The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Co Common Stock 88579Y101 219 1,255 SH   SOLE   0 0 1,255
Abbott Laboratories Common Stock 002824100 376 3,438 SH   SOLE   0 0 3,438
AbbVie Inc Closed End Funds 00287Y109 887 8,280 SH   SOLE   0 0 8,280
Acap Strategic Fund Closed End Funds 000843102 1,167 43,002 SH   SOLE   0 0 43,002
ACAP Strategic W Common Stock 000843201 4,806 240,203 SH   SOLE   0 0 240,203
Achieve Life Science Inc Common Stock 004468500 181 22,340 SH   SOLE   0 0 22,340
Adamis Pharmaceuticals Corp Common Stock 00547W208 13 26,000 SH   SOLE   0 0 26,000
Akre Focus Instl Common Stock 742935125 897 16,285 SH   SOLE   0 0 16,285
Alhambra Calif City Elem Sch D 09/01/22 Puts 015896AY9 45 45,000 SH   SOLE   0 0 45,000
Alibaba Group Holding Ltd ADR Common Stock 01609W102 2,211 9,500 SH Put SOLE   0 0 9,500
Align Technology Inc Common Stock 016255101 1,894 3,544 SH   SOLE   0 0 3,544
Alphabet Inc C Common Stock 02079K107 203 116 SH   SOLE   0 0 116
Altimmune Inc Common Stock 02155H200 501 44,383 SH   SOLE   0 0 44,383
Altria Group Inc Common Stock 02209S103 859 20,530 SH   SOLE   0 0 20,530
Am Ex Bk 3.000 06/07/21 Common Stock 02589AAC6 23 23,000 SH   SOLE   0 0 23,000
Amazon.com Inc Common Stock 023135106 1,557 478 SH   SOLE   0 0 478
American Funds US Government Sec F2 Common Stock 026300822 1,554 107,934 SH   SOLE   0 0 107,934
American Funds Washington Mutual F2 Common Stock 939330825 5,871 117,192 SH   SOLE   0 0 117,192
AMG River Road Focused Absolute Value I Common Stock 00171A605 148 11,242 SH   SOLE   0 0 11,242
AMG River Road Small Cap Value I Common Stock 00171A852 257 18,834 SH   SOLE   0 0 18,834
Apple Inc Common Stock 037833100 9,517 71,720 SH   SOLE   0 0 71,720
AQR Large Cap Defensive Style I Common Stock 00203H719 529 19,891 SH   SOLE   0 0 19,891
Arizona St Transn Brd Hwy Rev 5.000 07/01/21 Common Stock 040654UL7 10 10,000 SH   SOLE   0 0 10,000
ASGN Inc Common Stock 00191U102 269 3,222 SH   SOLE   0 0 3,222
Assured Grnty US 7.000 06/01/34 Common Stock 04621WAA8 122 90,000 SH   SOLE   0 0 90,000
AT&T 6.800 05/15/36 Common Stock 00206RAB8 43 31,000 SH   SOLE   0 0 31,000
AT&T Inc Common Stock 00206R102 1,061 36,907 SH   SOLE   0 0 36,907
Atlanta Ga Arpt Passenger Fac 5.000 01/01/25 '24 Common Stock 04780TCP7 29 25,000 SH   SOLE   0 0 25,000
AutoZone Inc Common Stock 053332102 283 239 SH   SOLE   0 0 239
BA MORTGAGE SECURITIES INCORPORATED 062 A18 Sr Seq Fix Common Stock 05950GAT0 1 10,000 SH   SOLE   0 0 10,000
BA MORTGAGE SECURITIES INCORPORATED 063 1A9 Sr PAC Fix Common Stock 05950LAJ1 9 120,000 SH   SOLE   0 0 120,000
BA MORTGAGE SECURITIES INCORPORATED 071 1A5 Sr Seq Fix Common Stock 05952HAE9 3 20,000 SH   SOLE   0 0 20,000
BA MORTGAGE SECURITIES INCORPORATED 073 1A1 Fix Closed End Funds 05954CAA6 1 22,000 SH   SOLE   0 0 22,000
Baillie Gifford International Growth I Common Stock 056823412 273 12,709 SH   SOLE   0 0 12,709
Baird Aggregate Bond Inst Common Stock 057071854 903 76,737 SH   SOLE   0 0 76,737
