 0 0 12218 JPMorgan Chase & Co COM 46625H100 1001 6433 SH SOLE 0 0 6433 Royal Dutch Shell PLC SPONS ADR A 780259206 268 6623 SH SOLE 0 0 6623 Blackstone Group LP COM 09260D107 644 6634 SH SOLE 0 0 6634 Wal-Mart Stores Inc COM 931142103 2369 16802 SH SOLE 0 0 16802 CVS Health Corp COM 126650100 585 7014 SH SOLE 0 0 7014 Procter & Gamble Co COM 742718109 951 7046 SH SOLE 0 0 7046 Johnson & Johnson COM 478160104 1165 7069 SH SOLE 0 0 7069 DraftKings Inc COM CL A 26142R104 375 7192 SH SOLE 0 0 7192 Virgin Galactic Holdings Inc COM 92766K106 336 7306 SH SOLE 0 0 7306 FRONTIER COMMUNICATIONS PARENT ORD COM 35909D109 200 7585 SH SOLE 0 0 7585 Chevron Corp COM 166764100 862 8229 SH SOLE 0 0 8229 Dropbox Inc CL A 26210C104 252 8325 SH SOLE 0 0 8325 Enterprise Products Partners LP COM 293792107 207 8596 SH SOLE 0 0 8596 Facebook Inc A CL A 30303M102 3026 8703 SH SOLE 0 0 8703 AbbVie Inc COM 00287Y109 993 8817 SH SOLE 0 0 8817 Alibaba Group Holding Ltd ADR SPONSORED ADS 01609W102 2042 9005 SH SOLE 0 0 9005 First Trust Materials AlphaDEX ETF MATERIALS ALPH 33734X168 904 15726 SH SOLE 0 0 15726 First Trust Mid Cap Value AlphaDEX ETF MID CAP VAL FD 33737M201 863 19416 SH SOLE 0 0 19416 First Trust Small Cap Val AlphaDEX ETF SML CAP VAL ALPH 33737M409 3203 62912 SH SOLE 0 0 62912 FT CBOE VEST US EQTY DEEP BUFFER ETF FT CBOE VEST US 33740F680 4604 142998 SH SOLE 0 0 142998 FT CBOE VEST US EQUITY DEEP BUFF ETF CBOE EQT DEP NOV 33740F839 1769 51064 SH SOLE 0 0 51064 iShares Core US REIT ETF CRE U S REIT ETF 464288521 758 12990 SH SOLE 0 0 12990 iShares Gold Trust ISHARES NEW 464285204 1731 51352 SH SOLE 0 0 51352 iShares S&P 500 Growth S&P 500 GRWT ETF 464287309 1588 21837 SH SOLE 0 0 21837 iShares S&P 500 Value S&P 500 VAL ETF 464287408 1535 10400 SH SOLE 0 0 10400 iShares Silver Trust ISHARES 46428Q109 287 11867 SH SOLE 0 0 11867 iShares US Treasury Bond US TREAS BD ETF 46429B267 1015 38172 SH SOLE 0 0 38172 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 596 11754 SH SOLE 0 0 11754 Vanguard Growth ETF GROWTH ETF 922908736 238 830 SH SOLE 0 0 830 Vanguard 500 ETF S&P 500 ETF SHS 922908363 448 1135 SH SOLE 0 0 1135 Invesco S&P 500 Equal Wt Hlth Care ETF S&P500 EQL HLT 46137V332 338 1155 SH SOLE 0 0 1155 iShares iBoxx $ Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 206 1534 SH SOLE 0 0 1534 iShares Russell 2000 Value RUS 2000 VAL ETF 464287630 258 1554 SH SOLE 0 0 1554 iShares Russell 1000 Growth RUS 1000 GRW ETF 464287614 443 1633 SH SOLE 0 0 1633 Vanguard Value ETF VALUE ETF 922908744 227 1651 SH SOLE 0 0 1651 iShares Russell 2000 RUSSELL 2000 ETF 464287655 383 1670 SH SOLE 0 0 1670 iShares Core S&P Mid-Cap CORE S&P MCP ETF 464287507 458 1706 SH SOLE 0 0 1706 SPDR S&P MidCap 400 ETF UTSER1 S&PDCRP 78467Y107 841 1712 SH SOLE 0 0 1712 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 206 1824 SH SOLE 0 0 1824 iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 212 1842 SH SOLE 0 0 1842 Invesco S&P 500 Equal Weight Tech ETF S&P500 EQL TEC 46137V282 571 1970 SH SOLE 0 0 1970 iShares Core S&P 500 CORE S&P500 ETF 464287200 864 2010 SH SOLE 0 0 2010 Select Sector Spdr Trust Shs Ben Int Energy ENERGY 81369Y506 1147 21284 SH SOLE 0 0 21284 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 351 2215 SH SOLE 0 0 2215 First Trust Technology AlphaDEX ETF TECH ALPHADEX 33734X176 276 2220 SH SOLE 0 0 2220 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF BLOMBRG BRC EMRG 78464A391 596 22533 SH SOLE 0 0 22533 SPDR Blmbg BarclaysST HY Bd ETF BLOOMBERG SRT TR 78468R408 1515 54927 SH SOLE 0 0 54927 SPDR Dow Jones Global Real Estate ETF DJ GLB RL ES ETF 78463X749 660 12827 SH SOLE 0 0 12827 SPDR Gold Shares GOLD SHS 78463V107 