Baird Core Plus Bond Inst Common Stock 057071870 222 18,219 SH   SOLE   0 0 18,219
Baird Short-Term Municipal Bond Instl Common Stock 057071631 379 36,340 SH   SOLE   0 0 36,340
Baker Hughes H 4.080 12/15/47 '47 Common Stock 05723KAF7 113 100,000 SH   SOLE   0 0 100,000
Baltimore Md Rev 4.000 07/01/35 '27 Common Stock 059231K58 12 10,000 SH   SOLE   0 0 10,000
BANC OF AMERICA FUNDING CORPORATION 056 1A9 Sr Seq Fix Common Stock 05946XM91 5 13,000 SH   SOLE   0 0 13,000
BANC OF AMERICA FUNDING CORPORATION 064 A14 Sr Seq Fix Common Stock 05950FAP0 2 11,000 SH   SOLE   0 0 11,000
BANC OF AMERICA FUNDING CORPORATION 064 A15 Sr Seq Fix Common Stock 05950FAQ8 7 41,000 SH   SOLE   0 0 41,000
BANC OF AMERICA FUNDING CORPORATION 065 1A9 Sr Seq Fix Common Stock 05950NAJ7 3 20,000 SH   SOLE   0 0 20,000
BANC OF AMERICA FUNDING CORPORATION 066 1A2 Sr Supp AccDirect Common Stock 05950RAB5 2 171,000 SH   SOLE   0 0 171,000
BANC OF AMERICA FUNDING CORPORATION 072B 1A7 Seq Fix Common Stock 05951GAV4 2 36,000 SH   SOLE   0 0 36,000
BANC OF AMERICA FUNDING CORPORATION 075 CA4 Fix Cmpnt Common Stock 059523BH2 7 34,000 SH   SOLE   0 0 34,000
BANC OF AMERICA FUNDING CORPORATION 078 2A1 Fix Common Stock 05953LAD1 7 68,000 SH   SOLE   0 0 68,000
BANCORPSOUTH BANK SER A NON CUML PERPTL PFD 5.5 Common Stock 05971J201 921 34,652 SH   SOLE   0 0 34,652
BANK OF AMERICA ALTERNATIVE LOAN TRUST 055 3C1 Sr Fix Common Stock 05948KB40 1 20,000 SH   SOLE   0 0 20,000
BANK OF AMERICA ALTERNATIVE LOAN TRUST 059 1C3 Sr Seq Fix Common Stock 05948KM97 1 14,000 SH   SOLE   0 0 14,000
Barclays Bnk PLC 03/28/23 MTN Common Stock 06744CY62 13 10,000 SH   SOLE   0 0 10,000
BEAR STEARNS ASSET BACKED SECURITIES INC 06AC1B 212 Sr Fix Closed End Funds 07387UCU3 1 26,000 SH   SOLE   0 0 26,000
BlackRock California Muni Opps Instl Common Stock 09252Y606 238 18,702 SH   SOLE   0 0 18,702
BlackRock Global Allocation Instl Common Stock 09251T509 690 31,805 SH   SOLE   0 0 31,805
BlackRock Low Duration Bond Instl Common Stock 09260B465 98 10,031 SH   SOLE   0 0 10,031
BlackRock Multi-Asset Income Instl Common Stock 09256H336 778 69,293 SH   SOLE   0 0 69,293
BlackRock Strategic Muni Opps Instl Common Stock 09253E609 502 43,312 SH   SOLE   0 0 43,312
BlackRock Total Return Instl Common Stock 09252M883 250 20,422 SH   SOLE   0 0 20,422
Blackstone Group LP Common Stock 09260D107 299 4,615 SH   SOLE   0 0 4,615
Bluerock Total Income Real Estate Fund Class I Common Stock 09630D407 577 19,352 SH   SOLE   0 0 19,352
Boeing Co Common Stock 097023105 835 3,901 SH   SOLE   0 0 3,901
BofAML 1.319 06/19/26 '25 MTN Common Stock 06051GJD2 10 10,000 SH   SOLE   0 0 10,000
BofAML 3.072 05/27/31 '21 MTN Common Stock 06048WGC8 18 20,000 SH   SOLE   0 0 20,000
BofAML 4.150 08/15/40 MTN Common Stock 06050WHG3 229 197,000 SH   SOLE   0 0 197,000
BofAML 4.250 07/15/39 MTN Common Stock 06050WHD0 12 10,000 SH   SOLE   0 0 10,000
BofAML 5.096 07/11/33 FRN MTN Common Stock 06048WNZ9 10 10,000 SH   SOLE   0 0 10,000
Brighthouse 3.700 06/22/27 '27 Common Stock 10922NAC7 163 150,000 SH   SOLE   0 0 150,000
Brighthouse 4.700 06/22/47 '46 Common Stock 10922NAF0 16 15,000 SH   SOLE   0 0 15,000
Brookfield Asset 7.375 03/01/33 Common Stock 10549PAG6 21 15,000 SH   SOLE   0 0 15,000
Brooks Cnty Tex Indpt Sch Dist 4.625 08/15/36 '21 Common Stock 114385EW3 26 25,000 SH   SOLE   0 0 25,000
Broward Cnty Fla Sch Brd Ctfs 4.250 07/01/22 '21 Common Stock 115065WB6 10 10,000 SH   SOLE   0 0 10,000
Broward Cnty Fla Sch Brd Ctfs 5.000 07/01/28 '25 Common Stock 115065XR0 12 10,000 SH   SOLE   0 0 10,000
Brown Advisory BeutelGoodmanLg-CpValInst Common Stock 115233421 443 35,578 SH   SOLE   0 0 35,578
Brown Advisory Growth Equity Inst Common Stock 115233702 1,021 30,738 SH   SOLE   0 0 30,738
Cabrillo Calif Cmnty College 08/01/28 Common Stock 127109LB0 28 30,000 SH   SOLE   0 0 30,000
California St 5.000 03/01/26 '25 Common Stock 13063CQT0 12 10,000 SH   SOLE   0 0 10,000
California St 5.000 08/01/26 '25 Common Stock 13063CUT5 12 10,000 SH   SOLE   0 0 10,000
California St 5.000 09/01/25 '22 Common Stock 13063BL59 11 10,000 SH   SOLE   0 0 10,000
California St 5.250 10/01/23 '21 Common Stock 13063BQE5 21 20,000 SH   SOLE   0 0 20,000
California St Dept Wtr Res 5.000 12/01/22 Common Stock 13067WLQ3 27 25,000 SH   SOLE   0 0 25,000
California St Pub Wks Brd 5.000 04/01/22 Common Stock 1306852V1 11 10,000 SH   SOLE   0 0 10,000
CARTER MULTIFAMILY GROWTH & INCOME FUND LLC CLASS CM1A NSA BUY TRADE 100 @1000 Closed End Funds 14699T103 250 250 SH   SOLE   0 0 250
Caterpillar Inc Common Stock 149123101 433 2,377 SH   SOLE   0 0 2,377
CHASE MORTGAGE FINANCE CORPORATION 06S3 1A6 Sr AccDirect Fix Common Stock 16162XAF4 7 58,000 SH   SOLE   0 0 58,000
Chevron Corp Common Stock 166764100 777 9,200 SH   SOLE   0 0 9,200
CHS Com Hlth Sys 6.875 02/01/22 '21 Common Stock 12543DAV2 87 85,000 SH   SOLE   0 0 85,000
Cigna Corp Common Stock 125523100 778 3,739 SH   SOLE   0 0 3,739
Cisco Systems Inc Common Stock 17275R102 463 10,350 SH   SOLE   0 0 10,350
Citigroup 4.356 01/29/34 '21 MTN Common Stock 1730T0E96 18 20,000 SH   SOLE   0 0 20,000
CITIMORTGAGE ALTERNATIVE LOAN TRUST 07A1 1A1 Sr Seq Fix Common Stock 12566QAA1 1 10,000 SH   SOLE   0 0 10,000
CITIMORTGAGE ALTERNATIVE LOAN TRUST 07A2 1A5 Fix Common Stock 12566UAE4 4 36,000 SH   SOLE   0 0 36,000
CITIMORTGAGE ALTERNATIVE LOAN TRUST 07A5 IA5 Sr Fix Common Stock 12566WAE0 16 89,000 SH   SOLE   0 0 89,000
Clarkston Partners Institutional Common Stock 02110A688 333 22,393 SH   SOLE   0 0 22,393
ClearBridge Dividend Strategy I Common Stock 52469H594 483 17,405 SH   SOLE   0 0 17,405
Clovis Calif Uni Sch Dist 08/01/27 Common Stock 189342G36 57 60,000 SH   SOLE   0 0 60,000
CME Group Inc Class A Common Stock 12572Q105 206 1,117 SH   SOLE   0 0 1,117
CNH EQUIPMENT TRUST 17C A3 Sr Seq Fix Common Stock 18978CAC7 3 10,000 SH   SOLE   0 0 10,000