2404 14514 SH SOLE 0 0 14514 SPDR Port S&P 1500 Comps Stk Mkt ETF PORTFOLI S&P1500 78464A805 1120 21135 SH SOLE 0 0 21135 SPDR Portfolio Aggregate Bond ETF PORTFOLIO AGRGTE 78464A649 11810 393551 SH SOLE 0 0 393551 SPDR Portfolio Developed Wld ex-US ETF PORTFOLIO DEVLPD 78463X889 2793 75911 SH SOLE 0 0 75911 SPDR Portfolio Interm Term Corp Bd ETF PORTFOLIO INTRMD 78464A375 892 24294 SH SOLE 0 0 24294 SPDR Portfolio S&P 500 ETF PORTFOLIO S&P500 78464A854 5987 118958 SH SOLE 0 0 118958 SPDR Portfolio S&P 600 Sm Cap ETF PORTFOLIO S&P600 78468R853 1342 30548 SH SOLE 0 0 30548 SPDR Portfolio Short Term Treasury ETF PORTFOLIO SH TSR 78468R101 395 12883 SH SOLE 0 0 12883 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 2782 89338 SH SOLE 0 0 89338 SPDR S&P 500 ETF TR UNIT 78462F103 5115 11912 SH SOLE 0 0 11912 SPDR S&P Emerging Markets ETF PORTFOLIO EMG MK 78463X509 1194 26233 SH SOLE 0 0 26233 SPDR S&P International Small Cap ETF S&P INTL SMLCP 78463X871 421 10888 SH SOLE 0 0 10888 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 228 2655 SH SOLE 0 0 2655 iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 241 2792 SH SOLE 0 0 2792 iShares TIPS Bond TIPS BD ETF 464287176 373 2916 SH SOLE 0 0 2916 iShares ESG Aware MSCI USA ETF ESG AWR MSCI USA 46435G425 292 2961 SH SOLE 0 0 2961 iShares Core US Aggregate Bond CORE US AGGBD ET 464287226 350 3037 SH SOLE 0 0 3037 Ishares Tr Intrm Tr Crp Etf ISHS 5-10YR INVT 464288638 203 3358 SH SOLE 0 0 3358 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 261 3548 SH SOLE 0 0 3548 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 292 3552 SH SOLE 0 0 3552 iShares S&P Mid-Cap 400 Value ETF S&P MC 400VL ETF 464287705 390 3706 SH SOLE 0 0 3706 Vanguard Mid-Cap ETF MID CAP ETF 922908629 893 3761 SH SOLE 0 0 3761 Vanguard Total International Bond ETF INTL BD IDX ETF 92203J407 236 4140 SH SOLE 0 0 4140 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 318 4245 SH SOLE 0 0 4245 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 237 4362 SH SOLE 0 0 4362 iShares Core S&P Small-Cap CORE S&P SCP ETF 464287804 520 4600 SH SOLE 0 0 4600 iShares MSCI EAFE Value EAFE VALUE ETF 464288877 255 4924 SH SOLE 0 0 4924 iShares Core MSCI Total Intl Stk ETF CORE MSCI TOTAL 46432F834 374 5105 SH SOLE 0 0 5105 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 262 5147 SH SOLE 0 0 5147 iShares Core International Aggt Bd ETF CORE INTL AGGR 46435G672 310 5633 SH SOLE 0 0 5633 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 895 10817 SH SOLE 0 0 10817 SPDR Portfolio Long Term Treasury ETF PORTFOLIO LN TSR 78464A664 250 6065 SH SOLE 0 0 6065 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 316 6129 SH SOLE 0 0 6129 Franklin Liberty Short Dur US Govt ETF LIBERTY SHRT ETF 353506108 597 6283 SH SOLE 0 0 6283 First Trust Morningstar Div Leaders ETF SHS 336917109 211 6373 SH SOLE 0 0 6373 ProShares Ultra S&P500 PSHS ULT S&P 500 74347R107 766 6422 SH SOLE 0 0 6422 iShares Core Total USD Bond Market ETF CORE TOTAL USD 46434V613 364 6798 SH SOLE 0 0 6798 United States Oil UNITS 91232N207 353 7077 SH SOLE 0 0 7077 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 493 7353 SH SOLE 0 0 7353 iShares Core S&P Total US Stock Mkt ETF CORE S&P TTL STK 464287150 829 8397 SH SOLE 0 0 8397 iShares S&P Small-Cap 600 Growth ETF S&P SML 600 GWT 464287887 1209 9112 SH SOLE 0 0 9112 ARK Innovation ETF INNOVATION ETF 00214Q104 1232 9424 SH SOLE 0 0 9424 Invesco QQQ Trust UNIT SER 1 46090E103 3364 9480 SH SOLE 0 0 9480 iShares S&P Small-Cap 600 Value ETF SP SMCP600VL ETF 464287879 1051 9965 SH SOLE 0 0 9965 ORIGIN MATERIALS EQY WARRANT *W EXP 06/24/202 A 68622D114 113 58000 SH SOLE 0 0 58000