Coca-Cola Co Common Stock 191216100 920 16,775 SH   SOLE   0 0 16,775
Colorado St Ctfs Partn 6.250 09/15/29 Common Stock 196711LY9 20 15,000 SH   SOLE   0 0 15,000
Columbia Tax-Exempt Inst Common Stock 19765L629 192 14,061 SH   SOLE   0 0 14,061
Columbia Total Return Bond Inst Common Stock 19765N468 204 5,286 SH   SOLE   0 0 5,286
Columbus Cnty N C Ltd Oblig 3.750 06/01/40 '25 Common Stock 199049AS6 59 55,000 SH   SOLE   0 0 55,000
Comcast Corp Class A Common Stock 20030N101 327 6,233 SH   SOLE   0 0 6,233
Comenity Bk 3.050 09/28/21 Common Stock 20033AG83 20 20,000 SH   SOLE   0 0 20,000
Com-Guard.com Inc Common Stock 199751108 0 50,000 SH   SOLE   0 0 50,000
Costco Wholesale Corp Common Stock 22160K105 303 804 SH   SOLE   0 0 804
COUNTRYWIDE HOME LOANS INC 0515 A7 Sr Fix Common Stock 12669GR37 1 12,000 SH   SOLE   0 0 12,000
COUNTRYWIDE HOME LOANS INC 0516 A6 Sr Supp Fix Common Stock 12669G2Y6 2 14,000 SH   SOLE   0 0 14,000
COUNTRYWIDE HOME LOANS INC 0521 A8 Sr Supp Fix Common Stock 126694CL0 5 25,000 SH   SOLE   0 0 25,000
COUNTRYWIDE HOME LOANS INC 06J2 1A3 Sr Supp Fix Common Stock 126694H35 0 30,000 SH   SOLE   0 0 30,000
COUNTRYWIDE HOME LOANS INC 06J4 A4 Sr Fix Common Stock 12669YAD4 2 18,000 SH   SOLE   0 0 18,000
COUNTRYWIDE HOME LOANS INC 072 A3 Sr Fix Common Stock 12544CAC5 2 11,000 SH   SOLE   0 0 11,000
COUNTRYWIDE HOME LOANS INC 074 1A2 Sr Fix Common Stock 12544RAB4 3 20,000 SH   SOLE   0 0 20,000
CREDIT SUISSE FIRST BOSTON CORPORATION 0510 103 PAC Fix Common Stock 225470FM0 2 30,000 SH   SOLE   0 0 30,000
CREDIT SUISSE FIRST BOSTON CORPORATION 0510 5A3 Sr TAC AccDirect Common Stock 225470EE9 3 13,000 SH   SOLE   0 0 13,000
CREDIT SUISSE FIRST BOSTON CORPORATION 0511 1A1 Sr Fix Common Stock 2254W0NE1 3 30,000 SH   SOLE   0 0 30,000
CREDIT SUISSE FIRST BOSTON CORPORATION 0511 6A1 Sr Supp Fix Common Stock 2254W0NU5 4 55,000 SH   SOLE   0 0 55,000
CREDIT SUISSE FIRST BOSTON CORPORATION 058 3A1 Sr Supp Fix Common Stock 225458X60 1 21,000 SH   SOLE   0 0 21,000
CREDIT SUISSE FIRST BOSTON CORPORATION 058 7A1 Sr Fix Common Stock 2254582H0 4 54,000 SH   SOLE   0 0 54,000
CREDIT SUISSE FIRST BOSTON CORPORATION 058 9A8 Sr Fix Common Stock 2254582S6 4 25,000 SH   SOLE   0 0 25,000
CREDIT SUISSE FIRST BOSTON CORPORATION 059 3A1 Sr Fix Common Stock 2254585T1 37 464,000 SH   SOLE   0 0 464,000
CSMC MORTGAGE BACKED TRUST 061 3A8 Sr Supp Fix Common Stock 225470UY7 0 20,000 SH   SOLE   0 0 20,000
CSMC MORTGAGE BACKED TRUST 062 5A6 PAC Fix Common Stock 225470ZC0 7 88,000 SH   SOLE   0 0 88,000
CSMC MORTGAGE BACKED TRUST 063A 5A1 Sr Seq Fix Common Stock 225470Q48 10 54,000 SH   SOLE   0 0 54,000
Cuyahoga Cnty Ohio 4.000 12/01/30 '30 Common Stock 23223PFW2 19 15,000 SH   SOLE   0 0 15,000
CVS Health Corp Common Stock 126650100 422 6,175 SH   SOLE   0 0 6,175
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0512R A3 Sr Fix Common Stock 12667GAR4 22 22,000 SH   SOLE   0 0 22,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 051CB 2A5 Sr Fix Common Stock 12667F2U8 3 14,000 SH   SOLE   0 0 14,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0521CB A3 Sr Seq Fix Common Stock 12667GKC6 4 68,000 SH   SOLE   0 0 68,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0553T2 2A4 Sr TAC Fix Common Stock 12668AKS3 12 50,000 SH   SOLE   0 0 50,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0554CB 111 PAC Fix Common Stock 12668APD1 3 20,000 SH   SOLE   0 0 20,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0557CB 4A3 Fix Common Stock 12668AYS8 1 20,000 SH   SOLE   0 0 20,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0564CB 1A1 Sr Seq Fix Common Stock 12668AZL2 2 60,000 SH   SOLE   0 0 60,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0573CB 1A7 Sr Fix Common Stock 12668AU45 1 25,000 SH   SOLE   0 0 25,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0577T1 2A3 Fix Common Stock 12668BCM3 9 47,000 SH   SOLE   0 0 47,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0579CB A5 Sr Fix Common Stock 12668BAE3 1 32,000 SH   SOLE   0 0 32,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0585CB 2A2 Sr AccDirect Common Stock 12668BEG4 7 173,000 SH   SOLE   0 0 173,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0586CB A5 Sr Supp Fix Common Stock 12668BFE8 4 31,000 SH   SOLE   0 0 31,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 059CB 2A1 Fix Common Stock 12667GEQ2 4 39,000 SH   SOLE   0 0 39,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 05J10 A15 Sr PAC Fix Common Stock 12668ABM6 3 94,000 SH   SOLE   0 0 94,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 05J11 1A3 Sr Fix Common Stock 12668AJB2 0 25,000 SH   SOLE   0 0 25,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 05J11 2A1 Fix Common Stock 12668AJP1 7 62,000 SH   SOLE   0 0 62,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0613T1 A18 Sr Fix Common Stock 12668BZU0 9 44,000 SH   SOLE   0 0 44,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0619CB A15 PAC Fix Common Stock 02147QAQ5 4 55,000 SH   SOLE   0 0 55,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0619CB A6 Sr Fix Common Stock 02147QAF9 3 15,000 SH   SOLE   0 0 15,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0624CB A12 Sr Fix Common Stock 02146TAM9 7 39,000 SH   SOLE   0 0 39,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0632CB A21 Fix Common Stock 02147XAW7 12 55,000 SH   SOLE   0 0 55,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0636T2 2A4 Fix Common Stock 02146XAV0 7 31,000 SH   SOLE   0 0 31,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0641CB 2A3 Sr Seq Fix Common Stock 02149CAT8 2 10,000 SH   SOLE   0 0 10,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0646 A4 PAC Fix Common Stock 02147JAD0 4 60,000 SH   SOLE   0 0 60,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 064CB 2A3 PAC Fix Common Stock 12668BPX5 1 31,000 SH   SOLE   0 0 31,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 067CB 1A6 Fix Common Stock 12668BXX6 10 96,000 SH   SOLE   0 0 96,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 06J2 A3 Sr Fix Common Stock 12668BTF0 3 62,000 SH   SOLE   0 0 62,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 06J3 1A4 Sr Seq Fix Common Stock 021469AD3 2 11,000 SH   SOLE   0 0 11,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 06J4 2A5 Sr Supp Fix Common Stock 23242WAM1 2 10,000 SH   SOLE   0 0 10,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0712T1 A1 Sr Fix Common Stock 02150LAA5 5 38,000 SH   SOLE   0 0 38,000
CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0725 2A1 Fix Common Stock 02151UAE6 0 18,000 SH   SOLE   0 0 18,000
Dallas Tex Wtrwks & Swr Sys 5.000 10/01/25 '21 Closed End Funds 23542JBZ7 21 20,000 SH   SOLE   0 0 20,000
Del Norte Cnty Calif Uni Sch 5.250 08/01/38 '21 Common Stock 245278CC8 16 15,000 SH   SOLE   0 0 15,000
Delaware Limited-Term Diversified Inc I Common Stock 245912506 218 25,746 SH   SOLE   0 0 25,746
Delaware Smid Cap Growth Instl Common Stock 245906201 391 6,062 SH   SOLE   0 0 6,062
Delaware Tax-Free USA Instl Common Stock 24610H104 138 11,182 SH   SOLE   0 0 11,182
DEUTSCHE ALT-A SECURITIES, INC 056 1A3 Sr Fix Common Stock 251510JY0 2 22,000 SH   SOLE   0 0 22,000
DFA Global Equity I Common Stock 25434D674 218 7,943 SH   SOLE   0 0 7,943
DFA Global Real Estate Securities Port Common Stock 23320G554 526 48,924 SH   SOLE   0 0 48,924
DFA Intermediate Govt Fixed-Income I Common Stock 233203876 2,517 188,003 SH   SOLE   0 0 188,003
DFA US Core Equity 2 I Common Stock 233203397 14,325 531,133 SH   SOLE   0 0 531,133
Discover Bank 3.300 07/18/23 Common Stock 254673RN8 22 20,000 SH   SOLE   0 0 20,000
Discover Fincl 4.000 05/15/23 '20 MTN Common Stock 25472CEC9 10 10,000 SH   SOLE   0 0 10,000
District Columbia Rev 5.250 12/01/24 '21 Common Stock 25483VCM4 25 25,000 SH   SOLE   0 0 25,000
Dodge & Cox Balanced Common Stock 256201104 337 3,311 SH   SOLE   0 0 3,311
Dodge & Cox Income Exchange Traded Fund 256210105 3,459 236,122 SH   SOLE   0 0 236,122
Dodge & Cox Stock Exchange Traded Fund 256219106 307 1,593 SH   SOLE   0 0 1,593
DoubleLine Flexible Income I Exchange Traded Fund 258620798 225 23,383 SH   SOLE   0 0 23,383
DoubleLine Total Return Bond I Exchange Traded Fund 258620103 162 15,115 SH   SOLE   0 0 15,115
Dow Chem 4.250 08/15/49 '21 MTN Exchange Traded Fund 26054LJ87 203 200,000 SH   SOLE   0 0 200,000
Dow Inc Exchange Traded Fund 260557103 284 5,123 SH   SOLE   0 0 5,123
East Carolina Univ N C Univ Re 4.125 10/01/36 '23 Exchange Traded Fund 271371VG8 43 40,000 SH   SOLE   0 0 40,000
Eaton Vance Floating Rate I Common Stock 277911491 1,287 147,105 SH   SOLE   0 0 147,105
Enviva Partners LP Exchange Traded Fund 29414J107 584 12,852 SH   SOLE   0 0 12,852
Exxon Mobil Corp Common Stock 30231G102 686 16,645 SH   SOLE   0 0 16,645
Facebook Inc A Exchange Traded Fund 30303M102 2,387 8,740 SH   SOLE   0 0 8,740
Fannie Mae 1.875 09/24/26 Common Stock 3135G0Q22 13 12,000 SH   SOLE   0 0 12,000
Fannie Mae FNCI AL9421 4.000 03/01/31 Common Stock 3138ERPF1 9 27,000 SH   SOLE   0 0 27,000
Fannie Mae FNCN MA3097 3.500 08/01/27 Closed End Funds 31418CNP5 4 10,000 SH   SOLE   0 0 10,000
FEDERAL HOME LOAN MORTGAGE CORPORATION K037 A2 Fix Common Stock 3137B7YY9 14 13,000 SH   SOLE   0 0 13,000
FEDERAL NATIONAL MORTGAGE ASSOCIATION 9870C HB Seq Fix Exchange Traded Fund 31359VAY9 1 28,000 SH   SOLE   0 0 28,000
Federated Hermes Short-Term Income IS Common Stock 31420C787 239 27,396 SH   SOLE   0 0 27,396
Fidelity Contrafund Common Stock 316071109 370 22,071 SH   SOLE   0 0 22,071
Fidelity Inv MM Fds Government Instl Common Stock 31607A703 303 302,682 SH   SOLE   0 0 302,682
Fidelity Inv MM Fds Money Market Instl Common Stock 31607A109 344 343,998 SH   SOLE   0 0 343,998
Fidelity Long-Term Trs Bd Index Common Stock 31635V232 282 17,668 SH   SOLE   0 0 17,668
First Eagle Overseas I Common Stock 32008F200 320 12,254 SH   SOLE   0 0 12,254
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 05FA11 13A Seq Fix Common Stock 32051GL52 5 32,000 SH   SOLE   0 0 32,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 05FA11 1A5 Sr Seq Fix Common Stock 32051GL94 1 47,000 SH   SOLE   0 0 47,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 06FA3 A12 Sr Seq Fix Common Stock 32051HAM5 4 36,000 SH   SOLE   0 0 36,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 06FA3 A6 Seq Fix Common Stock 32051HAF0 6 125,000 SH   SOLE   0 0 125,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 06FA6 2A1 Sr PAC Fix Common Stock 32052FAH9 1 44,000 SH   SOLE   0 0 44,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 06FA6 2A4 AccDirect Fix Common Stock 32052FAL0 4 87,000 SH   SOLE   0 0 87,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 06RE1 A1 Sr Fix Common Stock 32051RAA9 1 11,000 SH   SOLE   0 0 11,000
FIRST HORIZON ALTERNATIVE MORTGAGE SECUR 07FA3 A7 Fix Common Stock 32053GAG8 4 55,000 SH   SOLE   0 0 55,000
FIRST HORIZON MORTGAGE PASS-THROUGH TRUS 064 A17 Sr Lottery Fix Common Stock 32052UAS2 2 11,000 SH   SOLE   0 0 11,000
First Trust Dorsey Wright Focus 5 ETF Common Stock 33738R605 617 15,249 SH   SOLE   0 0 15,249
First Trust Large Cap Gr AlphaDEX ETF Common Stock 33735K108 723 7,481 SH   SOLE   0 0 7,481
First Trust Materials AlphaDEX ETF Common Stock 33734X168 737 15,319 SH   SOLE   0 0 15,319
First Trust Mid Cap Growth AlphaDEX ETF Common Stock 33737M102 1,131 17,305 SH   SOLE   0 0 17,305
First Trust New Opps MLP & Energy Common Stock 33739M100 66 15,466 SH   SOLE   0 0 15,466
First Trust Technology AlphaDEX ETF Common Stock 33734X176 304 2,716 SH   SOLE   0 0 2,716
Franklin Income Adv Exchange Traded Fund 353496847 831 364,260 SH   SOLE   0 0 364,260
Franklin Mutual Global Discovery Z Common Stock 628380404 279 9,685 SH   SOLE   0 0 9,685
Franklin Mutual Shares Z Common Stock 628380107 365 14,398 SH   SOLE   0 0 14,398
Franklin Rising Dividends Adv Common Stock 353825805 335 4,176 SH   SOLE   0 0 4,176
Franklin Small Cap Value Adv Common Stock 355148503 1,268 23,742 SH   SOLE   0 0 23,742
Franklin Total Return Adv Exchange Traded Fund 353612849 278 26,834 SH   SOLE   0 0 26,834
Franklin US Government Secs Adv Exchange Traded Fund 353496821 109 17,859 SH   SOLE   0 0 17,859
Freddie Mac FGCI G15227 3.500 12/01/29 Exchange Traded Fund 3128MEA43 5 15,000 SH   SOLE   0 0 15,000
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King Cnty Wash Sch Dist No 411 4.000 12/01/26 '22 Common Stock 495224W45 21 20,000 SH   SOLE   0 0 20,000
L3Harris Technologies Inc Common Stock 502431109 240 1,272 SH   SOLE   0 0 1,272
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RESIDENTIAL ACCREDIT LOANS INCORPORATED 06QS14 A1 Sr Fix Common Stock 74922GAA2 2 22,000 SH   SOLE   0 0 22,000
RESIDENTIAL ACCREDIT LOANS INCORPORATED 06QS14 A18 Sr Fix Common Stock 74922GAT1 3 16,000 SH   SOLE   0 0 16,000
RESIDENTIAL ACCREDIT LOANS INCORPORATED 06QS4 A2 Sr PAC Fix Common Stock 749228AB8 14 153,000 SH   SOLE   0 0 153,000
RESIDENTIAL ACCREDIT LOANS INCORPORATED 06QS6 113 Fix Common Stock 74922EAN9 7 93,000 SH   SOLE   0 0 93,000
RESIDENTIAL ASSET SECURITIZATION TRUST ( 06A1 1A8 Sr Fix Common Stock 45660L6Q7 13 51,000 SH   SOLE   0 0 51,000
RESIDENTIAL ASSET SECURITIZATION TRUST ( 06A14 1A3 Sr Fix Common Stock 76114BAC2 3 10,000 SH   SOLE   0 0 10,000
RESIDENTIAL ASSET SECURITIZATION TRUST ( 07A1 A9 Sr Fix Common Stock 761136AJ9 3 31,000 SH   SOLE   0 0 31,000
RESIDENTIAL FUNDING MORTGAGE SECURITIES 05S7 A2 Sr Lottery Fix Common Stock 76111XZS5 4 26,000 SH   SOLE   0 0 26,000
RESIDENTIAL FUNDING MORTGAGE SECURITIES 06S9 A10 Sr Fix Common Stock 749577AK8 1 28,000 SH   SOLE   0 0 28,000
Retractable Technologies Inc Common Stock 76129W105 185 17,200 SH   SOLE   0 0 17,200
Revlon Consumer 6.250 08/01/24 '21 Common Stock 761519BF3 88 235,000 SH   SOLE   0 0 235,000
Rocket Cos Inc-Class A Closed End Funds 77311W101 277 13,719 SH   SOLE   0 0 13,719
Royal Dutch Shell PLC Common Stock 780259206 233 6,620 SH   SOLE   0 0 6,620
Russell Inv Tax-Managed US Large Cap S Common Stock 782493720 579 10,231 SH   SOLE   0 0 10,231
Salesforce.com Inc Common Stock 79466L302 404 1,815 SH   SOLE   0 0 1,815
Sampson Cnty N C Ltd Oblig 3.375 12/01/34 '25 Common Stock 79588VAT2 22 20,000 SH   SOLE   0 0 20,000
Scottsdale Ariz Mun Ppty Corp 5.000 07/01/21 Common Stock 810489JM7 10 10,000 SH   SOLE   0 0 10,000
Seagate HDD 5.750 12/01/34 '34 Exchange Traded Fund 81180WAN1 38 32,000 SH   SOLE   0 0 32,000
Secured Income Fund Ii Llc Pref Nsa Exchange Traded Fund 81399B104 50 50,296 SH   SOLE   0 0 50,296
Sedgwick Cnty Kans Uni Sch Dis 6.220 10/01/28 Common Stock 815626GQ3 45 35,000 SH   SOLE   0 0 35,000
SEI US Managed Volatility Y (SIMT) Common Stock 78413L787 581 33,468 SH   SOLE   0 0 33,468
Select Sector Spdr Trust Shs Ben Int Energy Common Stock 81369Y506 601 15,847 SH   SOLE   0 0 15,847
Shopify Inc Common Stock 82509L107 358 316 SH   SOLE   0 0 316